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PFS

Prospera Financial Services Portfolio holdings

AUM $6.89B
1-Year Est. Return 37.41%
This Fund
S&P 500
This Quarter Est. Return
+6.8%
1 Year Est. Return
+37.41%
3 Year Est. Return
+97.4%
5 Year Est. Return
+116.36%
10 Year Est. Return
+359.89%
AUM
$262M
AUM Growth
-$867M
Cap. Flow
-$932M
Cap. Flow %
-356.11%
Top 10 Hldgs %
21.54%
Holding
1,727
New
1,155
Increased
43
Reduced
426
Closed
90

Top Buys

Rank Stock Value
1
IYK icon
iShares US Consumer Staples ETF
IYK
+$2.05M
2
IYJ icon
iShares US Industrials ETF
IYJ
+$1.75M
3
EEM icon
iShares MSCI Emerging Markets ETF
EEM
+$1.38M
4
QQQH
NEOS Nasdaq-100 Hedged Equity Income ETF
QQQH
+$974K
5
GNMA icon
iShares GNMA Bond ETF
GNMA
+$899K

Top Sells

Rank Stock Value
1
DWFI
SPDR Dorsey Wright Fixed Income Allocation ETF
DWFI
+$63.8M
2
AAPL icon
Apple
AAPL
+$59.8M
3
FV icon
First Trust Dorsey Wright Focus 5 ETF
FV
+$49.9M
4
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$31.7M
5
QQQ icon
Invesco QQQ Trust
QQQ
+$25.6M

Sector Composition

Rank Sector Weight
1 Financials 10.9%
2 Industrials 9.98%
3 Technology 7.94%
4 Healthcare 6.42%
5 Consumer Discretionary 5%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
QDF icon
1176
FlexShares Quality Dividend Index Fund
QDF
$2.22B
$8K ﹤0.01%
+170
New +$7.6K
RFI
1177
Cohen & Steers Total Return Realty Fund
RFI
$311M
$8K ﹤0.01%
+700
New +$8.75K
SPYX icon
1178
State Street SPDR S&P 500 Fossil Fuel Reserves Free ETF
SPYX
$2.73B
$8K ﹤0.01%
+300
New +$8.22K
SUI icon
1179
Sun Communities
SUI
$15.3B
$8K ﹤0.01%
+60
New +$8.61K
TRGP icon
1180
Targa Resources
TRGP
$57.6B
$8K ﹤0.01%
+538
New +$9.45K
VKQ icon
1181
Invesco Municipal Trust
VKQ
$541M
$8K ﹤0.01%
687
-11,101
-94% -$136K
WDC icon
1182
Western Digital
WDC
$184B
$8K ﹤0.01%
+304
New +$9.04K
WELL icon
1183
Welltower
WELL
$170B
$8K ﹤0.01%
143
-3,782
-96% -$208K
AY
1184
DELISTED
Atlantica Sustainable Infrastructure plc Ordinary Shares
AY
$8K ﹤0.01%
+274
New +$8.01K
PRFT
1185
DELISTED
Perficient Inc
PRFT
$8K ﹤0.01%
+189
New +$7.61K
AYX
1186
DELISTED
Alteryx Inc
AYX
$8K ﹤0.01%
+68
New +$9.26K
MIE
1187
DELISTED
COHEN & STEERS MLP INCOME AND ENERGY OPPORTUNITY FUND, INC.
MIE
$8K ﹤0.01%
+5,500
New +$10.6K
ALK icon
1188
Alaska Air
ALK
$5.27B
$7K ﹤0.01%
+200
New +$7.49K
AOK icon
1189
iShares Core Conservative Allocation ETF
AOK
$788M
$7K ﹤0.01%
185
-55,972
-100% -$2.08M
AVT icon
1190
Avnet
AVT
$7.12B
$7K ﹤0.01%
+280
New +$7.59K
AXS icon
1191
AXIS Capital
AXS
$7.67B
$7K ﹤0.01%
+164
New +$7.15K
BIIB icon
1192
Biogen
BIIB
$30.7B
$7K ﹤0.01%
26
-741
-97% -$207K
BL icon
1193
BlackLine
BL
$1.8B
$7K ﹤0.01%
+82
New +$6.88K
CAH icon
1194
Cardinal Health
CAH
$53.2B
$7K ﹤0.01%
150
-5,885
-98% -$302K
CNNE icon
1195
Cannae Holdings
CNNE
$646M
$7K ﹤0.01%
+198
New +$7.51K
DFJ icon
1196
WisdomTree Japan SmallCap Dividend Fund
DFJ
$386M
$7K ﹤0.01%
+102
New +$6.75K
EA icon
1197
Electronic Arts
EA
$52.9B
$7K ﹤0.01%
51
-2,362
-98% -$322K
EOI
1198
Eaton Vance Enhanced Equity Income Fund
EOI
$805M
$7K ﹤0.01%
+450
New +$6.78K
FEZ icon
1199
State Street SPDR EURO STOXX 50 ETF
FEZ
$4.41B
$7K ﹤0.01%
+194
New +$7.29K
FLS icon
1200
Flowserve
FLS
$9.63B
$7K ﹤0.01%
+262
New +$7.63K
46 47
48
49 50

Similar funds

AG
AIA Group Hong Kong $6.88B AUM 20.97% 1-Year Est. Return
AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return
EDRH
Edmond de Rothschild Holding Chambesy, Switzerland $6.91B AUM 19.7% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
PS
Principal Securities Des Moines, Iowa $6.82B AUM 17.15% 1-Year Est. Return
PFA
Pure Financial Advisors San Diego, California $6.97B AUM 16.14% 1-Year Est. Return
RBI
Raiffeisen Bank International Vienna, Austria $6.97B AUM 29.39% 1-Year Est. Return

Prospera Financial Services's Q3 2020 Portfolio in Review

As of Q3 2020, Prospera Financial Services held 1,727 positions worth $262M, down 77% from $1.13B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Prospera Financial Services withdrew a net $932M in Q3 2020, closing 90 positions and reducing 426 holdings. Its most notable exit was Netflix, an estimated $6.67M position sold in full.

By sector, the portfolio is most concentrated in Financials at 11% of assets, up from 6.9% a quarter earlier, followed by Industrials and Technology.

Against the trend, Prospera Financial Services opened a new position in NEOS Nasdaq-100 Hedged Equity Income ETF worth $924K.

  • Prospera Financial Services's largest Q3 2020 buy was NEOS Nasdaq-100 Hedged Equity Income ETF: 17,898 shares worth $924K.
  • Prospera Financial Services added most to iShares US Consumer Staples ETF in Q3 2020, an estimated $2.05M increase.
  • Prospera Financial Services's biggest Q3 2020 reduction was SPDR Dorsey Wright Fixed Income Allocation ETF, cutting an estimated $63.8M.
  • Prospera Financial Services fully exited Netflix in Q3 2020, selling an estimated $6.67M.
  • Prospera Financial Services's ten largest holdings make up 22% of its $262M portfolio in Q3 2020.
  • Prospera Financial Services opened 1,155 new positions and closed 90 in Q3 2020.
  • Prospera Financial Services's portfolio value fell 77% quarter-over-quarter to $262M.

Based on Prospera Financial Services's 13F filing for Q3 2020, filed 4 Nov 2020.