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PFS

Prospera Financial Services Portfolio holdings

AUM $6.89B
1-Year Est. Return 37.41%
This Fund
S&P 500
This Quarter Est. Return
+6.4%
1 Year Est. Return
+37.41%
3 Year Est. Return
+97.4%
5 Year Est. Return
+116.36%
10 Year Est. Return
+359.89%
AUM
$3.92B
AUM Growth
+$319M
Cap. Flow
+$117M
Cap. Flow %
2.98%
Top 10 Hldgs %
19.99%
Holding
1,207
New
73
Increased
556
Reduced
429
Closed
91

Top Buys

Rank Stock Value
1
SPYV icon
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
+$24.5M
2
CGGO icon
Capital Group Global Growth Equity ETF
CGGO
+$16.2M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$15.6M
4
AAPL icon
Apple
AAPL
+$11.8M
5
MSFT icon
Microsoft
MSFT
+$10.3M

Top Sells

Rank Stock Value
1
SPYG icon
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
+$27.3M
2
FTSM icon
First Trust Enhanced Short Maturity ETF
FTSM
+$13.4M
3
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$13M
4
FIXD icon
First Trust Smith Opportunistic Fixed Income ETF
FIXD
+$9.93M
5
BUFR icon
FT Vest Fund of Buffer ETFs
BUFR
+$9.7M

Sector Composition

Rank Sector Weight
1 Technology 16%
2 Financials 6.35%
3 Healthcare 5.3%
4 Industrials 4.86%
5 Consumer Discretionary 4.43%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GERN icon
1151
Geron
GERN
$949M
– –
-17,696
Closed -$75K
GH icon
1152
Guardant Health
GH
$19.3B
– –
-8,921
Closed -$258K
GJUN icon
1153
FT Vest US Equity Moderate Buffer ETF June
GJUN
$512M
– –
-274,368
Closed -$9.36M
HUBS icon
1154
HubSpot
HUBS
$11.4B
– –
-463
Closed -$273K
IDXX icon
1155
Idexx Laboratories
IDXX
$43.9B
– –
-604
Closed -$294K
IFF icon
1156
International Flavors & Fragrances
IFF
$19.5B
– –
-25,372
Closed -$2.42M
IJK icon
1157
iShares S&P Mid-Cap 400 Growth ETF
IJK
$10.9B
– –
-54,634
Closed -$4.81M
ING icon
1158
ING
ING
$95.7B
– –
-10,078
Closed -$173K
INZY
1159
DELISTED
Inozyme Pharma
INZY
– –
-11,155
Closed -$49.8K
IONS icon
1160
Ionis Pharmaceuticals
IONS
$9.25B
– –
-4,451
Closed -$212K
IPKW icon
1161
Invesco International BuyBack Achievers ETF
IPKW
$540M
– –
-8,657
Closed -$346K
IXC icon
1162
iShares Global Energy ETF
IXC
$2.71B
– –
-34,854
Closed -$1.45M
KRP icon
1163
Kimbell Royalty Partners
KRP
$1.45B
– –
-16,150
Closed -$264K
LAMR icon
1164
Lamar Advertising Co
LAMR
$16.3B
– –
-1,765
Closed -$211K
LPSN icon
1165
LivePerson
LPSN
$20.8M
– –
-910
Closed -$7.92K
LULU icon
1166
lululemon athletica
LULU
$13.4B
– –
-678
Closed -$203K
MNDY icon
1167
monday.com
MNDY
$3.47B
– –
-909
Closed -$219K
MOMO
1168
Hello Group
MOMO
$869M
– –
-20,123
Closed -$123K
MOS icon
1169
The Mosaic Company
MOS
$7.1B
– –
-9,107
Closed -$263K
MP icon
1170
MP Materials
MP
$7.68B
– –
-18,909
Closed -$241K
MXI icon
1171
iShares Global Materials ETF
MXI
$338M
– –
-10,588
Closed -$899K
NFTY icon
1172
First Trust India Nifty 50 Equal Weight ETF
NFTY
$132M
– –
-38,842
Closed -$2.34M
NKTR icon
1173
Nektar Therapeutics
NKTR
$2.41B
– –
-1,950
Closed -$36.3K
NVT icon
1174
nVent Electric
NVT
$24.1B
– –
-3,572
Closed -$274K
NYT icon
1175
New York Times
NYT
$11.7B
– –
-4,500
Closed -$230K
45 46
47
48 49

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AG
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AMH
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EDRH
Edmond de Rothschild Holding Chambesy, Switzerland $6.91B AUM 19.7% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
PS
Principal Securities Des Moines, Iowa $6.82B AUM 17.15% 1-Year Est. Return
PFA
Pure Financial Advisors San Diego, California $6.97B AUM 16.14% 1-Year Est. Return
RBI
Raiffeisen Bank International Vienna, Austria $6.97B AUM 29.39% 1-Year Est. Return

Prospera Financial Services's Q3 2024 Portfolio in Review

As of Q3 2024, Prospera Financial Services held 1,207 positions worth $3.92B, up 8.9% from $3.6B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

Prospera Financial Services's Q3 2024 filing shows 73 new, 556 increased, 429 reduced and 91 closed positions. Its largest new stake was iShares US Broker-Dealers & Securities Exchanges ETF: 48,843 shares worth $6.28M. The largest sale was State Street SPDR Portfolio S&P 500 Growth ETF, an estimated $27.3M.

By sector, the portfolio is most concentrated in Technology at 16% of assets, down from 16% a quarter earlier, followed by Financials and Healthcare.

  • Prospera Financial Services's largest Q3 2024 buy was iShares US Broker-Dealers & Securities Exchanges ETF: 48,843 shares worth $6.28M.
  • Prospera Financial Services added most to State Street SPDR Portfolio S&P 500 Value ETF in Q3 2024, an estimated $24.5M increase.
  • Prospera Financial Services's biggest Q3 2024 reduction was State Street SPDR Portfolio S&P 500 Growth ETF, cutting an estimated $27.3M.
  • Prospera Financial Services fully exited FT Vest US Equity Moderate Buffer ETF June in Q3 2024, selling an estimated $9.36M.
  • Prospera Financial Services's ten largest holdings make up 20% of its $3.92B portfolio in Q3 2024.
  • Prospera Financial Services opened 73 new positions and closed 91 in Q3 2024.
  • Prospera Financial Services's portfolio value rose 8.9% quarter-over-quarter to $3.92B.

Based on Prospera Financial Services's 13F filing for Q3 2024, filed 7 Nov 2024.