We are live on ! Find out more
PFS

Prospera Financial Services Portfolio holdings

AUM $6.89B
1-Year Est. Return 37.41%
This Fund
S&P 500
This Quarter Est. Return
+0.74%
1 Year Est. Return
+37.41%
3 Year Est. Return
+97.4%
5 Year Est. Return
+116.36%
10 Year Est. Return
+359.89%
AUM
$371M
AUM Growth
+$1.35M
Cap. Flow
+$9.31M
Cap. Flow %
2.51%
Top 10 Hldgs %
44.7%
Holding
311
New
42
Increased
135
Reduced
72
Closed
37

Top Buys

Rank Stock Value
1
XLY icon
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
+$17.6M
2
IYJ icon
iShares US Industrials ETF
IYJ
+$3.51M
3
XLP icon
State Street Consumer Staples Select Sector SPDR ETF
XLP
+$3.15M
4
FV icon
First Trust Dorsey Wright Focus 5 ETF
FV
+$2.68M
5
XLB icon
State Street Materials Select Sector SPDR ETF
XLB
+$2.23M

Top Sells

Rank Stock Value
1
IDU icon
iShares US Utilities ETF
IDU
+$15.1M
2
IYE icon
iShares US Energy ETF
IYE
+$14.8M
3
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$2.38M
4
QQQ icon
Invesco QQQ Trust
QQQ
+$1.92M
5
IBND icon
State Street SPDR Bloomberg International Corporate Bond ETF
IBND
+$1.68M

Sector Composition

Rank Sector Weight
1 Energy 4.64%
2 Technology 3.13%
3 Communication Services 2.84%
4 Consumer Staples 2.68%
5 Materials 2.67%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
WFC icon
101
Wells Fargo
WFC
$261B
$597K 0.16%
12,310
+726
+6% +$37.3K
XLE icon
102
State Street Energy Select Sector SPDR ETF
XLE
$39.5B
$595K 0.16%
13,130
+134
+1% +$6.49K
BKLN icon
103
Invesco Senior Loan ETF
BKLN
$7.1B
$592K 0.16%
24,362
+1,674
+7% +$41.3K
SYY icon
104
Sysco
SYY
$39.7B
$583K 0.16%
15,373
+1,875
+14% +$70K
FAB icon
105
First Trust Multi Cap Value AlphaDEX Fund
FAB
$152M
$577K 0.16%
+13,301
New +$623K
BSCF
106
DELISTED
CLAYMORE GUGGENHEIM BULLETSHARES 2015 CORP BD ETF
BSCF
$573K 0.15%
26,363
+4,100
+18% +$89.4K
IVE icon
107
iShares S&P 500 Value ETF
IVE
$48.9B
$571K 0.15%
6,342
-101
-2% -$9.18K
TRN icon
108
Trinity Industries
TRN
$2.97B
$571K 0.15%
17,457
+5,080
+41% +$168K
ORAN
109
DELISTED
Orange
ORAN
$571K 0.15%
+38,761
New +$589K
FXU icon
110
First Trust Utilities AlphaDEX Fund
FXU
$840M
$568K 0.15%
25,096
-13,296
-35% -$306K
DD icon
111
DuPont de Nemours
DD
$18.6B
$559K 0.15%
4,718
-708
-13% -$94.4K
FEP icon
112
First Trust Europe AlphaDEX Fund
FEP
$513M
$557K 0.15%
18,100
+677
+4% +$22.1K
LUMO
113
DELISTED
Lumos Pharma, Inc. Common Stock
LUMO
$557K 0.15%
2,889
– –
BBVA icon
114
Banco Bilbao Vizcaya Argentaria
BBVA
$144B
$554K 0.15%
+50,321
New +$587K
JNK icon
115
State Street SPDR Bloomberg High Yield Bond ETF
JNK
$7.24B
$544K 0.15%
4,516
-13,315
-75% -$1.64M
FGD icon
116
First Trust Dow Jones Global Select Dividend Index Fund
FGD
$1.51B
$540K 0.15%
20,287
+2,512
+14% +$71.1K
CSCO icon
117
Cisco
CSCO
$450B
$538K 0.15%
22,925
+1,024
+5% +$25.8K
ET icon
118
Energy Transfer Partners
ET
$70.1B
$535K 0.14%
17,360
– –
ABBV icon
119
AbbVie
ABBV
$458B
$530K 0.14%
9,571
+1,308
+16% +$72.6K
GRMN
120
Garmin
GRMN
$46.9B
$529K 0.14%
10,166
+374
+4% +$20.7K
FAD icon
121
First Trust Multi Cap Growth AlphaDEX Fund
FAD
$561M
$528K 0.14%
+11,600
New +$540K
MXIM
122
DELISTED
Maxim Integrated Products
MXIM
$528K 0.14%
+17,473
New +$550K
PWV icon
123
Invesco Large Cap Value ETF
PWV
$1.66B
$525K 0.14%
17,243
-2,715
-14% -$83.5K
PG icon
124
Procter & Gamble
PG
$343B
$520K 0.14%
6,754
+1,003
+17% +$82.2K
TIPT icon
125
Tiptree Inc
TIPT
$668M
$520K 0.14%
62,997
– –
3 4
5
6 7

Similar funds

AG
AIA Group Hong Kong $6.88B AUM 20.97% 1-Year Est. Return
AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return
EDRH
Edmond de Rothschild Holding Chambesy, Switzerland $6.91B AUM 19.7% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
PS
Principal Securities Des Moines, Iowa $6.82B AUM 17.15% 1-Year Est. Return
PFA
Pure Financial Advisors San Diego, California $6.97B AUM 16.14% 1-Year Est. Return
RBI
Raiffeisen Bank International Vienna, Austria $6.97B AUM 29.39% 1-Year Est. Return

Prospera Financial Services's Q3 2014 Portfolio in Review

As of Q3 2014, Prospera Financial Services held 311 positions worth $371M, up 0.36% from $370M the previous quarter. Its ten largest holdings account for 45% of the portfolio.

Prospera Financial Services's Q3 2014 filing shows 42 new, 135 increased, 72 reduced and 37 closed positions. Its largest new stake was State Street Consumer Discretionary Select Sector SPDR ETF: 522,006 shares worth $17.4M. The largest sale was iShares US Utilities ETF, an estimated $15.1M.

By sector, the portfolio is most concentrated in Energy at 4.6% of assets, down from 5% a quarter earlier, followed by Technology and Communication Services.

  • Prospera Financial Services's largest Q3 2014 buy was State Street Consumer Discretionary Select Sector SPDR ETF: 522,006 shares worth $17.4M.
  • Prospera Financial Services added most to iShares US Industrials ETF in Q3 2014, an estimated $3.51M increase.
  • Prospera Financial Services's biggest Q3 2014 reduction was iShares 7-10 Year Treasury Bond ETF, cutting an estimated $2.38M.
  • Prospera Financial Services fully exited iShares US Utilities ETF in Q3 2014, selling an estimated $15.1M.
  • Prospera Financial Services's ten largest holdings make up 45% of its $371M portfolio in Q3 2014.
  • Prospera Financial Services opened 42 new positions and closed 37 in Q3 2014.
  • Prospera Financial Services's portfolio value rose 0.36% quarter-over-quarter to $371M.

Based on Prospera Financial Services's 13F filing for Q3 2014, filed 16 Oct 2014.