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PFS

Prospera Financial Services Portfolio holdings

AUM $6.89B
1-Year Est. Return 37.41%
This Fund
S&P 500
This Quarter Est. Return
+8.29%
1 Year Est. Return
+37.41%
3 Year Est. Return
+97.4%
5 Year Est. Return
+116.36%
10 Year Est. Return
+359.89%
AUM
$297M
AUM Growth
+$33.8M
Cap. Flow
+$16.8M
Cap. Flow %
5.63%
Top 10 Hldgs %
37.84%
Holding
311
New
70
Increased
67
Reduced
109
Closed
53

Top Buys

Rank Stock Value
1
XLP icon
State Street Consumer Staples Select Sector SPDR ETF
XLP
+$11M
2
IVV icon
iShares Core S&P 500 ETF
IVV
+$5.93M
3
EXP icon
Eagle Materials
EXP
+$4.05M
4
SSO icon
ProShares Ultra S&P500
SSO
+$3.1M
5
IWV icon
iShares Russell 3000 ETF
IWV
+$1.58M

Top Sells

Rank Stock Value
1
IDU icon
iShares US Utilities ETF
IDU
+$9.5M
2
IWM icon
iShares Russell 2000 ETF
IWM
+$3.3M
3
UWM icon
ProShares Ultra Russell2000
UWM
+$2.45M
4
BSJD
GUGGENGEIM BULLETSHARES 2013 HIGH YIELD CORPORATE BOND ETF
BSJD
+$2.07M
5
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$2.01M

Sector Composition

Rank Sector Weight
1 Energy 4.97%
2 Materials 3.22%
3 Technology 2.7%
4 Consumer Staples 2.63%
5 Communication Services 2.04%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MCD icon
101
McDonald's
MCD
$188B
$478K 0.16%
4,926
-2,192
-31% -$211K
ESSX
102
DELISTED
ESSEX RENTAL CORP. COMMON STOCK
ESSX
$470K 0.16%
143,680
+53,396
+59% +$160K
LHX icon
103
L3Harris
LHX
$55.9B
$464K 0.16%
+6,646
New +$421K
BSCF
104
DELISTED
CLAYMORE GUGGENHEIM BULLETSHARES 2015 CORP BD ETF
BSCF
$459K 0.15%
20,999
+308
+1% +$6.74K
MRK icon
105
Merck
MRK
$324B
$452K 0.15%
9,455
-1,760
-16% -$80.5K
IP icon
106
International Paper
IP
$22.3B
$448K 0.15%
+9,789
New +$419K
BIV icon
107
Vanguard Intermediate-Term Bond ETF
BIV
$28.8B
$441K 0.15%
+5,402
New +$451K
FPX icon
108
First Trust US Equity Opportunities ETF
FPX
$1.51B
$439K 0.15%
+9,662
New +$414K
FLG
109
Flagstar Bank National Association
FLG
$5.77B
$439K 0.15%
+8,691
New +$421K
HAS icon
110
Hasbro
HAS
$12.6B
$438K 0.15%
+7,961
New +$407K
PAAS icon
111
Pan American Silver
PAAS
$18.6B
$437K 0.15%
37,370
-2,320
-6% -$24.7K
SDRL
112
DELISTED
Seadrill Limited Common Stock
SDRL
$435K 0.15%
+40
New +$472K
FTSL icon
113
First Trust Senior Loan Fund ETF
FTSL
$2.31B
$430K 0.14%
+8,664
New +$429K
KMP
114
DELISTED
KINDER MORGAN ENER PNTRS L.P.
KMP
$429K 0.14%
5,313
-2,597
-33% -$209K
ICF icon
115
iShares Select U.S. REIT ETF
ICF
$2.12B
$428K 0.14%
11,452
-576
-5% -$22.3K
BSCE
116
DELISTED
CLAYMORE GUGGENHEIM BULLETSHARES 2014 CORP BD ETF
BSCE
$426K 0.14%
20,030
+306
+2% +$6.51K
COP icon
117
ConocoPhillips
COP
$147B
$424K 0.14%
6,008
-4,243
-41% -$305K
IVE icon
118
iShares S&P 500 Value ETF
IVE
$48.9B
$422K 0.14%
+4,934
New +$406K
WMT icon
119
Walmart Inc
WMT
$871B
$422K 0.14%
16,089
+2,388
+17% +$61.7K
WBA
120
DELISTED
Walgreens Boots Alliance
WBA
$416K 0.14%
+7,234
New +$421K
PG icon
121
Procter & Gamble
PG
$343B
$412K 0.14%
5,057
-2,390
-32% -$195K
ADP icon
122
Automatic Data Processing
ADP
$100B
$408K 0.14%
5,755
+2,570
+81% +$173K
PFE icon
123
Pfizer
PFE
$140B
$405K 0.14%
13,940
-11,866
-46% -$345K
SHY icon
124
iShares 1-3 Year Treasury Bond ETF
SHY
$25.4B
$404K 0.14%
4,791
+990
+26% +$83.6K
VTI icon
125
Vanguard Total Stock Market ETF
VTI
$654B
$401K 0.13%
4,183
+1,368
+49% +$126K
3 4
5
6 7

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AG
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AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return
EDRH
Edmond de Rothschild Holding Chambesy, Switzerland $6.91B AUM 19.7% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
PS
Principal Securities Des Moines, Iowa $6.82B AUM 17.15% 1-Year Est. Return
PFA
Pure Financial Advisors San Diego, California $6.97B AUM 16.14% 1-Year Est. Return
RBI
Raiffeisen Bank International Vienna, Austria $6.97B AUM 29.39% 1-Year Est. Return

Prospera Financial Services's Q4 2013 Portfolio in Review

As of Q4 2013, Prospera Financial Services held 311 positions worth $297M, up 13% from $264M the previous quarter. Its ten largest holdings account for 38% of the portfolio.

Prospera Financial Services deployed $16.8M of net new capital in Q4 2013, opening 70 new positions and adding to 67 existing holdings. Its largest new stake was ProShares Ultra S&P500: 529,312 shares worth $3.39M.

By sector, the portfolio is most concentrated in Energy at 5% of assets, down from 6.6% a quarter earlier, followed by Materials and Technology.

On the sell side, the largest reduction was iShares Russell 2000 ETF, an estimated $3.3M trimmed.

  • Prospera Financial Services's largest Q4 2013 buy was ProShares Ultra S&P500: 529,312 shares worth $3.39M.
  • Prospera Financial Services added most to State Street Consumer Staples Select Sector SPDR ETF in Q4 2013, an estimated $11M increase.
  • Prospera Financial Services's biggest Q4 2013 reduction was iShares Russell 2000 ETF, cutting an estimated $3.3M.
  • Prospera Financial Services fully exited iShares US Utilities ETF in Q4 2013, selling an estimated $9.5M.
  • Prospera Financial Services's ten largest holdings make up 38% of its $297M portfolio in Q4 2013.
  • Prospera Financial Services opened 70 new positions and closed 53 in Q4 2013.
  • Prospera Financial Services's portfolio value rose 13% quarter-over-quarter to $297M.

Based on Prospera Financial Services's 13F filing for Q4 2013, filed 13 Feb 2014.