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PFS

Prospera Financial Services Portfolio holdings

AUM $6.89B
1-Year Est. Return 37.41%
This Fund
S&P 500
This Quarter Est. Return
-5.95%
1 Year Est. Return
+37.41%
3 Year Est. Return
+97.4%
5 Year Est. Return
+116.36%
10 Year Est. Return
+359.89%
AUM
$395M
AUM Growth
-$25M
Cap. Flow
+$3.42M
Cap. Flow %
0.86%
Top 10 Hldgs %
50.9%
Holding
346
New
45
Increased
107
Reduced
113
Closed
57

Top Buys

Rank Stock Value
1
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$20.3M
2
SHV icon
iShares 0-1 Year Treasury Bond ETF
SHV
+$7.2M
3
FV icon
First Trust Dorsey Wright Focus 5 ETF
FV
+$6.78M
4
XLP icon
State Street Consumer Staples Select Sector SPDR ETF
XLP
+$3.56M
5
PDP icon
Invesco Dorsey Wright Momentum ETF
PDP
+$2.47M

Top Sells

Rank Stock Value
1
XLY icon
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
+$6.51M
2
RSP icon
Invesco S&P 500 Equal Weight ETF
RSP
+$5.94M
3
IYF icon
iShares US Financials ETF
IYF
+$4.73M
4
IYH icon
iShares US Healthcare ETF
IYH
+$4.48M
5
IYE icon
iShares US Energy ETF
IYE
+$4.31M

Sector Composition

Rank Sector Weight
1 Energy 3.71%
2 Consumer Staples 3.19%
3 Communication Services 2.93%
4 Technology 2.84%
5 Healthcare 2.55%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FDL icon
101
First Trust Morningstar Dividend Leaders Index Fund
FDL
$7.72B
$562K 0.14%
25,403
-11,145
-30% -$253K
VXF icon
102
Vanguard Extended Market ETF
VXF
$30.3B
$559K 0.14%
6,851
-405
-6% -$35.9K
BIIB icon
103
Biogen
BIIB
$29.9B
$553K 0.14%
1,894
-39
-2% -$12.9K
WFC icon
104
Wells Fargo
WFC
$261B
$544K 0.14%
11,393
-3,189
-22% -$175K
IVE icon
105
iShares S&P 500 Value ETF
IVE
$48.9B
$541K 0.14%
6,443
-240
-4% -$21.5K
IBM icon
106
IBM
IBM
$202B
$537K 0.14%
4,187
+653
+18% +$96.4K
LQD icon
107
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
$34.7B
$534K 0.14%
4,602
+2,120
+85% +$245K
CSCO icon
108
Cisco
CSCO
$450B
$533K 0.13%
21,877
-10,536
-33% -$285K
NFLX icon
109
Netflix
NFLX
$292B
$532K 0.13%
+54,300
New +$583K
SBUX icon
110
Starbucks
SBUX
$118B
$531K 0.13%
11,406
+507
+5% +$28.4K
DWAS icon
111
Invesco Dorsey Wright SmallCap Momentum ETF
DWAS
$435M
$525K 0.13%
14,100
+1,342
+11% +$54.7K
PSX icon
112
Phillips 66
PSX
$82.9B
$524K 0.13%
7,021
-869
-11% -$69.1K
IWF icon
113
iShares Russell 1000 Growth ETF
IWF
$122B
$523K 0.13%
22,496
+12,296
+121% +$303K
VCR icon
114
Vanguard Consumer Discretionary ETF
VCR
$5.84B
$516K 0.13%
4,378
+286
+7% +$35.4K
META icon
115
Meta Platforms (Facebook)
META
$1.51T
$511K 0.13%
6,360
+755
+13% +$69.3K
EINC icon
116
VanEck Energy Income ETF
EINC
$102M
$505K 0.13%
4,875
+540
+12% +$69.6K
CBRL icon
117
Cracker Barrel
CBRL
$1.2B
$486K 0.12%
+3,297
New +$493K
IDLV icon
118
Invesco S&P International Developed Low Volatility ETF
IDLV
$338M
$483K 0.12%
17,552
-7,612
-30% -$226K
BKLN icon
119
Invesco Senior Loan ETF
BKLN
$7.1B
$478K 0.12%
20,752
-2,708
-12% -$63.7K
WMB icon
120
Williams Companies
WMB
$90.5B
$478K 0.12%
12,966
+3,718
+40% +$185K
BRK.B icon
121
Berkshire Hathaway Class B
BRK.B
$1.07T
$476K 0.12%
3,651
+302
+9% +$41.4K
TIPT icon
122
Tiptree Inc
TIPT
$668M
$476K 0.12%
74,344
-21,284
-22% -$133K
INTC icon
123
Intel
INTC
$464B
$474K 0.12%
18,356
-3,122
-15% -$90.3K
BLK icon
124
Blackrock
BLK
$164B
$467K 0.12%
+1,570
New +$507K
PWV icon
125
Invesco Large Cap Value ETF
PWV
$1.66B
$467K 0.12%
16,678
-650
-4% -$19.4K
3 4
5
6 7

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AG
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AMH
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EDRH
Edmond de Rothschild Holding Chambesy, Switzerland $6.91B AUM 19.7% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CIA
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PS
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PFA
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RBI
Raiffeisen Bank International Vienna, Austria $6.97B AUM 29.39% 1-Year Est. Return

Prospera Financial Services's Q3 2015 Portfolio in Review

As of Q3 2015, Prospera Financial Services held 346 positions worth $395M, down 5.9% from $420M the previous quarter. Its ten largest holdings account for 51% of the portfolio.

Prospera Financial Services's Q3 2015 filing shows 45 new, 107 increased, 113 reduced and 57 closed positions. Its largest new stake was iShares 0-1 Year Treasury Bond ETF: 65,319 shares worth $7.21M. The largest sale was State Street Consumer Discretionary Select Sector SPDR ETF, an estimated $6.51M.

By sector, the portfolio is most concentrated in Energy at 3.7% of assets, down from 3.9% a quarter earlier, followed by Consumer Staples and Communication Services.

  • Prospera Financial Services's largest Q3 2015 buy was iShares 0-1 Year Treasury Bond ETF: 65,319 shares worth $7.21M.
  • Prospera Financial Services added most to iShares 1-3 Year Treasury Bond ETF in Q3 2015, an estimated $20.3M increase.
  • Prospera Financial Services's biggest Q3 2015 reduction was State Street Consumer Discretionary Select Sector SPDR ETF, cutting an estimated $6.51M.
  • Prospera Financial Services fully exited iShares US Financials ETF in Q3 2015, selling an estimated $4.73M.
  • Prospera Financial Services's ten largest holdings make up 51% of its $395M portfolio in Q3 2015.
  • Prospera Financial Services opened 45 new positions and closed 57 in Q3 2015.
  • Prospera Financial Services's portfolio value fell 5.9% quarter-over-quarter to $395M.

Based on Prospera Financial Services's 13F filing for Q3 2015, filed 16 Oct 2015.