We are live on ! Find out more
PFS

Prospera Financial Services Portfolio holdings

AUM $6.89B
1-Year Est. Return 37.41%
This Fund
S&P 500
This Quarter Est. Return
-3.83%
1 Year Est. Return
+37.41%
3 Year Est. Return
+97.4%
5 Year Est. Return
+116.36%
10 Year Est. Return
+359.89%
AUM
$1.92B
AUM Growth
-$44.4M
Cap. Flow
+$64.1M
Cap. Flow %
3.35%
Top 10 Hldgs %
20.63%
Holding
1,691
New
67
Increased
511
Reduced
232
Closed
861

Top Buys

Rank Stock Value
1
FV icon
First Trust Dorsey Wright Focus 5 ETF
FV
+$24M
2
SSUS icon
Day Hagan/Ned Davis Research Smart Sector ETF
SSUS
+$19.5M
3
XBI icon
State Street SPDR S&P Biotech ETF
XBI
+$12.5M
4
AMD icon
Advanced Micro Devices
AMD
+$7.69M
5
PDP icon
Invesco Dorsey Wright Momentum ETF
PDP
+$7.06M

Top Sells

Rank Stock Value
1
FTSM icon
First Trust Enhanced Short Maturity ETF
FTSM
+$46.7M
2
COWZ icon
Pacer US Cash Cows 100 ETF
COWZ
+$13.1M
3
JEPI icon
JPMorgan Equity Premium Income ETF
JEPI
+$12.9M
4
SPIP icon
State Street SPDR Portfolio TIPS ETF
SPIP
+$6.17M
5
VALE icon
Vale
VALE
+$5.04M

Sector Composition

Rank Sector Weight
1 Technology 13.28%
2 Financials 7.3%
3 Healthcare 6.57%
4 Consumer Staples 4.86%
5 Consumer Discretionary 4.85%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FXZ icon
1126
First Trust Materials AlphaDEX Fund
FXZ
$373M
– –
-11,564
Closed -$654K
FYX icon
1127
First Trust Small Cap Core AlphaDEX Fund
FYX
$1.38B
– –
-1,255
Closed -$96K
GAIN icon
1128
Gladstone Investment Corp
GAIN
$655M
– –
-800
Closed -$11K
GAMR icon
1129
Amplify Video Game Tech ETF
GAMR
$37.4M
– –
-486
Closed -$29K
GATX icon
1130
GATX Corp
GATX
$6.6B
– –
-225
Closed -$21K
GCOW icon
1131
Pacer Global Cash Cows Dividend ETF
GCOW
$3.4B
– –
-3,390
Closed -$104K
GDDY icon
1132
GoDaddy
GDDY
$13.6B
– –
-105
Closed -$7K
GDXJ icon
1133
VanEck Junior Gold Miners ETF
GDXJ
$6.99B
– –
-2,366
Closed -$76K
GDYN icon
1134
Grid Dynamics Holdings
GDYN
$513M
– –
-4,068
Closed -$68K
GEF icon
1135
Greif
GEF
$4.74B
– –
-19,279
Closed -$1.2M
GEL icon
1136
Genesis Energy
GEL
$1.81B
– –
-2,568
Closed -$21K
GEN icon
1137
Gen Digital
GEN
$16.6B
– –
-1,809
Closed -$40K
GEVO icon
1138
Gevo
GEVO
$363M
– –
-692
Closed -$2K
GFS icon
1139
GlobalFoundries
GFS
$26.9B
– –
-450
Closed -$18K
GIB icon
1140
CGI
GIB
$15B
– –
-280
Closed -$22K
GL icon
1141
Globe Life
GL
$13.9B
– –
-183
Closed -$18K
GLDM icon
1142
SPDR Gold MiniShares Trust
GLDM
$27.4B
– –
-3,021
Closed -$108K
GNRC icon
1143
Generac Holdings
GNRC
$11.5B
– –
-513
Closed -$108K
GNTX icon
1144
Gentex
GNTX
$5.12B
– –
-34
Closed -$1K
GO icon
1145
Grocery Outlet
GO
$902M
– –
-3,208
Closed -$137K
GPC icon
1146
Genuine Parts
GPC
$17.9B
– –
-728
Closed -$97K
GPN icon
1147
Global Payments
GPN
$23.9B
– –
-166
Closed -$18K
GTX icon
1148
Garrett Motion
GTX
$5.6B
– –
-48
Closed –
GVI icon
1149
iShares Intermediate Government/Credit Bond ETF
GVI
$3.78B
– –
-332
Closed -$35K
GWRE icon
1150
Guidewire Software
GWRE
$13.3B
– –
-358
Closed -$25K
44 45
46
47 48

Similar funds

AG
AIA Group Hong Kong $6.88B AUM 20.97% 1-Year Est. Return
AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return
EDRH
Edmond de Rothschild Holding Chambesy, Switzerland $6.91B AUM 19.7% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
PS
Principal Securities Des Moines, Iowa $6.82B AUM 17.15% 1-Year Est. Return
PFA
Pure Financial Advisors San Diego, California $6.97B AUM 16.14% 1-Year Est. Return
RBI
Raiffeisen Bank International Vienna, Austria $6.97B AUM 29.39% 1-Year Est. Return

Prospera Financial Services's Q3 2022 Portfolio in Review

As of Q3 2022, Prospera Financial Services held 1,691 positions worth $1.92B, down 2.3% from $1.96B the previous quarter. Its ten largest holdings account for 21% of the portfolio.

Prospera Financial Services deployed $64.1M of net new capital in Q3 2022, opening 67 new positions and adding to 511 existing holdings. Its largest new stake was Day Hagan/Ned Davis Research Smart Sector ETF: 613,408 shares worth $17.7M.

By sector, the portfolio is most concentrated in Technology at 13% of assets, up from 13% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was First Trust Enhanced Short Maturity ETF, an estimated $46.7M trimmed.

  • Prospera Financial Services's largest Q3 2022 buy was Day Hagan/Ned Davis Research Smart Sector ETF: 613,408 shares worth $17.7M.
  • Prospera Financial Services added most to First Trust Dorsey Wright Focus 5 ETF in Q3 2022, an estimated $24M increase.
  • Prospera Financial Services's biggest Q3 2022 reduction was First Trust Enhanced Short Maturity ETF, cutting an estimated $46.7M.
  • Prospera Financial Services fully exited State Street SPDR Portfolio TIPS ETF in Q3 2022, selling an estimated $6.17M.
  • Prospera Financial Services's ten largest holdings make up 21% of its $1.92B portfolio in Q3 2022.
  • Prospera Financial Services opened 67 new positions and closed 861 in Q3 2022.
  • Prospera Financial Services's portfolio value fell 2.3% quarter-over-quarter to $1.92B.

Based on Prospera Financial Services's 13F filing for Q3 2022, filed 27 Oct 2022.