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PFS

Prospera Financial Services Portfolio holdings

AUM $6.89B
1-Year Est. Return 37.41%
This Fund
S&P 500
This Quarter Est. Return
+6.8%
1 Year Est. Return
+37.41%
3 Year Est. Return
+97.4%
5 Year Est. Return
+116.36%
10 Year Est. Return
+359.89%
AUM
$262M
AUM Growth
-$867M
Cap. Flow
-$932M
Cap. Flow %
-356.11%
Top 10 Hldgs %
21.54%
Holding
1,727
New
1,155
Increased
43
Reduced
426
Closed
90

Top Buys

Rank Stock Value
1
IYK icon
iShares US Consumer Staples ETF
IYK
+$2.05M
2
IYJ icon
iShares US Industrials ETF
IYJ
+$1.75M
3
EEM icon
iShares MSCI Emerging Markets ETF
EEM
+$1.38M
4
QQQH
NEOS Nasdaq-100 Hedged Equity Income ETF
QQQH
+$974K
5
GNMA icon
iShares GNMA Bond ETF
GNMA
+$899K

Top Sells

Rank Stock Value
1
DWFI
SPDR Dorsey Wright Fixed Income Allocation ETF
DWFI
+$63.8M
2
AAPL icon
Apple
AAPL
+$59.8M
3
FV icon
First Trust Dorsey Wright Focus 5 ETF
FV
+$49.9M
4
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$31.7M
5
QQQ icon
Invesco QQQ Trust
QQQ
+$25.6M

Sector Composition

Rank Sector Weight
1 Financials 10.9%
2 Industrials 9.98%
3 Technology 7.94%
4 Healthcare 6.42%
5 Consumer Discretionary 5%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MTOR
1126
DELISTED
MERITOR, Inc.
MTOR
$10K ﹤0.01%
+500
New +$11.3K
BSAE
1127
DELISTED
Invesco BulletShares 2021 USD Emerging Markets Debt ETF
BSAE
$10K ﹤0.01%
+400
New +$10.2K
PSXP
1128
DELISTED
PHILLIPS 66 PARTNERS LP
PSXP
$10K ﹤0.01%
+445
New +$12.3K
AOA icon
1129
iShares Core 80/20 Aggressive Allocation ETF
AOA
$3.18B
$9K ﹤0.01%
+150
New +$8.65K
CEF icon
1130
Sprott Physical Gold and Silver Trust
CEF
$7.56B
$9K ﹤0.01%
+500
New +$9.6K
CHCT
1131
Community Healthcare Trust
CHCT
$530M
$9K ﹤0.01%
+200
New +$9.15K
CTSH icon
1132
Cognizant
CTSH
$24.3B
$9K ﹤0.01%
+124
New +$8.07K
CVM icon
1133
CEL-SCI Corp
CVM
$21.3M
$9K ﹤0.01%
+24
New +$9.46K
DPZ icon
1134
Domino's
DPZ
$11.7B
$9K ﹤0.01%
+20
New +$7.96K
EME icon
1135
Emcor
EME
$35.7B
$9K ﹤0.01%
+132
New +$9.16K
FRPT icon
1136
Freshpet
FRPT
$2.98B
$9K ﹤0.01%
+85
New +$8.65K
GGN
1137
GAMCO Global Gold, Natural Resources & Income Trust
GGN
$770M
$9K ﹤0.01%
+2,500
New +$8.95K
GMF icon
1138
State Street SPDR S&P Emerging Asia Pacific ETF
GMF
$421M
$9K ﹤0.01%
+85
New +$9.33K
HBAN icon
1139
Huntington Bancshares
HBAN
$34.5B
$9K ﹤0.01%
+996
New +$9.28K
IXUS icon
1140
iShares Core MSCI Total International Stock ETF
IXUS
$58.4B
$9K ﹤0.01%
+151
New +$8.8K
MDYG icon
1141
State Street SPDR S&P 400 Mid Cap Growth ETF
MDYG
$2.81B
$9K ﹤0.01%
+165
New +$9.41K
MPT
1142
Medical Properties Trust
MPT
$2.81B
$9K ﹤0.01%
+500
New +$9.3K
NXTG icon
1143
First Trust Indxx NextG ETF
NXTG
$540M
$9K ﹤0.01%
151
-67,168
-100% -$3.93M
PSCT icon
1144
Invesco S&P SmallCap Information Technology ETF
PSCT
$493M
$9K ﹤0.01%
+300
New +$8.91K
RYN icon
1145
Rayonier
RYN
$6.43B
$9K ﹤0.01%
+392
New +$9.76K
SCCO icon
1146
Southern Copper
SCCO
$145B
$9K ﹤0.01%
+216
New +$8.97K
SFIX
1147
Stitch Fix
SFIX
$547M
$9K ﹤0.01%
346
-7,909
-96% -$203K
STIP icon
1148
iShares 0-5 Year TIPS Bond ETF
STIP
$15.9B
$9K ﹤0.01%
+84
New +$8.69K
SXC icon
1149
SunCoke Energy
SXC
$717M
$9K ﹤0.01%
+2,500
New +$8.15K
TPL icon
1150
Texas Pacific Land
TPL
$27.2B
$9K ﹤0.01%
+180
New +$10.7K
44 45
46
47 48

Similar funds

AG
AIA Group Hong Kong $6.88B AUM 20.97% 1-Year Est. Return
AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return
EDRH
Edmond de Rothschild Holding Chambesy, Switzerland $6.91B AUM 19.7% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
PS
Principal Securities Des Moines, Iowa $6.82B AUM 17.15% 1-Year Est. Return
PFA
Pure Financial Advisors San Diego, California $6.97B AUM 16.14% 1-Year Est. Return
RBI
Raiffeisen Bank International Vienna, Austria $6.97B AUM 29.39% 1-Year Est. Return

Prospera Financial Services's Q3 2020 Portfolio in Review

As of Q3 2020, Prospera Financial Services held 1,727 positions worth $262M, down 77% from $1.13B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Prospera Financial Services withdrew a net $932M in Q3 2020, closing 90 positions and reducing 426 holdings. Its most notable exit was Netflix, an estimated $6.67M position sold in full.

By sector, the portfolio is most concentrated in Financials at 11% of assets, up from 6.9% a quarter earlier, followed by Industrials and Technology.

Against the trend, Prospera Financial Services opened a new position in NEOS Nasdaq-100 Hedged Equity Income ETF worth $924K.

  • Prospera Financial Services's largest Q3 2020 buy was NEOS Nasdaq-100 Hedged Equity Income ETF: 17,898 shares worth $924K.
  • Prospera Financial Services added most to iShares US Consumer Staples ETF in Q3 2020, an estimated $2.05M increase.
  • Prospera Financial Services's biggest Q3 2020 reduction was SPDR Dorsey Wright Fixed Income Allocation ETF, cutting an estimated $63.8M.
  • Prospera Financial Services fully exited Netflix in Q3 2020, selling an estimated $6.67M.
  • Prospera Financial Services's ten largest holdings make up 22% of its $262M portfolio in Q3 2020.
  • Prospera Financial Services opened 1,155 new positions and closed 90 in Q3 2020.
  • Prospera Financial Services's portfolio value fell 77% quarter-over-quarter to $262M.

Based on Prospera Financial Services's 13F filing for Q3 2020, filed 4 Nov 2020.