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PFS

Prospera Financial Services Portfolio holdings

AUM $6.89B
1-Year Est. Return 37.41%
This Fund
S&P 500
This Quarter Est. Return
+9.55%
1 Year Est. Return
+37.41%
3 Year Est. Return
+97.4%
5 Year Est. Return
+116.36%
10 Year Est. Return
+359.89%
AUM
$3.36B
AUM Growth
+$337M
Cap. Flow
+$101M
Cap. Flow %
3%
Top 10 Hldgs %
19.51%
Holding
1,152
New
101
Increased
528
Reduced
423
Closed
61

Top Buys

Rank Stock Value
1
FJAN icon
FT Vest US Equity Buffer ETF January
FJAN
+$11.3M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$9.86M
3
DJAN icon
FT Vest US Equity Deep Buffer ETF January
DJAN
+$9.86M
4
IYC icon
iShares US Consumer Discretionary ETF
IYC
+$8.46M
5
IVV icon
iShares Core S&P 500 ETF
IVV
+$7.66M

Top Sells

Rank Stock Value
1
BUFR icon
FT Vest Fund of Buffer ETFs
BUFR
+$12.5M
2
IYE icon
iShares US Energy ETF
IYE
+$8.01M
3
BILS icon
State Street SPDR Bloomberg 3-12 Month T-Bill ETF
BILS
+$7.44M
4
GLD icon
SPDR Gold Trust
GLD
+$6.68M
5
BUFD icon
FT Vest Fund of Deep Buffer ETFs
BUFD
+$6.39M

Sector Composition

Rank Sector Weight
1 Technology 14.3%
2 Financials 6.31%
3 Healthcare 4.9%
4 Energy 4.17%
5 Industrials 4.17%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PDT
1126
John Hancock Premium Dividend Fund
PDT
$637M
– –
-18,479
Closed -$197K
PENN icon
1127
PENN Entertainment
PENN
$2.82B
– –
-22,681
Closed -$590K
PFGC icon
1128
Performance Food Group
PFGC
$18.1B
– –
-7,037
Closed -$487K
PID icon
1129
Invesco International Dividend Achievers ETF
PID
$932M
– –
-19,999
Closed -$369K
PNFP icon
1130
Pinnacle Financial Partners Inc
PNFP
$15.9B
– –
-2,782
Closed -$243K
PPT
1131
Franklin Premier Income Trust
PPT
$323M
– –
-11,578
Closed -$41.3K
ROBT icon
1132
First Trust Nasdaq Artificial Intelligence and Robotics ETF
ROBT
$707M
– –
-27,557
Closed -$1.25M
S icon
1133
SentinelOne
S
$6.29B
– –
-11,202
Closed -$307K
SCI icon
1134
Service Corp International
SCI
$11.7B
– –
-4,934
Closed -$338K
SHYG icon
1135
iShares 0-5 Year High Yield Corporate Bond ETF
SHYG
$7.61B
– –
-42,383
Closed -$1.79M
SOPA
1136
DELISTED
Society Pass
SOPA
– –
-730
Closed -$3.29K
SPHB icon
1137
Invesco S&P 500 High Beta ETF
SPHB
$965M
– –
-4,305
Closed -$355K
SQFTW icon
1138
Presidio Property Trust Inc Series A Warrants
SQFTW
$198K
– –
-11,025
Closed -$662
TACK icon
1139
Fairlead Tactical Sector ETF
TACK
$291M
– –
-10,750
Closed -$266K
TEAM icon
1140
Atlassian
TEAM
$25.4B
– –
-13,144
Closed -$3.13M
TOWN icon
1141
Towne Bank
TOWN
$3.53B
– –
-7,400
Closed -$220K
VMBS icon
1142
Vanguard Mortgage-Backed Securities ETF
VMBS
$15.5B
– –
-5,198
Closed -$241K
WOLF icon
1143
Wolfspeed
WOLF
$1.14B
– –
-5,191
Closed -$226K
WRB icon
1144
W.R. Berkley
WRB
$28.3B
– –
-4,865
Closed -$229K
XPEV icon
1145
XPeng
XPEV
$12.2B
– –
-16,247
Closed -$237K
ZROZ icon
1146
PIMCO 25+ Year Zero Coupon US Treasury Index Exchange-Traded Fund
ZROZ
$1.37B
– –
-15,003
Closed -$1.28M
ZM icon
1147
Zoom
ZM
$26.8B
– –
-3,004
Closed -$216K
OKUR
1148
OnKure Therapeutics
OKUR
$160M
– –
-2,054
Closed -$32.9K
LLAP
1149
DELISTED
Terran Orbital Corporation
LLAP
– –
-41,755
Closed -$47.6K
SOLO
1150
DELISTED
Electrameccanica Vehicles Corp. Ltd.
SOLO
– –
-10,200
Closed -$3.42K
43 44 45
46
47

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AG
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AMH
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EDRH
Edmond de Rothschild Holding Chambesy, Switzerland $6.91B AUM 19.7% 1-Year Est. Return
GAM
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CIA
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PS
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PFA
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RBI
Raiffeisen Bank International Vienna, Austria $6.97B AUM 29.39% 1-Year Est. Return

Prospera Financial Services's Q1 2024 Portfolio in Review

As of Q1 2024, Prospera Financial Services held 1,152 positions worth $3.36B, up 11% from $3.02B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

Prospera Financial Services's Q1 2024 filing shows 101 new, 528 increased, 423 reduced and 61 closed positions. Its largest new stake was FT Vest US Equity Buffer ETF January: 275,229 shares worth $11.6M. The largest sale was FT Vest Fund of Buffer ETFs, an estimated $12.5M.

By sector, the portfolio is most concentrated in Technology at 14% of assets, up from 13% a quarter earlier, followed by Financials and Healthcare.

  • Prospera Financial Services's largest Q1 2024 buy was FT Vest US Equity Buffer ETF January: 275,229 shares worth $11.6M.
  • Prospera Financial Services added most to State Street SPDR S&P 500 ETF Trust in Q1 2024, an estimated $9.86M increase.
  • Prospera Financial Services's biggest Q1 2024 reduction was FT Vest Fund of Buffer ETFs, cutting an estimated $12.5M.
  • Prospera Financial Services fully exited FT Vest Fund of Deep Buffer ETFs in Q1 2024, selling an estimated $6.39M.
  • Prospera Financial Services's ten largest holdings make up 20% of its $3.36B portfolio in Q1 2024.
  • Prospera Financial Services opened 101 new positions and closed 61 in Q1 2024.
  • Prospera Financial Services's portfolio value rose 11% quarter-over-quarter to $3.36B.

Based on Prospera Financial Services's 13F filing for Q1 2024, filed 13 Aug 2024.