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PFS

Prospera Financial Services Portfolio holdings

AUM $6.89B
1-Year Est. Return 37.41%
This Fund
S&P 500
This Quarter Est. Return
+4.19%
1 Year Est. Return
+37.41%
3 Year Est. Return
+97.4%
5 Year Est. Return
+116.36%
10 Year Est. Return
+359.89%
AUM
$401M
AUM Growth
+$30.2M
Cap. Flow
+$11.2M
Cap. Flow %
2.8%
Top 10 Hldgs %
46.23%
Holding
333
New
59
Increased
116
Reduced
94
Closed
42

Top Buys

Rank Stock Value
1
IYF icon
iShares US Financials ETF
IYF
+$20.3M
2
IDU icon
iShares US Utilities ETF
IDU
+$20M
3
FV icon
First Trust Dorsey Wright Focus 5 ETF
FV
+$11.5M
4
PDP icon
Invesco Dorsey Wright Momentum ETF
PDP
+$3.96M
5
SPLV icon
Invesco S&P 500 Low Volatility ETF
SPLV
+$3.87M

Top Sells

Rank Stock Value
1
IYH icon
iShares US Healthcare ETF
IYH
+$18.6M
2
XLF icon
State Street Financial Select Sector SPDR ETF
XLF
+$17.8M
3
IYJ icon
iShares US Industrials ETF
IYJ
+$17.7M
4
XLB icon
State Street Materials Select Sector SPDR ETF
XLB
+$17.3M
5
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$3.37M

Sector Composition

Rank Sector Weight
1 Energy 4.16%
2 Technology 3.37%
3 Consumer Staples 3.04%
4 Healthcare 2.76%
5 Communication Services 2.43%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IJH icon
101
iShares Core S&P Mid-Cap ETF
IJH
$123B
$663K 0.17%
22,880
-119,885
-84% -$3.37M
IVW icon
102
iShares S&P 500 Growth ETF
IVW
$72.5B
$663K 0.17%
23,764
-548
-2% -$15K
BMY icon
103
Bristol-Myers Squibb
BMY
$127B
$660K 0.16%
11,185
-1,547
-12% -$87.2K
CAT icon
104
Caterpillar
CAT
$409B
$650K 0.16%
7,097
+79
+1% +$7.69K
FAB icon
105
First Trust Multi Cap Value AlphaDEX Fund
FAB
$152M
$642K 0.16%
13,575
+274
+2% +$12.6K
NGG icon
106
National Grid
NGG
$81.9B
$635K 0.16%
9,318
+97
+1% +$6.74K
CVS icon
107
CVS Health
CVS
$137B
$625K 0.16%
6,489
+2,732
+73% +$241K
OEF icon
108
iShares S&P 100 ETF
OEF
$19.8B
$612K 0.15%
6,734
+2,164
+47% +$194K
COP icon
109
ConocoPhillips
COP
$147B
$611K 0.15%
8,849
+2,094
+31% +$146K
TGT icon
110
Target
TGT
$62.1B
$611K 0.15%
8,052
+31
+0.4% +$2.09K
FAD icon
111
First Trust Multi Cap Growth AlphaDEX Fund
FAD
$561M
$604K 0.15%
12,375
+775
+7% +$36.3K
TTE icon
112
TotalEnergies
TTE
$193B
$596K 0.15%
11,634
+414
+4% +$23.3K
BKLN icon
113
Invesco Senior Loan ETF
BKLN
$7.1B
$583K 0.15%
24,242
-120
-0.5% -$2.9K
IVE icon
114
iShares S&P 500 Value ETF
IVE
$48.9B
$580K 0.14%
6,185
-157
-2% -$14.4K
DFP
115
Flaherty & Crumrine Dynamic Preferred and Income Fund
DFP
$423M
$576K 0.14%
25,868
-8,636
-25% -$198K
OIH icon
116
VanEck Oil Services ETF
OIH
$2.06B
$573K 0.14%
+797
New +$662K
PBI icon
117
Pitney Bowes
PBI
$2.42B
$572K 0.14%
23,485
+7,779
+50% +$190K
BRK.B icon
118
Berkshire Hathaway Class B
BRK.B
$1.07T
$570K 0.14%
3,797
+560
+17% +$80.8K
GPRO icon
119
GoPro
GPRO
$116M
$568K 0.14%
8,990
-4,110
-31% -$303K
GRMN
120
Garmin
GRMN
$46.9B
$551K 0.14%
10,433
+267
+3% +$14.5K
DD icon
121
DuPont de Nemours
DD
$18.6B
$547K 0.14%
4,739
+21
+0.4% +$2.56K
XLF icon
122
State Street Financial Select Sector SPDR ETF
XLF
$55.6B
$547K 0.14%
25,179
-851,627
-97% -$17.8M
DWAS icon
123
Invesco Dorsey Wright SmallCap Momentum ETF
DWAS
$435M
$530K 0.13%
13,572
-8,959
-40% -$333K
FGD icon
124
First Trust Dow Jones Global Select Dividend Index Fund
FGD
$1.51B
$529K 0.13%
20,862
+575
+3% +$15.1K
LLY icon
125
Eli Lilly
LLY
$1.07T
$529K 0.13%
7,668
+2
+0% +$135
3 4
5
6 7

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AMH
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EDRH
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GAM
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CIA
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PS
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PFA
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RBI
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Prospera Financial Services's Q4 2014 Portfolio in Review

As of Q4 2014, Prospera Financial Services held 333 positions worth $401M, up 8.1% from $371M the previous quarter. Its ten largest holdings account for 46% of the portfolio.

Prospera Financial Services's Q4 2014 filing shows 59 new, 116 increased, 94 reduced and 42 closed positions. Its largest new stake was iShares US Financials ETF: 466,694 shares worth $21M. The largest sale was iShares US Healthcare ETF, an estimated $18.6M.

By sector, the portfolio is most concentrated in Energy at 4.2% of assets, down from 4.6% a quarter earlier, followed by Technology and Consumer Staples.

  • Prospera Financial Services's largest Q4 2014 buy was iShares US Financials ETF: 466,694 shares worth $21M.
  • Prospera Financial Services added most to First Trust Dorsey Wright Focus 5 ETF in Q4 2014, an estimated $11.5M increase.
  • Prospera Financial Services's biggest Q4 2014 reduction was iShares US Healthcare ETF, cutting an estimated $18.6M.
  • Prospera Financial Services fully exited State Street Materials Select Sector SPDR ETF in Q4 2014, selling an estimated $17.3M.
  • Prospera Financial Services's ten largest holdings make up 46% of its $401M portfolio in Q4 2014.
  • Prospera Financial Services opened 59 new positions and closed 42 in Q4 2014.
  • Prospera Financial Services's portfolio value rose 8.1% quarter-over-quarter to $401M.

Based on Prospera Financial Services's 13F filing for Q4 2014, filed 14 Jan 2015.