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PFS

Prospera Financial Services Portfolio holdings

AUM $6.89B
1-Year Est. Return 37.41%
This Fund
S&P 500
This Quarter Est. Return
+6.8%
1 Year Est. Return
+37.41%
3 Year Est. Return
+97.4%
5 Year Est. Return
+116.36%
10 Year Est. Return
+359.89%
AUM
$262M
AUM Growth
-$867M
Cap. Flow
-$932M
Cap. Flow %
-356.11%
Top 10 Hldgs %
21.54%
Holding
1,727
New
1,155
Increased
43
Reduced
426
Closed
90

Top Buys

Rank Stock Value
1
IYK icon
iShares US Consumer Staples ETF
IYK
+$2.05M
2
IYJ icon
iShares US Industrials ETF
IYJ
+$1.75M
3
EEM icon
iShares MSCI Emerging Markets ETF
EEM
+$1.38M
4
QQQH
NEOS Nasdaq-100 Hedged Equity Income ETF
QQQH
+$974K
5
GNMA icon
iShares GNMA Bond ETF
GNMA
+$899K

Top Sells

Rank Stock Value
1
DWFI
SPDR Dorsey Wright Fixed Income Allocation ETF
DWFI
+$63.8M
2
AAPL icon
Apple
AAPL
+$59.8M
3
FV icon
First Trust Dorsey Wright Focus 5 ETF
FV
+$49.9M
4
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$31.7M
5
QQQ icon
Invesco QQQ Trust
QQQ
+$25.6M

Sector Composition

Rank Sector Weight
1 Financials 10.9%
2 Industrials 9.98%
3 Technology 7.94%
4 Healthcare 6.42%
5 Consumer Discretionary 5%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FT
1201
Franklin Universal Trust
FT
$199M
$7K ﹤0.01%
+1,000
New +$6.94K
GAIN icon
1202
Gladstone Investment Corp
GAIN
$646M
$7K ﹤0.01%
+800
New +$7.62K
GL icon
1203
Globe Life
GL
$14.2B
$7K ﹤0.01%
+82
New +$6.54K
HCA icon
1204
HCA Healthcare
HCA
$85.7B
$7K ﹤0.01%
+60
New +$7.43K
HESM icon
1205
Hess Midstream
HESM
$5.17B
$7K ﹤0.01%
+435
New +$7.57K
HRB icon
1206
H&R Block
HRB
$5.61B
$7K ﹤0.01%
+400
New +$5.88K
HSY icon
1207
Hershey
HSY
$35.9B
$7K ﹤0.01%
50
-1,876
-97% -$266K
HWM icon
1208
Howmet Aerospace
HWM
$111B
$7K ﹤0.01%
+413
New +$6.9K
IYZ icon
1209
iShares US Telecommunications ETF
IYZ
$1.18B
$7K ﹤0.01%
+250
New +$7.08K
LNG icon
1210
Cheniere Energy
LNG
$54.1B
$7K ﹤0.01%
+145
New +$7.35K
MDU icon
1211
MDU Resources
MDU
$4.17B
$7K ﹤0.01%
+763
New +$6.55K
PDBC icon
1212
Invesco Actively Managed Exch-Traded Commodity Fd Tr Invesco Optimum Yield Diversified Commodity Strategy No K-1 ETF
PDBC
$6.36B
$7K ﹤0.01%
+489
New +$6.69K
PFE icon
1213
Pfizer
PFE
$142B
$7K ﹤0.01%
201
-54,073
-100% -$1.9M
PMO
1214
Franklin Municipal Opportunities Trust
PMO
$280M
$7K ﹤0.01%
+537
New +$7.15K
RGEN icon
1215
Repligen
RGEN
$7.03B
$7K ﹤0.01%
46
-6,991
-99% -$999K
SBIO icon
1216
ALPS Medical Breakthroughs ETF
SBIO
$207M
$7K ﹤0.01%
+176
New +$7.26K
SJM icon
1217
J.M. Smucker
SJM
$13.1B
$7K ﹤0.01%
59
-6,669
-99% -$743K
SNX icon
1218
TD Synnex
SNX
$20.2B
$7K ﹤0.01%
+94
New +$5.91K
SSO icon
1219
ProShares Ultra S&P500
SSO
$7.76B
$7K ﹤0.01%
+356
New +$6.41K
TDOC icon
1220
Teladoc Health
TDOC
$1.19B
$7K ﹤0.01%
34
-2,614
-99% -$554K
TXT icon
1221
Textron
TXT
$15B
$7K ﹤0.01%
+200
New +$7.25K
UST icon
1222
ProShares Ultra 7-10 Year Treasury
UST
$15.9M
$7K ﹤0.01%
+90
New +$6.85K
WCC
1223
WESCO International
WCC
$16.7B
$7K ﹤0.01%
+150
New +$6.4K
ZD icon
1224
Ziff Davis
ZD
$1.94B
$7K ﹤0.01%
+120
New +$6.8K
ABMD
1225
DELISTED
Abiomed Inc
ABMD
$7K ﹤0.01%
+25
New +$7.2K
47 48
49
50 51

Similar funds

AG
AIA Group Hong Kong $6.88B AUM 20.97% 1-Year Est. Return
AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return
EDRH
Edmond de Rothschild Holding Chambesy, Switzerland $6.91B AUM 19.7% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
PS
Principal Securities Des Moines, Iowa $6.82B AUM 17.15% 1-Year Est. Return
PFA
Pure Financial Advisors San Diego, California $6.97B AUM 16.14% 1-Year Est. Return
RBI
Raiffeisen Bank International Vienna, Austria $6.97B AUM 29.39% 1-Year Est. Return

Prospera Financial Services's Q3 2020 Portfolio in Review

As of Q3 2020, Prospera Financial Services held 1,727 positions worth $262M, down 77% from $1.13B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Prospera Financial Services withdrew a net $932M in Q3 2020, closing 90 positions and reducing 426 holdings. Its most notable exit was Netflix, an estimated $6.67M position sold in full.

By sector, the portfolio is most concentrated in Financials at 11% of assets, up from 6.9% a quarter earlier, followed by Industrials and Technology.

Against the trend, Prospera Financial Services opened a new position in NEOS Nasdaq-100 Hedged Equity Income ETF worth $924K.

  • Prospera Financial Services's largest Q3 2020 buy was NEOS Nasdaq-100 Hedged Equity Income ETF: 17,898 shares worth $924K.
  • Prospera Financial Services added most to iShares US Consumer Staples ETF in Q3 2020, an estimated $2.05M increase.
  • Prospera Financial Services's biggest Q3 2020 reduction was SPDR Dorsey Wright Fixed Income Allocation ETF, cutting an estimated $63.8M.
  • Prospera Financial Services fully exited Netflix in Q3 2020, selling an estimated $6.67M.
  • Prospera Financial Services's ten largest holdings make up 22% of its $262M portfolio in Q3 2020.
  • Prospera Financial Services opened 1,155 new positions and closed 90 in Q3 2020.
  • Prospera Financial Services's portfolio value fell 77% quarter-over-quarter to $262M.

Based on Prospera Financial Services's 13F filing for Q3 2020, filed 4 Nov 2020.