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PFS

Prospera Financial Services Portfolio holdings

AUM $6.89B
1-Year Est. Return 37.41%
This Fund
S&P 500
This Quarter Est. Return
+6.4%
1 Year Est. Return
+37.41%
3 Year Est. Return
+97.4%
5 Year Est. Return
+116.36%
10 Year Est. Return
+359.89%
AUM
$3.92B
AUM Growth
+$319M
Cap. Flow
+$117M
Cap. Flow %
2.98%
Top 10 Hldgs %
19.99%
Holding
1,207
New
73
Increased
556
Reduced
429
Closed
91

Top Buys

Rank Stock Value
1
SPYV icon
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
+$24.5M
2
CGGO icon
Capital Group Global Growth Equity ETF
CGGO
+$16.2M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$15.6M
4
AAPL icon
Apple
AAPL
+$11.8M
5
MSFT icon
Microsoft
MSFT
+$10.3M

Top Sells

Rank Stock Value
1
SPYG icon
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
+$27.3M
2
FTSM icon
First Trust Enhanced Short Maturity ETF
FTSM
+$13.4M
3
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$13M
4
FIXD icon
First Trust Smith Opportunistic Fixed Income ETF
FIXD
+$9.93M
5
BUFR icon
FT Vest Fund of Buffer ETFs
BUFR
+$9.7M

Sector Composition

Rank Sector Weight
1 Technology 16%
2 Financials 6.35%
3 Healthcare 5.3%
4 Industrials 4.86%
5 Consumer Discretionary 4.43%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ODFL icon
1176
Old Dominion Freight Line
ODFL
$47.2B
– –
-2,122
Closed -$375K
OI icon
1177
O-I Glass
OI
$1.41B
– –
-11,711
Closed -$130K
OPEN icon
1178
Opendoor
OPEN
$3.71B
– –
-11,474
Closed -$20.4K
OSK icon
1179
Oshkosh
OSK
$9.66B
– –
-2,290
Closed -$248K
PENN icon
1180
PENN Entertainment
PENN
$2.83B
– –
-11,464
Closed -$222K
PSQH icon
1181
PSQ Holdings
PSQH
$10.3M
– –
-937
Closed -$53K
SCHO icon
1182
Schwab Short-Term US Treasury ETF
SCHO
$12.8B
– –
-14,892
Closed -$358K
SCHP icon
1183
Schwab US TIPS ETF
SCHP
$16.3B
– –
-11,850
Closed -$308K
SIRI icon
1184
SiriusXM
SIRI
$10.5B
– –
-1,583
Closed -$44.8K
SMAY icon
1185
FT Vest US Small Cap Moderate Buffer ETF May
SMAY
$110M
– –
-217,033
Closed -$5.06M
SNPS icon
1186
Synopsys
SNPS
$74.5B
– –
-446
Closed -$265K
SPEM icon
1187
State Street SPDR Portfolio Emerging Markets ETF
SPEM
$17.1B
– –
-8,893
Closed -$335K
SPHY icon
1188
State Street SPDR Portfolio High Yield Bond ETF
SPHY
$11.5B
– –
-26,944
Closed -$626K
SPIB icon
1189
State Street SPDR Portfolio Intermediate Term Corporate Bond ETF
SPIB
$11.5B
– –
-7,581
Closed -$247K
SPSB icon
1190
State Street SPDR Portfolio Short Term Corporate Bond ETF
SPSB
$10.4B
– –
-108,239
Closed -$3.21M
SPTS icon
1191
State Street SPDR Portfolio Short Term Treasury ETF
SPTS
$6.09B
– –
-13,917
Closed -$402K
SQFT icon
1192
Presidio Property Trust
SQFT
$3.01M
– –
-1,103
Closed -$7.68K
TMDX icon
1193
Transmedics
TMDX
$2.57B
– –
-1,616
Closed -$243K
TREX icon
1194
Trex
TREX
$4.57B
– –
-3,598
Closed -$267K
UNG icon
1195
United States Natural Gas Fund
UNG
$458M
– –
-14,191
Closed -$247K
UNL icon
1196
United States 12 Month Natural Gas Fund
UNL
$13.5M
– –
-105,819
Closed -$874K
URA icon
1197
Global X Uranium ETF
URA
$5.6B
– –
-13,684
Closed -$396K
USO icon
1198
United States Oil Fund
USO
$2.07B
– –
-17,998
Closed -$1.43M
VALE icon
1199
Vale
VALE
$62.9B
– –
-225,917
Closed -$2.52M
VMBS icon
1200
Vanguard Mortgage-Backed Securities ETF
VMBS
$15.5B
– –
-4,535
Closed -$206K
45 46 47
48
49

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AG
AIA Group Hong Kong $6.88B AUM 20.97% 1-Year Est. Return
AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return
EDRH
Edmond de Rothschild Holding Chambesy, Switzerland $6.91B AUM 19.7% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
PS
Principal Securities Des Moines, Iowa $6.82B AUM 17.15% 1-Year Est. Return
PFA
Pure Financial Advisors San Diego, California $6.97B AUM 16.14% 1-Year Est. Return
RBI
Raiffeisen Bank International Vienna, Austria $6.97B AUM 29.39% 1-Year Est. Return

Prospera Financial Services's Q3 2024 Portfolio in Review

As of Q3 2024, Prospera Financial Services held 1,207 positions worth $3.92B, up 8.9% from $3.6B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

Prospera Financial Services's Q3 2024 filing shows 73 new, 556 increased, 429 reduced and 91 closed positions. Its largest new stake was iShares US Broker-Dealers & Securities Exchanges ETF: 48,843 shares worth $6.28M. The largest sale was State Street SPDR Portfolio S&P 500 Growth ETF, an estimated $27.3M.

By sector, the portfolio is most concentrated in Technology at 16% of assets, down from 16% a quarter earlier, followed by Financials and Healthcare.

  • Prospera Financial Services's largest Q3 2024 buy was iShares US Broker-Dealers & Securities Exchanges ETF: 48,843 shares worth $6.28M.
  • Prospera Financial Services added most to State Street SPDR Portfolio S&P 500 Value ETF in Q3 2024, an estimated $24.5M increase.
  • Prospera Financial Services's biggest Q3 2024 reduction was State Street SPDR Portfolio S&P 500 Growth ETF, cutting an estimated $27.3M.
  • Prospera Financial Services fully exited FT Vest US Equity Moderate Buffer ETF June in Q3 2024, selling an estimated $9.36M.
  • Prospera Financial Services's ten largest holdings make up 20% of its $3.92B portfolio in Q3 2024.
  • Prospera Financial Services opened 73 new positions and closed 91 in Q3 2024.
  • Prospera Financial Services's portfolio value rose 8.9% quarter-over-quarter to $3.92B.

Based on Prospera Financial Services's 13F filing for Q3 2024, filed 7 Nov 2024.