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PFS

Prospera Financial Services Portfolio holdings

AUM $6.89B
1-Year Est. Return 37.41%
This Fund
S&P 500
This Quarter Est. Return
-3.83%
1 Year Est. Return
+37.41%
3 Year Est. Return
+97.4%
5 Year Est. Return
+116.36%
10 Year Est. Return
+359.89%
AUM
$1.92B
AUM Growth
-$44.4M
Cap. Flow
+$64.1M
Cap. Flow %
3.35%
Top 10 Hldgs %
20.63%
Holding
1,691
New
67
Increased
511
Reduced
232
Closed
861

Top Buys

Rank Stock Value
1
FV icon
First Trust Dorsey Wright Focus 5 ETF
FV
+$24M
2
SSUS icon
Day Hagan/Ned Davis Research Smart Sector ETF
SSUS
+$19.5M
3
XBI icon
State Street SPDR S&P Biotech ETF
XBI
+$12.5M
4
AMD icon
Advanced Micro Devices
AMD
+$7.69M
5
PDP icon
Invesco Dorsey Wright Momentum ETF
PDP
+$7.06M

Top Sells

Rank Stock Value
1
FTSM icon
First Trust Enhanced Short Maturity ETF
FTSM
+$46.7M
2
COWZ icon
Pacer US Cash Cows 100 ETF
COWZ
+$13.1M
3
JEPI icon
JPMorgan Equity Premium Income ETF
JEPI
+$12.9M
4
SPIP icon
State Street SPDR Portfolio TIPS ETF
SPIP
+$6.17M
5
VALE icon
Vale
VALE
+$5.04M

Sector Composition

Rank Sector Weight
1 Technology 13.28%
2 Financials 7.3%
3 Healthcare 6.57%
4 Consumer Staples 4.86%
5 Consumer Discretionary 4.85%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FNDE icon
1101
Schwab Fundamental Emerging Markets Large Company Index ETF
FNDE
$9.51B
– –
-25
Closed -$1K
FNF icon
1102
Fidelity National Financial
FNF
$14.6B
– –
-3,485
Closed -$124K
FNOV icon
1103
FT Vest US Equity Buffer ETF November
FNOV
$1.21B
– –
-250
Closed -$9K
FNV icon
1104
Franco-Nevada
FNV
$40.6B
– –
-361
Closed -$47K
FNY icon
1105
First Trust Mid Cap Growth AlphaDEX Fund
FNY
$581M
– –
-1,501
Closed -$82K
FOCT icon
1106
FT Vest US Equity Buffer ETF October
FOCT
$1.16B
– –
-600
Closed -$19K
FOXF icon
1107
Fox Factory Holding Corp
FOXF
$801M
– –
-63
Closed -$5K
FPI
1108
Farmland Partners
FPI
$417M
– –
-665
Closed -$9K
FR icon
1109
First Industrial Realty Trust
FR
$8.77B
– –
-850
Closed -$40K
FRI icon
1110
First Trust S&P REIT Index Fund
FRI
$194M
– –
-2,032
Closed -$52K
FSLY icon
1111
Fastly Inc
FSLY
$3.26B
– –
-642
Closed -$7K
FSMB icon
1112
First Trust Short Duration Managed Municipal ETF
FSMB
$619M
– –
-24,382
Closed -$484K
FSS icon
1113
Federal Signal
FSS
$7.19B
– –
-498
Closed -$18K
FTAI icon
1114
FTAI Aviation
FTAI
$21.8B
– –
-276
Closed -$5K
FTI icon
1115
TechnipFMC
FTI
$28.9B
– –
-1,215
Closed -$8K
FTQI icon
1116
First Trust Exchange-Traded Fund VI First Trust Hedged BuyWrite Income ETF
FTQI
$914M
– –
-500
Closed -$10K
FTRI icon
1117
First Trust Exchange-Traded Fund II First Trust Indxx Global Natural Resources Income ETF
FTRI
$123M
– –
-10,485
Closed -$139K
FTXR icon
1118
First Trust Nasdaq Transportation ETF
FTXR
$1.09B
– –
-214
Closed -$5K
FUBO icon
1119
FuboTV Inc
FUBO
$266M
– –
-198
Closed -$6K
FWONA icon
1120
Liberty Media Series A
FWONA
$23.3B
– –
-10
Closed -$1K
FWONK icon
1121
Liberty Media Series C
FWONK
$25.4B
– –
-25
Closed -$2K
FWRD icon
1122
Forward Air
FWRD
$467M
– –
-214
Closed -$20K
FXD icon
1123
First Trust Consumer Discretionary AlphaDEX Fund
FXD
$276M
– –
-811
Closed -$36K
FXI icon
1124
iShares China Large-Cap ETF
FXI
$4.27B
– –
-5,638
Closed -$191K
FXR icon
1125
First Trust Industrials/Producer Durables AlphaDEX Fund
FXR
$742M
– –
-61,077
Closed -$2.94M
43 44
45
46 47

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AG
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AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return
EDRH
Edmond de Rothschild Holding Chambesy, Switzerland $6.91B AUM 19.7% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
PS
Principal Securities Des Moines, Iowa $6.82B AUM 17.15% 1-Year Est. Return
PFA
Pure Financial Advisors San Diego, California $6.97B AUM 16.14% 1-Year Est. Return
RBI
Raiffeisen Bank International Vienna, Austria $6.97B AUM 29.39% 1-Year Est. Return

Prospera Financial Services's Q3 2022 Portfolio in Review

As of Q3 2022, Prospera Financial Services held 1,691 positions worth $1.92B, down 2.3% from $1.96B the previous quarter. Its ten largest holdings account for 21% of the portfolio.

Prospera Financial Services deployed $64.1M of net new capital in Q3 2022, opening 67 new positions and adding to 511 existing holdings. Its largest new stake was Day Hagan/Ned Davis Research Smart Sector ETF: 613,408 shares worth $17.7M.

By sector, the portfolio is most concentrated in Technology at 13% of assets, up from 13% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was First Trust Enhanced Short Maturity ETF, an estimated $46.7M trimmed.

  • Prospera Financial Services's largest Q3 2022 buy was Day Hagan/Ned Davis Research Smart Sector ETF: 613,408 shares worth $17.7M.
  • Prospera Financial Services added most to First Trust Dorsey Wright Focus 5 ETF in Q3 2022, an estimated $24M increase.
  • Prospera Financial Services's biggest Q3 2022 reduction was First Trust Enhanced Short Maturity ETF, cutting an estimated $46.7M.
  • Prospera Financial Services fully exited State Street SPDR Portfolio TIPS ETF in Q3 2022, selling an estimated $6.17M.
  • Prospera Financial Services's ten largest holdings make up 21% of its $1.92B portfolio in Q3 2022.
  • Prospera Financial Services opened 67 new positions and closed 861 in Q3 2022.
  • Prospera Financial Services's portfolio value fell 2.3% quarter-over-quarter to $1.92B.

Based on Prospera Financial Services's 13F filing for Q3 2022, filed 27 Oct 2022.