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PFS

Prospera Financial Services Portfolio holdings

AUM $6.89B
1-Year Est. Return 37.41%
This Fund
S&P 500
This Quarter Est. Return
+10.09%
1 Year Est. Return
+37.41%
3 Year Est. Return
+97.4%
5 Year Est. Return
+116.36%
10 Year Est. Return
+359.89%
AUM
$3.02B
AUM Growth
+$434M
Cap. Flow
+$181M
Cap. Flow %
5.99%
Top 10 Hldgs %
18.87%
Holding
1,133
New
127
Increased
429
Reduced
454
Closed
82

Top Buys

Rank Stock Value
1
XOM icon
ExxonMobil
XOM
+$18.5M
2
BUFR icon
FT Vest Fund of Buffer ETFs
BUFR
+$13.2M
3
IVV icon
iShares Core S&P 500 ETF
IVV
+$12.7M
4
FTSM icon
First Trust Enhanced Short Maturity ETF
FTSM
+$11.7M
5
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$11.5M

Top Sells

Rank Stock Value
1
FV icon
First Trust Dorsey Wright Focus 5 ETF
FV
+$31.8M
2
SPIP icon
State Street SPDR Portfolio TIPS ETF
SPIP
+$12.2M
3
BIL icon
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
+$7.03M
4
PDP icon
Invesco Dorsey Wright Momentum ETF
PDP
+$6.99M
5
IYK icon
iShares US Consumer Staples ETF
IYK
+$6.65M

Sector Composition

Rank Sector Weight
1 Technology 13.49%
2 Financials 6.53%
3 Healthcare 4.81%
4 Industrials 4.22%
5 Energy 4.07%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
RDIV icon
1101
Invesco S&P Ultra Dividend Revenue ETF
RDIV
$1.38B
– –
-8,827
Closed -$328K
RPV icon
1102
Invesco S&P 500 Pure Value ETF
RPV
$1.65B
– –
-5,004
Closed -$368K
RUSHB icon
1103
Rush Enterprises Class B
RUSHB
$5.94B
– –
-19,037
Closed -$862K
SCHZ icon
1104
Schwab US Aggregate Bond ETF
SCHZ
$10.5B
– –
-9,816
Closed -$218K
SE icon
1105
Sea Limited
SE
$63.9B
– –
-4,603
Closed -$202K
SITE icon
1106
SiteOne Landscape Supply
SITE
$4.49B
– –
-1,244
Closed -$203K
SPH icon
1107
Suburban Propane Partners
SPH
$1.21B
– –
-212,834
Closed -$3.42M
SPIP icon
1108
State Street SPDR Portfolio TIPS ETF
SPIP
$1B
– –
-492,711
Closed -$12.2M
SPUC icon
1109
Simplify US Equity Income ETF
SPUC
$91.3M
– –
-10,505
Closed -$306K
SPXC icon
1110
SPX Corp
SPXC
$11B
– –
-2,586
Closed -$210K
SPYC icon
1111
Simplify US Equity PLUS Convexity ETF
SPYC
$111M
– –
-10,877
Closed -$303K
SUI icon
1112
Sun Communities
SUI
$15B
– –
-3,740
Closed -$443K
SWAN icon
1113
Amplify BlackSwan Growth & Treasure Core ETF
SWAN
$156M
– –
-11,335
Closed -$271K
TPR icon
1114
Tapestry
TPR
$29.8B
– –
-9,947
Closed -$286K
TTC icon
1115
Toro Company
TTC
$9.01B
– –
-2,594
Closed -$216K
TTEK icon
1116
Tetra Tech
TTEK
$8.28B
– –
-6,990
Closed -$213K
ULTA icon
1117
Ulta Beauty
ULTA
$20.7B
– –
-684
Closed -$273K
VFC icon
1118
VF Corp
VFC
$6.72B
– –
-10,035
Closed -$177K
VOX icon
1119
Vanguard Communication Services ETF
VOX
$5.6B
– –
-4,933
Closed -$519K
VUSB icon
1120
Vanguard Ultra-Short Bond ETF
VUSB
$8.93B
– –
-55,957
Closed -$2.75M
WTRG icon
1121
Essential Utilities
WTRG
$11.2B
– –
-10,114
Closed -$347K
XPEL icon
1122
XPEL
XPEL
$1.18B
– –
-2,959
Closed -$228K
CTLT
1123
DELISTED
CATALENT, INC.
CTLT
– –
-7,731
Closed -$352K
RCM
1124
DELISTED
R1 RCM Inc. Common Stock
RCM
– –
-26,728
Closed -$403K
VTNR
1125
DELISTED
Vertex Energy, Inc
VTNR
– –
-13,000
Closed -$57.9K
42 43 44
45
46

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AG
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AMH
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EDRH
Edmond de Rothschild Holding Chambesy, Switzerland $6.91B AUM 19.7% 1-Year Est. Return
GAM
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CIA
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PS
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PFA
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RBI
Raiffeisen Bank International Vienna, Austria $6.97B AUM 29.39% 1-Year Est. Return

Prospera Financial Services's Q4 2023 Portfolio in Review

As of Q4 2023, Prospera Financial Services held 1,133 positions worth $3.02B, up 17% from $2.59B the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Prospera Financial Services deployed $181M of net new capital in Q4 2023, opening 127 new positions and adding to 429 existing holdings. Its largest new stake was FT Vest Fund of Nasdaq-100 Buffer ETFs: 295,108 shares worth $7.97M.

By sector, the portfolio is most concentrated in Technology at 13% of assets, down from 14% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was First Trust Dorsey Wright Focus 5 ETF, an estimated $31.8M trimmed.

  • Prospera Financial Services's largest Q4 2023 buy was FT Vest Fund of Nasdaq-100 Buffer ETFs: 295,108 shares worth $7.97M.
  • Prospera Financial Services added most to ExxonMobil in Q4 2023, an estimated $18.5M increase.
  • Prospera Financial Services's biggest Q4 2023 reduction was First Trust Dorsey Wright Focus 5 ETF, cutting an estimated $31.8M.
  • Prospera Financial Services fully exited State Street SPDR Portfolio TIPS ETF in Q4 2023, selling an estimated $12.2M.
  • Prospera Financial Services's ten largest holdings make up 19% of its $3.02B portfolio in Q4 2023.
  • Prospera Financial Services opened 127 new positions and closed 82 in Q4 2023.
  • Prospera Financial Services's portfolio value rose 17% quarter-over-quarter to $3.02B.

Based on Prospera Financial Services's 13F filing for Q4 2023, filed 14 Feb 2024.