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PFS

Prospera Financial Services Portfolio holdings

AUM $6.89B
1-Year Est. Return 37.41%
This Fund
S&P 500
This Quarter Est. Return
+6.8%
1 Year Est. Return
+37.41%
3 Year Est. Return
+97.4%
5 Year Est. Return
+116.36%
10 Year Est. Return
+359.89%
AUM
$262M
AUM Growth
-$867M
Cap. Flow
-$932M
Cap. Flow %
-356.11%
Top 10 Hldgs %
21.54%
Holding
1,727
New
1,155
Increased
43
Reduced
426
Closed
90

Top Buys

Rank Stock Value
1
IYK icon
iShares US Consumer Staples ETF
IYK
+$2.05M
2
IYJ icon
iShares US Industrials ETF
IYJ
+$1.75M
3
EEM icon
iShares MSCI Emerging Markets ETF
EEM
+$1.38M
4
QQQH
NEOS Nasdaq-100 Hedged Equity Income ETF
QQQH
+$974K
5
GNMA icon
iShares GNMA Bond ETF
GNMA
+$899K

Top Sells

Rank Stock Value
1
DWFI
SPDR Dorsey Wright Fixed Income Allocation ETF
DWFI
+$63.8M
2
AAPL icon
Apple
AAPL
+$59.8M
3
FV icon
First Trust Dorsey Wright Focus 5 ETF
FV
+$49.9M
4
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$31.7M
5
QQQ icon
Invesco QQQ Trust
QQQ
+$25.6M

Sector Composition

Rank Sector Weight
1 Financials 10.9%
2 Industrials 9.98%
3 Technology 7.94%
4 Healthcare 6.42%
5 Consumer Discretionary 5%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
YETI icon
1151
Yeti Holdings
YETI
$3.76B
$9K ﹤0.01%
+208
New +$9.86K
SGEN
1152
DELISTED
Seagen Inc. Common Stock
SGEN
$9K ﹤0.01%
46
-4,937
-99% -$826K
APEN
1153
DELISTED
Apollo Endosurgery, Inc.
APEN
$9K ﹤0.01%
+5,550
New +$8.37K
FRTA
1154
DELISTED
Forterra, Inc
FRTA
$9K ﹤0.01%
+743
New +$9.88K
AMCR icon
1155
Amcor
AMCR
$20.9B
$8K ﹤0.01%
+140
New +$7.62K
AOUT icon
1156
American Outdoor Brands
AOUT
$158M
$8K ﹤0.01%
+599
New +$8.72K
ASUR icon
1157
Asure Software
ASUR
$240M
$8K ﹤0.01%
+1,000
New +$6.79K
AVA icon
1158
Avista
AVA
$3.39B
$8K ﹤0.01%
+241
New +$8.73K
BAH icon
1159
Booz Allen Hamilton
BAH
$8.22B
$8K ﹤0.01%
+100
New +$8.19K
BHK icon
1160
BlackRock Core Bond Trust
BHK
$648M
$8K ﹤0.01%
+538
New +$8.49K
BHP icon
1161
BHP
BHP
$218B
$8K ﹤0.01%
+165
New +$7.94K
BNY
1162
Bank of New York Mellon
BNY
$106B
$8K ﹤0.01%
+238
New +$8.66K
BWX icon
1163
State Street SPDR Bloomberg International Treasury Bond ETF
BWX
$1.33B
$8K ﹤0.01%
+284
New +$8.44K
CBON icon
1164
VanEck China Bond ETF
CBON
$26.3M
$8K ﹤0.01%
+329
New +$7.43K
DOYU
1165
DouYu International Holdings
DOYU
$142M
$8K ﹤0.01%
+60
New +$8.61K
ESPR
1166
DELISTED
Esperion Therapeutics
ESPR
$8K ﹤0.01%
+203
New +$8.04K
EUSA icon
1167
iShares MSCI USA Equal Weighted ETF
EUSA
$1.82B
$8K ﹤0.01%
+131
New +$7.95K
GDDY icon
1168
GoDaddy
GDDY
$13.2B
$8K ﹤0.01%
+105
New +$7.92K
IONS icon
1169
Ionis Pharmaceuticals
IONS
$8.81B
$8K ﹤0.01%
177
-4,924
-97% -$274K
KTF
1170
DWS Municipal Income Trust
KTF
$346M
$8K ﹤0.01%
+713
New +$7.98K
KYN icon
1171
Kayne Anderson Energy Infrastructure Fund
KYN
$2.45B
$8K ﹤0.01%
+2,129
New +$10.2K
LITE icon
1172
Lumentum
LITE
$53.9B
$8K ﹤0.01%
110
-3,320
-97% -$275K
NNN icon
1173
NNN REIT
NNN
$9.16B
$8K ﹤0.01%
+225
New +$8.04K
PRN icon
1174
Invesco Dorsey Wright Industrials Momentum ETF
PRN
$412M
$8K ﹤0.01%
+100
New +$7.39K
PSL icon
1175
Invesco Dorsey Wright Consumer Staples Momentum ETF
PSL
$85M
$8K ﹤0.01%
+100
New +$7.41K
45 46
47
48 49

Similar funds

AG
AIA Group Hong Kong $6.88B AUM 20.97% 1-Year Est. Return
AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return
EDRH
Edmond de Rothschild Holding Chambesy, Switzerland $6.91B AUM 19.7% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
PS
Principal Securities Des Moines, Iowa $6.82B AUM 17.15% 1-Year Est. Return
PFA
Pure Financial Advisors San Diego, California $6.97B AUM 16.14% 1-Year Est. Return
RBI
Raiffeisen Bank International Vienna, Austria $6.97B AUM 29.39% 1-Year Est. Return

Prospera Financial Services's Q3 2020 Portfolio in Review

As of Q3 2020, Prospera Financial Services held 1,727 positions worth $262M, down 77% from $1.13B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Prospera Financial Services withdrew a net $932M in Q3 2020, closing 90 positions and reducing 426 holdings. Its most notable exit was Netflix, an estimated $6.67M position sold in full.

By sector, the portfolio is most concentrated in Financials at 11% of assets, up from 6.9% a quarter earlier, followed by Industrials and Technology.

Against the trend, Prospera Financial Services opened a new position in NEOS Nasdaq-100 Hedged Equity Income ETF worth $924K.

  • Prospera Financial Services's largest Q3 2020 buy was NEOS Nasdaq-100 Hedged Equity Income ETF: 17,898 shares worth $924K.
  • Prospera Financial Services added most to iShares US Consumer Staples ETF in Q3 2020, an estimated $2.05M increase.
  • Prospera Financial Services's biggest Q3 2020 reduction was SPDR Dorsey Wright Fixed Income Allocation ETF, cutting an estimated $63.8M.
  • Prospera Financial Services fully exited Netflix in Q3 2020, selling an estimated $6.67M.
  • Prospera Financial Services's ten largest holdings make up 22% of its $262M portfolio in Q3 2020.
  • Prospera Financial Services opened 1,155 new positions and closed 90 in Q3 2020.
  • Prospera Financial Services's portfolio value fell 77% quarter-over-quarter to $262M.

Based on Prospera Financial Services's 13F filing for Q3 2020, filed 4 Nov 2020.