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PFS

Prospera Financial Services Portfolio holdings

AUM $6.89B
1-Year Est. Return 37.41%
This Fund
S&P 500
This Quarter Est. Return
+6.4%
1 Year Est. Return
+37.41%
3 Year Est. Return
+97.4%
5 Year Est. Return
+116.36%
10 Year Est. Return
+359.89%
AUM
$3.92B
AUM Growth
+$319M
Cap. Flow
+$117M
Cap. Flow %
2.98%
Top 10 Hldgs %
19.99%
Holding
1,207
New
73
Increased
556
Reduced
429
Closed
91

Top Buys

Rank Stock Value
1
SPYV icon
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
+$24.5M
2
CGGO icon
Capital Group Global Growth Equity ETF
CGGO
+$16.2M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$15.6M
4
AAPL icon
Apple
AAPL
+$11.8M
5
MSFT icon
Microsoft
MSFT
+$10.3M

Top Sells

Rank Stock Value
1
SPYG icon
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
+$27.3M
2
FTSM icon
First Trust Enhanced Short Maturity ETF
FTSM
+$13.4M
3
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$13M
4
FIXD icon
First Trust Smith Opportunistic Fixed Income ETF
FIXD
+$9.93M
5
BUFR icon
FT Vest Fund of Buffer ETFs
BUFR
+$9.7M

Sector Composition

Rank Sector Weight
1 Technology 16%
2 Financials 6.35%
3 Healthcare 5.3%
4 Industrials 4.86%
5 Consumer Discretionary 4.43%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BUFQ icon
1126
FT Vest Fund of Nasdaq-100 Buffer ETFs
BUFQ
$1.5B
– –
-252,071
Closed -$7.45M
CLDX icon
1127
Celldex Therapeutics
CLDX
$2.8B
– –
-7,754
Closed -$287K
CNC icon
1128
Centene
CNC
$31.6B
– –
-13,174
Closed -$873K
CNQ icon
1129
Canadian Natural Resources
CNQ
$93.4B
– –
-28,475
Closed -$1.01M
COHR icon
1130
Coherent
COHR
$53.1B
– –
-5,895
Closed -$427K
CPRX
1131
DELISTED
Catalyst Pharmaceutical
CPRX
– –
-12,128
Closed -$188K
CRSP icon
1132
CRISPR Therapeutics
CRSP
$4.6B
– –
-3,810
Closed -$206K
CSWC icon
1133
Capital Southwest
CSWC
$1.46B
– –
-12,368
Closed -$323K
CTRA
1134
DELISTED
Coterra Energy
CTRA
– –
-8,714
Closed -$232K
CXDO icon
1135
Crexendo
CXDO
$224M
– –
-10,000
Closed -$31.4K
DASH icon
1136
DoorDash
DASH
$80.3B
– –
-38,791
Closed -$4.22M
DJAN icon
1137
FT Vest US Equity Deep Buffer ETF January
DJAN
$471M
– –
-6,685
Closed -$248K
DXJ icon
1138
WisdomTree Japan Hedged Equity Fund
DXJ
$7.23B
– –
-33,575
Closed -$3.79M
EEMV icon
1139
iShares MSCI Emerging Markets Min Vol Factor ETF
EEMV
$3.47B
– –
-3,911
Closed -$224K
EW icon
1140
Edwards Lifesciences
EW
$47.8B
– –
-3,072
Closed -$284K
EWW icon
1141
iShares MSCI Mexico ETF
EWW
$1.91B
– –
-7,954
Closed -$450K
FCG icon
1142
First Trust Natural Gas ETF
FCG
$617M
– –
-55,823
Closed -$1.47M
FLRN icon
1143
State Street SPDR Bloomberg Investment Grade Floating Rate ETF
FLRN
$3.07B
– –
-104,527
Closed -$3.22M
FLYW icon
1144
Flywire
FLYW
$1.99B
– –
-11,238
Closed -$184K
FNK icon
1145
First Trust Mid Cap Value AlphaDEX Fund
FNK
$227M
– –
-7,410
Closed -$378K
FRDM icon
1146
Freedom 100 Emerging Markets ETF
FRDM
$3.25B
– –
-29,497
Closed -$1.04M
FTC icon
1147
First Trust Large Cap Growth AlphaDEX Fund
FTC
$1.31B
– –
-17,456
Closed -$2.14M
FTRI icon
1148
First Trust Exchange-Traded Fund II First Trust Indxx Global Natural Resources Income ETF
FTRI
$123M
– –
-21,038
Closed -$273K
FTXN icon
1149
First Trust Nasdaq Oil & Gas ETF
FTXN
$162M
– –
-77,914
Closed -$2.4M
FUTU icon
1150
Futu Holdings
FUTU
$14.6B
– –
-4,910
Closed -$322K
44 45
46
47 48

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AG
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AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return
EDRH
Edmond de Rothschild Holding Chambesy, Switzerland $6.91B AUM 19.7% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
PS
Principal Securities Des Moines, Iowa $6.82B AUM 17.15% 1-Year Est. Return
PFA
Pure Financial Advisors San Diego, California $6.97B AUM 16.14% 1-Year Est. Return
RBI
Raiffeisen Bank International Vienna, Austria $6.97B AUM 29.39% 1-Year Est. Return

Prospera Financial Services's Q3 2024 Portfolio in Review

As of Q3 2024, Prospera Financial Services held 1,207 positions worth $3.92B, up 8.9% from $3.6B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

Prospera Financial Services's Q3 2024 filing shows 73 new, 556 increased, 429 reduced and 91 closed positions. Its largest new stake was iShares US Broker-Dealers & Securities Exchanges ETF: 48,843 shares worth $6.28M. The largest sale was State Street SPDR Portfolio S&P 500 Growth ETF, an estimated $27.3M.

By sector, the portfolio is most concentrated in Technology at 16% of assets, down from 16% a quarter earlier, followed by Financials and Healthcare.

  • Prospera Financial Services's largest Q3 2024 buy was iShares US Broker-Dealers & Securities Exchanges ETF: 48,843 shares worth $6.28M.
  • Prospera Financial Services added most to State Street SPDR Portfolio S&P 500 Value ETF in Q3 2024, an estimated $24.5M increase.
  • Prospera Financial Services's biggest Q3 2024 reduction was State Street SPDR Portfolio S&P 500 Growth ETF, cutting an estimated $27.3M.
  • Prospera Financial Services fully exited FT Vest US Equity Moderate Buffer ETF June in Q3 2024, selling an estimated $9.36M.
  • Prospera Financial Services's ten largest holdings make up 20% of its $3.92B portfolio in Q3 2024.
  • Prospera Financial Services opened 73 new positions and closed 91 in Q3 2024.
  • Prospera Financial Services's portfolio value rose 8.9% quarter-over-quarter to $3.92B.

Based on Prospera Financial Services's 13F filing for Q3 2024, filed 7 Nov 2024.