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PFS

Prospera Financial Services Portfolio holdings

AUM $6.89B
1-Year Est. Return 37.41%
This Fund
S&P 500
This Quarter Est. Return
-3.83%
1 Year Est. Return
+37.41%
3 Year Est. Return
+97.4%
5 Year Est. Return
+116.36%
10 Year Est. Return
+359.89%
AUM
$1.92B
AUM Growth
-$44.4M
Cap. Flow
+$64.1M
Cap. Flow %
3.35%
Top 10 Hldgs %
20.63%
Holding
1,691
New
67
Increased
511
Reduced
232
Closed
861

Top Buys

Rank Stock Value
1
FV icon
First Trust Dorsey Wright Focus 5 ETF
FV
+$24M
2
SSUS icon
Day Hagan/Ned Davis Research Smart Sector ETF
SSUS
+$19.5M
3
XBI icon
State Street SPDR S&P Biotech ETF
XBI
+$12.5M
4
AMD icon
Advanced Micro Devices
AMD
+$7.69M
5
PDP icon
Invesco Dorsey Wright Momentum ETF
PDP
+$7.06M

Top Sells

Rank Stock Value
1
FTSM icon
First Trust Enhanced Short Maturity ETF
FTSM
+$46.7M
2
COWZ icon
Pacer US Cash Cows 100 ETF
COWZ
+$13.1M
3
JEPI icon
JPMorgan Equity Premium Income ETF
JEPI
+$12.9M
4
SPIP icon
State Street SPDR Portfolio TIPS ETF
SPIP
+$6.17M
5
VALE icon
Vale
VALE
+$5.04M

Sector Composition

Rank Sector Weight
1 Technology 13.28%
2 Financials 7.3%
3 Healthcare 6.57%
4 Consumer Staples 4.86%
5 Consumer Discretionary 4.85%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ILCV icon
1201
iShares Morningstar Value ETF
ILCV
$1.32B
– –
-570
Closed -$34K
ILF icon
1202
iShares Latin America 40 ETF
ILF
$3.79B
– –
-3,255
Closed -$73K
ILMN icon
1203
Illumina
ILMN
$29.2B
– –
-46
Closed -$8K
ILDR icon
1204
First Trust Innovation Leaders ETF
ILDR
$281M
– –
-115
Closed -$2K
IMCG icon
1205
iShares Morningstar Mid-Cap Growth ETF
IMCG
$3.94B
– –
-1,126
Closed -$58K
IMCV icon
1206
iShares Morningstar Mid-Cap Value ETF
IMCV
$1.15B
– –
-1,463
Closed -$87K
IMO icon
1207
Imperial Oil
IMO
$60.8B
– –
-10,905
Closed -$514K
INFL icon
1208
Horizon Kinetics Inflation Beneficiaries ETF
INFL
$1.48B
– –
-250
Closed -$7K
INO icon
1209
Inovio Pharmaceuticals
INO
$84.7M
– –
-119
Closed -$2K
INSP icon
1210
Inspire Medical Systems
INSP
$1.5B
– –
-57
Closed -$10K
INVZ icon
1211
Innoviz Technologies
INVZ
$99.5M
– –
-1,052
Closed -$4K
IPG
1212
DELISTED
Interpublic Group of Companies
IPG
– –
-7,360
Closed -$203K
IPI icon
1213
Intrepid Potash
IPI
$474M
– –
-1,554
Closed -$70K
IPKW icon
1214
Invesco International BuyBack Achievers ETF
IPKW
$540M
– –
-8,630
Closed -$280K
IQV icon
1215
IQVIA
IQV
$40.5B
– –
-59
Closed -$13K
IR icon
1216
Ingersoll Rand
IR
$33.9B
– –
-256
Closed -$11K
IRDM icon
1217
Iridium Communications
IRDM
$4.81B
– –
-30,896
Closed -$1.16M
IRM icon
1218
Iron Mountain
IRM
$37.4B
– –
-1,408
Closed -$69K
ISCV icon
1219
iShares Morningstar Small-Cap Value ETF
ISCV
$701M
– –
-450
Closed -$23K
IT icon
1220
Gartner
IT
$10.4B
– –
-103
Closed -$25K
ITA icon
1221
iShares US Aerospace & Defense ETF
ITA
$14.5B
– –
-1,679
Closed -$167K
ITM icon
1222
VanEck Intermediate Muni ETF
ITM
$2.15B
– –
-187
Closed -$9K
IVZ icon
1223
Invesco
IVZ
$13B
– –
-3,892
Closed -$63K
IXUS icon
1224
iShares Core MSCI Total International Stock ETF
IXUS
$57.4B
– –
-408
Closed -$23K
IYLD icon
1225
iShares Morningstar Multi-Asset Income ETF
IYLD
$125M
– –
-2,300
Closed -$46K
47 48
49
50 51

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AG
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AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return
EDRH
Edmond de Rothschild Holding Chambesy, Switzerland $6.91B AUM 19.7% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CIA
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PS
Principal Securities Des Moines, Iowa $6.82B AUM 17.15% 1-Year Est. Return
PFA
Pure Financial Advisors San Diego, California $6.97B AUM 16.14% 1-Year Est. Return
RBI
Raiffeisen Bank International Vienna, Austria $6.97B AUM 29.39% 1-Year Est. Return

Prospera Financial Services's Q3 2022 Portfolio in Review

As of Q3 2022, Prospera Financial Services held 1,691 positions worth $1.92B, down 2.3% from $1.96B the previous quarter. Its ten largest holdings account for 21% of the portfolio.

Prospera Financial Services deployed $64.1M of net new capital in Q3 2022, opening 67 new positions and adding to 511 existing holdings. Its largest new stake was Day Hagan/Ned Davis Research Smart Sector ETF: 613,408 shares worth $17.7M.

By sector, the portfolio is most concentrated in Technology at 13% of assets, up from 13% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was First Trust Enhanced Short Maturity ETF, an estimated $46.7M trimmed.

  • Prospera Financial Services's largest Q3 2022 buy was Day Hagan/Ned Davis Research Smart Sector ETF: 613,408 shares worth $17.7M.
  • Prospera Financial Services added most to First Trust Dorsey Wright Focus 5 ETF in Q3 2022, an estimated $24M increase.
  • Prospera Financial Services's biggest Q3 2022 reduction was First Trust Enhanced Short Maturity ETF, cutting an estimated $46.7M.
  • Prospera Financial Services fully exited State Street SPDR Portfolio TIPS ETF in Q3 2022, selling an estimated $6.17M.
  • Prospera Financial Services's ten largest holdings make up 21% of its $1.92B portfolio in Q3 2022.
  • Prospera Financial Services opened 67 new positions and closed 861 in Q3 2022.
  • Prospera Financial Services's portfolio value fell 2.3% quarter-over-quarter to $1.92B.

Based on Prospera Financial Services's 13F filing for Q3 2022, filed 27 Oct 2022.