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PFS

Prospera Financial Services Portfolio holdings

AUM $6.89B
1-Year Est. Return 37.41%
This Fund
S&P 500
This Quarter Est. Return
+5.01%
1 Year Est. Return
+37.41%
3 Year Est. Return
+97.4%
5 Year Est. Return
+116.36%
10 Year Est. Return
+359.89%
AUM
$264M
AUM Growth
+$47.6M
Cap. Flow
+$39M
Cap. Flow %
14.79%
Top 10 Hldgs %
33.72%
Holding
274
New
43
Increased
118
Reduced
61
Closed
31

Top Buys

Rank Stock Value
1
IDU icon
iShares US Utilities ETF
IDU
+$9.63M
2
IYH icon
iShares US Healthcare ETF
IYH
+$9.46M
3
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$3.96M
4
MVV icon
ProShares Ultra MidCap400
MVV
+$2.26M
5
IWM icon
iShares Russell 2000 ETF
IWM
+$2.12M

Top Sells

Rank Stock Value
1
XLP icon
State Street Consumer Staples Select Sector SPDR ETF
XLP
+$7.86M
2
IEI icon
iShares 3-7 Year Treasury Bond ETF
IEI
+$2.6M
3
DHC
Diversified Healthcare Trust
DHC
+$2.4M
4
SO icon
Southern Company
SO
+$1.84M
5
AEP icon
American Electric Power
AEP
+$1.76M

Sector Composition

Rank Sector Weight
1 Energy 6.59%
2 Technology 3.11%
3 Consumer Staples 2.76%
4 Communication Services 2.5%
5 Materials 2.22%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MRK icon
101
Merck
MRK
$324B
$522K 0.2%
11,215
+2,516
+29% +$115K
MGK icon
102
Vanguard Mega Cap Growth ETF
MGK
$31.9B
$521K 0.2%
39,485
-4,200
-10% -$53.7K
MMM icon
103
3M
MMM
$89B
$515K 0.2%
5,151
+190
+4% +$18.5K
XES icon
104
State Street SPDR S&P Oil & Gas Equipment & Services ETF
XES
$380M
$510K 0.19%
1,200
+150
+14% +$61.8K
SYY icon
105
Sysco
SYY
$39.7B
$497K 0.19%
15,597
+1,745
+13% +$58.5K
CAT icon
106
Caterpillar
CAT
$409B
$490K 0.19%
5,845
+770
+15% +$65.1K
CSCO icon
107
Cisco
CSCO
$450B
$488K 0.19%
20,997
+1,236
+6% +$30.7K
EWG icon
108
iShares MSCI Germany ETF
EWG
$1.5B
$473K 0.18%
16,799
+7,812
+87% +$207K
IGOV icon
109
iShares International Treasury Bond ETF
IGOV
$1.34B
$471K 0.18%
+9,320
New +$459K
ICF icon
110
iShares Select U.S. REIT ETF
ICF
$2.12B
$470K 0.18%
12,028
-4,106
-25% -$163K
WFC icon
111
Wells Fargo
WFC
$261B
$465K 0.18%
11,201
-493
-4% -$21K
BSCD
112
DELISTED
CLAYMORE GUGGENHEIM BULLETSHARES 2013 CORP BD ETF
BSCD
$465K 0.18%
22,444
+4,001
+22% +$83K
VFC icon
113
VF Corp
VFC
$6.68B
$463K 0.18%
9,894
-174
-2% -$8.03K
BSJG
114
DELISTED
Guggenheim BulletShares 2016 High Yield Corporate Bond ETF
BSJG
$456K 0.17%
17,157
+2,757
+19% +$73K
XLI icon
115
State Street Industrial Select Sector SPDR ETF
XLI
$33.9B
$455K 0.17%
9,733
+602
+7% +$27.2K
ANDX
116
DELISTED
Andeavor Logistics LP
ANDX
$454K 0.17%
7,750
+4,350
+128% +$241K
BSCF
117
DELISTED
CLAYMORE GUGGENHEIM BULLETSHARES 2015 CORP BD ETF
BSCF
$452K 0.17%
20,691
+307
+2% +$6.7K
APA icon
118
APA Corp
APA
$12.8B
$431K 0.16%
+4,985
New +$414K
ARP
119
DELISTED
ATLAS RESOURCE PARTNERS L P COM UIT REPSTG LTD PTNRS
ARP
$429K 0.16%
20,350
– –
LLY icon
120
Eli Lilly
LLY
$1.07T
$427K 0.16%
8,425
+201
+2% +$10.5K
BSCE
121
DELISTED
CLAYMORE GUGGENHEIM BULLETSHARES 2014 CORP BD ETF
BSCE
$420K 0.16%
19,724
+306
+2% +$6.51K
DVY icon
122
iShares Select Dividend ETF
DVY
$24B
$412K 0.16%
6,174
+1,100
+22% +$73.1K
PAAS icon
123
Pan American Silver
PAAS
$18.6B
$408K 0.15%
+39,690
New +$483K
PM icon
124
Philip Morris
PM
$301B
$406K 0.15%
4,647
+197
+4% +$17.2K
F icon
125
Ford
F
$57.3B
$404K 0.15%
23,476
+637
+3% +$10.8K
3 4
5
6 7

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AG
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AMH
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EDRH
Edmond de Rothschild Holding Chambesy, Switzerland $6.91B AUM 19.7% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
PS
Principal Securities Des Moines, Iowa $6.82B AUM 17.15% 1-Year Est. Return
PFA
Pure Financial Advisors San Diego, California $6.97B AUM 16.14% 1-Year Est. Return
RBI
Raiffeisen Bank International Vienna, Austria $6.97B AUM 29.39% 1-Year Est. Return

Prospera Financial Services's Q3 2013 Portfolio in Review

As of Q3 2013, Prospera Financial Services held 274 positions worth $264M, up 22% from $216M the previous quarter. Its ten largest holdings account for 34% of the portfolio.

Prospera Financial Services deployed $39M of net new capital in Q3 2013, opening 43 new positions and adding to 118 existing holdings. Its largest new stake was iShares US Utilities ETF: 201,382 shares worth $9.5M.

By sector, the portfolio is most concentrated in Energy at 6.6% of assets, down from 7.5% a quarter earlier, followed by Technology and Consumer Staples.

On the sell side, the largest reduction was State Street Consumer Staples Select Sector SPDR ETF, an estimated $7.86M trimmed.

  • Prospera Financial Services's largest Q3 2013 buy was iShares US Utilities ETF: 201,382 shares worth $9.5M.
  • Prospera Financial Services added most to iShares Core S&P Mid-Cap ETF in Q3 2013, an estimated $3.96M increase.
  • Prospera Financial Services's biggest Q3 2013 reduction was State Street Consumer Staples Select Sector SPDR ETF, cutting an estimated $7.86M.
  • Prospera Financial Services fully exited iShares 3-7 Year Treasury Bond ETF in Q3 2013, selling an estimated $2.6M.
  • Prospera Financial Services's ten largest holdings make up 34% of its $264M portfolio in Q3 2013.
  • Prospera Financial Services opened 43 new positions and closed 31 in Q3 2013.
  • Prospera Financial Services's portfolio value rose 22% quarter-over-quarter to $264M.

Based on Prospera Financial Services's 13F filing for Q3 2013, filed 4 Nov 2013.