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PFS

Prospera Financial Services Portfolio holdings

AUM $6.89B
1-Year Est. Return 37.41%
This Fund
S&P 500
This Quarter Est. Return
+6.4%
1 Year Est. Return
+37.41%
3 Year Est. Return
+97.4%
5 Year Est. Return
+116.36%
10 Year Est. Return
+359.89%
AUM
$3.92B
AUM Growth
+$319M
Cap. Flow
+$117M
Cap. Flow %
2.98%
Top 10 Hldgs %
19.99%
Holding
1,207
New
73
Increased
556
Reduced
429
Closed
91

Top Buys

Rank Stock Value
1
SPYV icon
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
+$24.5M
2
CGGO icon
Capital Group Global Growth Equity ETF
CGGO
+$16.2M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$15.6M
4
AAPL icon
Apple
AAPL
+$11.8M
5
MSFT icon
Microsoft
MSFT
+$10.3M

Top Sells

Rank Stock Value
1
SPYG icon
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
+$27.3M
2
FTSM icon
First Trust Enhanced Short Maturity ETF
FTSM
+$13.4M
3
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$13M
4
FIXD icon
First Trust Smith Opportunistic Fixed Income ETF
FIXD
+$9.93M
5
BUFR icon
FT Vest Fund of Buffer ETFs
BUFR
+$9.7M

Sector Composition

Rank Sector Weight
1 Technology 16%
2 Financials 6.35%
3 Healthcare 5.3%
4 Industrials 4.86%
5 Consumer Discretionary 4.43%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MPT
1101
Medical Properties Trust
MPT
$2.86B
$70.6K ﹤0.01%
12,074
-719
-6% -$3.54K
LCID icon
1102
Lucid Motors
LCID
$2.54B
$57.7K ﹤0.01%
1,635
+58
+4% +$2.02K
NAT icon
1103
Nordic American Tanker
NAT
$1.37B
$50K ﹤0.01%
13,620
-584
-4% -$2.14K
TLRY icon
1104
Tilray
TLRY
$498M
$48.8K ﹤0.01%
2,773
+375
+16% +$6.75K
POWW icon
1105
Outdoor Holding Co
POWW
$250M
$44K ﹤0.01%
30,755
-1,925
-6% -$3.05K
TELL
1106
DELISTED
Tellurian Inc.
TELL
$30.8K ﹤0.01%
31,827
+3,000
+10% +$2.59K
BLUE
1107
DELISTED
bluebird bio
BLUE
$30.7K ﹤0.01%
2,955
+207
+8% +$3.44K
ABTC
1108
American Bitcoin Corp
ABTC
$429M
$28.7K ﹤0.01%
563
– –
ALTO icon
1109
Alto Ingredients
ALTO
$349M
$23.7K ﹤0.01%
14,700
– –
IAUX
1110
i-80 Gold Corp
IAUX
$1.16B
$17.7K ﹤0.01%
15,300
– –
WRN
1111
Western Copper and Gold
WRN
$487M
$17.5K ﹤0.01%
14,580
– –
LAZR
1112
DELISTED
Luminar Technologies
LAZR
$15.7K ﹤0.01%
1,167
-162
-12% -$2.94K
LODE icon
1113
Comstock
LODE
$236M
$11.8K ﹤0.01%
2,500
– –
WWR icon
1114
Westwater Resources
WWR
$50.8M
$6.19K ﹤0.01%
12,000
– –
STEM icon
1115
Stem
STEM
$50M
$4.46K ﹤0.01%
643
-115
-15% -$1.81K
SQFTW icon
1116
Presidio Property Trust Inc Series A Warrants
SQFTW
$208K
$363 ﹤0.01%
+11,025
New +$353
AG icon
1117
First Majestic Silver
AG
$8.01B
– –
-11,170
Closed -$66.1K
AMKR icon
1118
Amkor Technology
AMKR
$15B
– –
-5,658
Closed -$226K
ARDX icon
1119
Ardelyx
ARDX
$1.25B
– –
-13,542
Closed -$100K
AURA icon
1120
Aura Biosciences
AURA
$741M
– –
-16,181
Closed -$122K
JBIO
1121
Jade Biosciences
JBIO
$1.21B
– –
-683
Closed -$39.7K
BBJP icon
1122
JPMorgan BetaBuilders Japan ETF
BBJP
$17.4B
– –
-11,141
Closed -$629K
BCX icon
1123
BlackRock Resources & Commodities Strategy Trust
BCX
$894M
– –
-165,489
Closed -$1.52M
BOAT icon
1124
SonicShares Global Shipping ETF
BOAT
$76.1M
– –
-13,826
Closed -$506K
BUFG icon
1125
FT Vest Buffered Allocation Growth ETF
BUFG
$324M
– –
-14,264
Closed -$331K
43 44
45
46 47

Similar funds

AG
AIA Group Hong Kong $6.88B AUM 20.97% 1-Year Est. Return
AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return
EDRH
Edmond de Rothschild Holding Chambesy, Switzerland $6.91B AUM 19.7% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
PS
Principal Securities Des Moines, Iowa $6.82B AUM 17.15% 1-Year Est. Return
PFA
Pure Financial Advisors San Diego, California $6.97B AUM 16.14% 1-Year Est. Return
RBI
Raiffeisen Bank International Vienna, Austria $6.97B AUM 29.39% 1-Year Est. Return

Prospera Financial Services's Q3 2024 Portfolio in Review

As of Q3 2024, Prospera Financial Services held 1,207 positions worth $3.92B, up 8.9% from $3.6B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

Prospera Financial Services's Q3 2024 filing shows 73 new, 556 increased, 429 reduced and 91 closed positions. Its largest new stake was iShares US Broker-Dealers & Securities Exchanges ETF: 48,843 shares worth $6.28M. The largest sale was State Street SPDR Portfolio S&P 500 Growth ETF, an estimated $27.3M.

By sector, the portfolio is most concentrated in Technology at 16% of assets, down from 16% a quarter earlier, followed by Financials and Healthcare.

  • Prospera Financial Services's largest Q3 2024 buy was iShares US Broker-Dealers & Securities Exchanges ETF: 48,843 shares worth $6.28M.
  • Prospera Financial Services added most to State Street SPDR Portfolio S&P 500 Value ETF in Q3 2024, an estimated $24.5M increase.
  • Prospera Financial Services's biggest Q3 2024 reduction was State Street SPDR Portfolio S&P 500 Growth ETF, cutting an estimated $27.3M.
  • Prospera Financial Services fully exited FT Vest US Equity Moderate Buffer ETF June in Q3 2024, selling an estimated $9.36M.
  • Prospera Financial Services's ten largest holdings make up 20% of its $3.92B portfolio in Q3 2024.
  • Prospera Financial Services opened 73 new positions and closed 91 in Q3 2024.
  • Prospera Financial Services's portfolio value rose 8.9% quarter-over-quarter to $3.92B.

Based on Prospera Financial Services's 13F filing for Q3 2024, filed 7 Nov 2024.