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PFS

Prospera Financial Services Portfolio holdings

AUM $6.89B
1-Year Est. Return 37.41%
This Fund
S&P 500
This Quarter Est. Return
-3.83%
1 Year Est. Return
+37.41%
3 Year Est. Return
+97.4%
5 Year Est. Return
+116.36%
10 Year Est. Return
+359.89%
AUM
$1.92B
AUM Growth
-$44.4M
Cap. Flow
+$64.1M
Cap. Flow %
3.35%
Top 10 Hldgs %
20.63%
Holding
1,691
New
67
Increased
511
Reduced
232
Closed
861

Top Buys

Rank Stock Value
1
FV icon
First Trust Dorsey Wright Focus 5 ETF
FV
+$24M
2
SSUS icon
Day Hagan/Ned Davis Research Smart Sector ETF
SSUS
+$19.5M
3
XBI icon
State Street SPDR S&P Biotech ETF
XBI
+$12.5M
4
AMD icon
Advanced Micro Devices
AMD
+$7.69M
5
PDP icon
Invesco Dorsey Wright Momentum ETF
PDP
+$7.06M

Top Sells

Rank Stock Value
1
FTSM icon
First Trust Enhanced Short Maturity ETF
FTSM
+$46.7M
2
COWZ icon
Pacer US Cash Cows 100 ETF
COWZ
+$13.1M
3
JEPI icon
JPMorgan Equity Premium Income ETF
JEPI
+$12.9M
4
SPIP icon
State Street SPDR Portfolio TIPS ETF
SPIP
+$6.17M
5
VALE icon
Vale
VALE
+$5.04M

Sector Composition

Rank Sector Weight
1 Technology 13.28%
2 Financials 7.3%
3 Healthcare 6.57%
4 Consumer Staples 4.86%
5 Consumer Discretionary 4.85%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GXO icon
1151
GXO Logistics
GXO
$6.13B
– –
-202
Closed -$9K
HAL icon
1152
Halliburton
HAL
$26.1B
– –
-4,283
Closed -$134K
HAS icon
1153
Hasbro
HAS
$13.6B
– –
-169
Closed -$14K
HASI icon
1154
Hannon Armstrong Sustainable Infrastructure Capital
HASI
$4.95B
– –
-1,658
Closed -$63K
HBCP icon
1155
Home Bancorp
HBCP
$563M
– –
-2,467
Closed -$84K
HBNC icon
1156
Horizon Bancorp
HBNC
$1.06B
– –
-200
Closed -$3K
HCA icon
1157
HCA Healthcare
HCA
$92.8B
– –
-709
Closed -$119K
HEI icon
1158
HEICO Corp
HEI
$50.8B
– –
-180
Closed -$24K
HELE icon
1159
Helen of Troy
HELE
$672M
– –
-19
Closed -$3K
HES
1160
DELISTED
Hess
HES
– –
-257
Closed -$27K
HEWJ icon
1161
iShares Currency Hedged MSCI Japan ETF
HEWJ
$718M
– –
-939
Closed -$35K
HFRO
1162
Highland Opportunities and Income Fund
HFRO
$406M
– –
-1,618
Closed -$18K
HGTY icon
1163
Hagerty
HGTY
$1.24B
– –
-600
Closed -$7K
HIG icon
1164
Hartford Financial Services
HIG
$39.3B
– –
-926
Closed -$61K
HII icon
1165
Huntington Ingalls Industries
HII
$11.8B
– –
-262
Closed -$57K
HIMS icon
1166
Hims & Hers Health
HIMS
$6.79B
– –
-312
Closed -$1K
HMC icon
1167
Honda
HMC
$39.3B
– –
-1,059
Closed -$26K
HOG icon
1168
Harley-Davidson
HOG
$2.66B
– –
-521
Closed -$16K
HOLX
1169
DELISTED
Hologic
HOLX
– –
-189
Closed -$13K
HOOD icon
1170
Robinhood
HOOD
$83.3B
– –
-1,181
Closed -$10K
HP icon
1171
Helmerich & Payne
HP
$3.31B
– –
-105
Closed -$5K
HPK icon
1172
HighPeak Energy
HPK
$811M
– –
-1,111
Closed -$28K
HPP
1173
Hudson Pacific Properties
HPP
$765M
– –
-52
Closed -$5K
HPQ icon
1174
HP
HPQ
$25.9B
– –
-70,812
Closed -$2.32M
HQL
1175
abrdn Life Sciences Investors
HQL
$589M
– –
-300
Closed -$4K
45 46
47
48 49

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AG
AIA Group Hong Kong $6.88B AUM 20.97% 1-Year Est. Return
AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return
EDRH
Edmond de Rothschild Holding Chambesy, Switzerland $6.91B AUM 19.7% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
PS
Principal Securities Des Moines, Iowa $6.82B AUM 17.15% 1-Year Est. Return
PFA
Pure Financial Advisors San Diego, California $6.97B AUM 16.14% 1-Year Est. Return
RBI
Raiffeisen Bank International Vienna, Austria $6.97B AUM 29.39% 1-Year Est. Return

Prospera Financial Services's Q3 2022 Portfolio in Review

As of Q3 2022, Prospera Financial Services held 1,691 positions worth $1.92B, down 2.3% from $1.96B the previous quarter. Its ten largest holdings account for 21% of the portfolio.

Prospera Financial Services deployed $64.1M of net new capital in Q3 2022, opening 67 new positions and adding to 511 existing holdings. Its largest new stake was Day Hagan/Ned Davis Research Smart Sector ETF: 613,408 shares worth $17.7M.

By sector, the portfolio is most concentrated in Technology at 13% of assets, up from 13% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was First Trust Enhanced Short Maturity ETF, an estimated $46.7M trimmed.

  • Prospera Financial Services's largest Q3 2022 buy was Day Hagan/Ned Davis Research Smart Sector ETF: 613,408 shares worth $17.7M.
  • Prospera Financial Services added most to First Trust Dorsey Wright Focus 5 ETF in Q3 2022, an estimated $24M increase.
  • Prospera Financial Services's biggest Q3 2022 reduction was First Trust Enhanced Short Maturity ETF, cutting an estimated $46.7M.
  • Prospera Financial Services fully exited State Street SPDR Portfolio TIPS ETF in Q3 2022, selling an estimated $6.17M.
  • Prospera Financial Services's ten largest holdings make up 21% of its $1.92B portfolio in Q3 2022.
  • Prospera Financial Services opened 67 new positions and closed 861 in Q3 2022.
  • Prospera Financial Services's portfolio value fell 2.3% quarter-over-quarter to $1.92B.

Based on Prospera Financial Services's 13F filing for Q3 2022, filed 27 Oct 2022.