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PFS

Prospera Financial Services Portfolio holdings

AUM $6.89B
1-Year Est. Return 37.41%
This Fund
S&P 500
This Quarter Est. Return
+2.12%
1 Year Est. Return
+37.41%
3 Year Est. Return
+97.4%
5 Year Est. Return
+116.36%
10 Year Est. Return
+359.89%
AUM
$317M
AUM Growth
+$19.2M
Cap. Flow
+$18.1M
Cap. Flow %
5.71%
Top 10 Hldgs %
48.61%
Holding
310
New
52
Increased
122
Reduced
58
Closed
57

Top Buys

Rank Stock Value
1
FV icon
First Trust Dorsey Wright Focus 5 ETF
FV
+$18.2M
2
XLF icon
State Street Financial Select Sector SPDR ETF
XLF
+$9.3M
3
XLB icon
State Street Materials Select Sector SPDR ETF
XLB
+$9.1M
4
IYE icon
iShares US Energy ETF
IYE
+$8.85M
5
IYH icon
iShares US Healthcare ETF
IYH
+$8.5M

Top Sells

Rank Stock Value
1
IYJ icon
iShares US Industrials ETF
IYJ
+$12.3M
2
XLY icon
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
+$12.2M
3
XLP icon
State Street Consumer Staples Select Sector SPDR ETF
XLP
+$11.5M
4
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$5.45M
5
MVV icon
ProShares Ultra MidCap400
MVV
+$3.24M

Sector Composition

Rank Sector Weight
1 Energy 5.08%
2 Materials 3.32%
3 Consumer Staples 2.73%
4 Technology 2.61%
5 Financials 2.24%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FDN icon
101
First Trust Dow Jones Internet Index Fund ETF
FDN
$4.86B
$489K 0.15%
11,755
-45,964
-80% -$2.83M
BSCF
102
DELISTED
CLAYMORE GUGGENHEIM BULLETSHARES 2015 CORP BD ETF
BSCF
$485K 0.15%
22,156
+1,157
+6% +$25.3K
SDRL
103
DELISTED
Seadrill Limited Common Stock
SDRL
$479K 0.15%
51
+11
+28% +$108K
LLY icon
104
Eli Lilly
LLY
$1.07T
$478K 0.15%
8,724
+951
+12% +$53.1K
GYLD icon
105
Arrow Dow Jones Global Yield ETF
GYLD
$36.5M
$473K 0.15%
+17,505
New +$463K
VWO icon
106
Vanguard FTSE Emerging Markets ETF
VWO
$119B
$471K 0.15%
11,607
-3,456
-23% -$134K
FLG
107
Flagstar Bank National Association
FLG
$5.77B
$458K 0.14%
9,501
+810
+9% +$39.4K
CXP
108
DELISTED
COLUMBIA PROPERTY TRUST, INC.
CXP
$458K 0.14%
16,794
+6,550
+64% +$165K
DD
109
DELISTED
Du Pont De Nemours E I
DD
$458K 0.14%
+7,610
New +$465K
KMP
110
DELISTED
KINDER MORGAN ENER PNTRS L.P.
KMP
$446K 0.14%
6,031
+718
+14% +$55.8K
VTI icon
111
Vanguard Total Stock Market ETF
VTI
$654B
$445K 0.14%
4,568
+385
+9% +$36.9K
FGD icon
112
First Trust Dow Jones Global Select Dividend Index Fund
FGD
$1.51B
$442K 0.14%
15,882
+3,000
+23% +$80.8K
PFE icon
113
Pfizer
PFE
$140B
$441K 0.14%
14,810
+870
+6% +$25.9K
BSCE
114
DELISTED
CLAYMORE GUGGENHEIM BULLETSHARES 2014 CORP BD ETF
BSCE
$427K 0.13%
20,186
+156
+0.8% +$3.31K
HP icon
115
Helmerich & Payne
HP
$3.53B
$423K 0.13%
3,929
+450
+13% +$41.8K
CSCO icon
116
Cisco
CSCO
$450B
$421K 0.13%
20,319
+3,271
+19% +$72.3K
EWG icon
117
iShares MSCI Germany ETF
EWG
$1.5B
$415K 0.13%
13,246
+987
+8% +$30.5K
GAS
118
DELISTED
AGL Resources Inc
GAS
$415K 0.13%
+8,480
New +$400K
MMM icon
119
3M
MMM
$89B
$410K 0.13%
4,151
-1,178
-22% -$131K
PG icon
120
Procter & Gamble
PG
$343B
$409K 0.13%
5,626
+569
+11% +$44.8K
ET icon
121
Energy Transfer Partners
ET
$70.1B
$408K 0.13%
17,450
-590
-3% -$12.7K
QRE
122
DELISTED
QR ENERGY LP UNIT LTD PARTNERSHIP INT (DE)
QRE
$408K 0.13%
22,800
+9,400
+70% +$167K
FCG icon
123
First Trust Natural Gas ETF
FCG
$632M
$405K 0.13%
3,910
+70
+2% +$6.88K
ABBV icon
124
AbbVie
ABBV
$458B
$402K 0.13%
8,229
+3,769
+85% +$190K
ABB
125
DELISTED
ABB Ltd
ABB
$401K 0.13%
+15,537
New +$395K
3 4
5
6 7

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AG
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AMH
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EDRH
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GAM
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CIA
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PS
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PFA
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RBI
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Prospera Financial Services's Q1 2014 Portfolio in Review

As of Q1 2014, Prospera Financial Services held 310 positions worth $317M, up 6.5% from $297M the previous quarter. Its ten largest holdings account for 49% of the portfolio.

Prospera Financial Services deployed $18.1M of net new capital in Q1 2014, opening 52 new positions and adding to 122 existing holdings. Its largest new stake was First Trust Dorsey Wright Focus 5 ETF: 941,861 shares worth $17.7M.

By sector, the portfolio is most concentrated in Energy at 5.1% of assets, up from 5% a quarter earlier, followed by Materials and Consumer Staples.

On the sell side, the largest reduction was iShares Core S&P Mid-Cap ETF, an estimated $5.45M trimmed.

  • Prospera Financial Services's largest Q1 2014 buy was First Trust Dorsey Wright Focus 5 ETF: 941,861 shares worth $17.7M.
  • Prospera Financial Services added most to State Street Financial Select Sector SPDR ETF in Q1 2014, an estimated $9.3M increase.
  • Prospera Financial Services's biggest Q1 2014 reduction was iShares Core S&P Mid-Cap ETF, cutting an estimated $5.45M.
  • Prospera Financial Services fully exited iShares US Industrials ETF in Q1 2014, selling an estimated $12.3M.
  • Prospera Financial Services's ten largest holdings make up 49% of its $317M portfolio in Q1 2014.
  • Prospera Financial Services opened 52 new positions and closed 57 in Q1 2014.
  • Prospera Financial Services's portfolio value rose 6.5% quarter-over-quarter to $317M.

Based on Prospera Financial Services's 13F filing for Q1 2014, filed 4 Apr 2014.