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PFS

Prospera Financial Services Portfolio holdings

AUM $6.89B
1-Year Est. Return 37.41%
This Fund
S&P 500
This Quarter Est. Return
-3.83%
1 Year Est. Return
+37.41%
3 Year Est. Return
+97.4%
5 Year Est. Return
+116.36%
10 Year Est. Return
+359.89%
AUM
$1.92B
AUM Growth
-$44.4M
Cap. Flow
+$64.1M
Cap. Flow %
3.35%
Top 10 Hldgs %
20.63%
Holding
1,691
New
67
Increased
511
Reduced
232
Closed
861

Top Buys

Rank Stock Value
1
FV icon
First Trust Dorsey Wright Focus 5 ETF
FV
+$24M
2
SSUS icon
Day Hagan/Ned Davis Research Smart Sector ETF
SSUS
+$19.5M
3
XBI icon
State Street SPDR S&P Biotech ETF
XBI
+$12.5M
4
AMD icon
Advanced Micro Devices
AMD
+$7.69M
5
PDP icon
Invesco Dorsey Wright Momentum ETF
PDP
+$7.06M

Top Sells

Rank Stock Value
1
FTSM icon
First Trust Enhanced Short Maturity ETF
FTSM
+$46.7M
2
COWZ icon
Pacer US Cash Cows 100 ETF
COWZ
+$13.1M
3
JEPI icon
JPMorgan Equity Premium Income ETF
JEPI
+$12.9M
4
SPIP icon
State Street SPDR Portfolio TIPS ETF
SPIP
+$6.17M
5
VALE icon
Vale
VALE
+$5.04M

Sector Composition

Rank Sector Weight
1 Technology 13.28%
2 Financials 7.3%
3 Healthcare 6.57%
4 Consumer Staples 4.86%
5 Consumer Discretionary 4.85%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
HQY icon
1176
HealthEquity
HQY
$8.51B
– –
-25,081
Closed -$1.54M
HR icon
1177
Healthcare Realty
HR
$7.62B
– –
-1,160
Closed -$32K
HRB icon
1178
H&R Block
HRB
$5.72B
– –
-2,475
Closed -$87K
HUBB icon
1179
Hubbell
HUBB
$25.4B
– –
-40
Closed -$7K
HUBS icon
1180
HubSpot
HUBS
$12.1B
– –
-372
Closed -$112K
HUM icon
1181
Humana
HUM
$46.4B
– –
-124
Closed -$58K
HYEM icon
1182
VanEck Emerging Markets High Yield Bond ETF
HYEM
$523M
– –
-968
Closed -$17K
HYLB icon
1183
Xtrackers USD High Yield Corporate Bond ETF
HYLB
$3.51B
– –
-4,803
Closed -$162K
IAGG icon
1184
iShares Core International Aggregate Bond Fund
IAGG
$10.9B
– –
-549
Closed -$27K
IAI icon
1185
iShares US Broker-Dealers & Securities Exchanges ETF
IAI
$1.38B
– –
-69
Closed -$6K
IBKR icon
1186
Interactive Brokers
IBKR
$40.4B
– –
-8,384
Closed -$116K
IBND icon
1187
State Street SPDR Bloomberg International Corporate Bond ETF
IBND
$455M
– –
-45
Closed -$1K
IBP icon
1188
Installed Building Products
IBP
$6.41B
– –
-131
Closed -$11K
ICHR icon
1189
Ichor Holdings
ICHR
$2.41B
– –
-709
Closed -$18K
ICLR icon
1190
Icon
ICLR
$13.9B
– –
-12
Closed -$3K
IDA icon
1191
Idacorp
IDA
$8.22B
– –
-16
Closed -$2K
IDHQ icon
1192
Invesco S&P International Developed Quality ETF
IDHQ
$921M
– –
-1,400
Closed -$33K
IEX icon
1193
IDEX
IEX
$16.7B
– –
-4,801
Closed -$872K
IGE icon
1194
iShares North American Natural Resources ETF
IGE
$728M
– –
-5,247
Closed -$189K
IGHG icon
1195
ProShares Investment Grade-Interest Rate Hedged
IGHG
$329M
– –
-1,262
Closed -$87K
IGLB icon
1196
iShares 10+ Year Investment Grade Corporate Bond ETF
IGLB
$2.65B
– –
-49
Closed -$3K
IGMS
1197
DELISTED
IGM Biosciences
IGMS
– –
-98
Closed -$2K
BRSL
1198
Brightstar Lottery PLC
BRSL
$1.94B
– –
-748
Closed -$14K
IGV icon
1199
iShares Expanded Tech-Software Sector ETF
IGV
$12.4B
– –
-3,865
Closed -$208K
IJK icon
1200
iShares S&P Mid-Cap 400 Growth ETF
IJK
$10.8B
– –
-850
Closed -$54K
46 47
48
49 50

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AG
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AMH
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EDRH
Edmond de Rothschild Holding Chambesy, Switzerland $6.91B AUM 19.7% 1-Year Est. Return
GAM
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CIA
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PS
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PFA
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RBI
Raiffeisen Bank International Vienna, Austria $6.97B AUM 29.39% 1-Year Est. Return

Prospera Financial Services's Q3 2022 Portfolio in Review

As of Q3 2022, Prospera Financial Services held 1,691 positions worth $1.92B, down 2.3% from $1.96B the previous quarter. Its ten largest holdings account for 21% of the portfolio.

Prospera Financial Services deployed $64.1M of net new capital in Q3 2022, opening 67 new positions and adding to 511 existing holdings. Its largest new stake was Day Hagan/Ned Davis Research Smart Sector ETF: 613,408 shares worth $17.7M.

By sector, the portfolio is most concentrated in Technology at 13% of assets, up from 13% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was First Trust Enhanced Short Maturity ETF, an estimated $46.7M trimmed.

  • Prospera Financial Services's largest Q3 2022 buy was Day Hagan/Ned Davis Research Smart Sector ETF: 613,408 shares worth $17.7M.
  • Prospera Financial Services added most to First Trust Dorsey Wright Focus 5 ETF in Q3 2022, an estimated $24M increase.
  • Prospera Financial Services's biggest Q3 2022 reduction was First Trust Enhanced Short Maturity ETF, cutting an estimated $46.7M.
  • Prospera Financial Services fully exited State Street SPDR Portfolio TIPS ETF in Q3 2022, selling an estimated $6.17M.
  • Prospera Financial Services's ten largest holdings make up 21% of its $1.92B portfolio in Q3 2022.
  • Prospera Financial Services opened 67 new positions and closed 861 in Q3 2022.
  • Prospera Financial Services's portfolio value fell 2.3% quarter-over-quarter to $1.92B.

Based on Prospera Financial Services's 13F filing for Q3 2022, filed 27 Oct 2022.