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PFS

Prospera Financial Services Portfolio holdings

AUM $6.89B
1-Year Est. Return 37.41%
This Fund
S&P 500
This Quarter Est. Return
+6.8%
1 Year Est. Return
+37.41%
3 Year Est. Return
+97.4%
5 Year Est. Return
+116.36%
10 Year Est. Return
+359.89%
AUM
$262M
AUM Growth
-$867M
Cap. Flow
-$932M
Cap. Flow %
-356.11%
Top 10 Hldgs %
21.54%
Holding
1,727
New
1,155
Increased
43
Reduced
426
Closed
90

Top Buys

Rank Stock Value
1
IYK icon
iShares US Consumer Staples ETF
IYK
+$2.05M
2
IYJ icon
iShares US Industrials ETF
IYJ
+$1.75M
3
EEM icon
iShares MSCI Emerging Markets ETF
EEM
+$1.38M
4
QQQH
NEOS Nasdaq-100 Hedged Equity Income ETF
QQQH
+$974K
5
GNMA icon
iShares GNMA Bond ETF
GNMA
+$899K

Top Sells

Rank Stock Value
1
DWFI
SPDR Dorsey Wright Fixed Income Allocation ETF
DWFI
+$63.8M
2
AAPL icon
Apple
AAPL
+$59.8M
3
FV icon
First Trust Dorsey Wright Focus 5 ETF
FV
+$49.9M
4
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$31.7M
5
QQQ icon
Invesco QQQ Trust
QQQ
+$25.6M

Sector Composition

Rank Sector Weight
1 Financials 10.9%
2 Industrials 9.98%
3 Technology 7.94%
4 Healthcare 6.42%
5 Consumer Discretionary 5%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ENS icon
1101
EnerSys
ENS
$6.74B
$10K ﹤0.01%
+150
New +$10.3K
FFC
1102
Flaherty & Crumrine Preferred and Income Securities Fund
FFC
$778M
$10K ﹤0.01%
+500
New +$10.6K
FGD icon
1103
First Trust Dow Jones Global Select Dividend Index Fund
FGD
$1.55B
$10K ﹤0.01%
+550
New +$10.2K
FGM icon
1104
First Trust Germany AlphaDEX Fund
FGM
$99.1M
$10K ﹤0.01%
+227
New +$10.1K
FTQI icon
1105
First Trust Exchange-Traded Fund VI First Trust Hedged BuyWrite Income ETF
FTQI
$915M
$10K ﹤0.01%
+500
New +$10K
HQY icon
1106
HealthEquity
HQY
$8.44B
$10K ﹤0.01%
+200
New +$11K
IHF icon
1107
iShares US Healthcare Providers ETF
IHF
$1.21B
$10K ﹤0.01%
+250
New +$10.1K
IPG
1108
DELISTED
Interpublic Group of Companies
IPG
$10K ﹤0.01%
+625
New +$11.2K
ITM icon
1109
VanEck Intermediate Muni ETF
ITM
$2.14B
$10K ﹤0.01%
+187
New +$9.63K
LEG icon
1110
Leggett & Platt
LEG
$1.37B
$10K ﹤0.01%
+249
New +$9.88K
MUSA icon
1111
Murphy USA
MUSA
$11.4B
$10K ﹤0.01%
+78
New +$10.3K
NEE icon
1112
NextEra Energy
NEE
$183B
$10K ﹤0.01%
140
-65,680
-100% -$4.53M
NGNE icon
1113
Neurogene
NGNE
$670M
$10K ﹤0.01%
+42
New +$10.2K
PRK icon
1114
Park National Corp
PRK
$3.74B
$10K ﹤0.01%
+125
New +$10.2K
RGT
1115
Royce Global Value Trust
RGT
$98.8M
$10K ﹤0.01%
+790
New +$9.89K
RPV icon
1116
Invesco S&P 500 Pure Value ETF
RPV
$1.65B
$10K ﹤0.01%
+194
New +$9.67K
SDGR icon
1117
Schrodinger
SDGR
$1.15B
$10K ﹤0.01%
+200
New +$13.8K
SMTC icon
1118
Semtech
SMTC
$10.7B
$10K ﹤0.01%
191
-34,406
-99% -$1.93M
SPLB icon
1119
State Street SPDR Portfolio Long Term Corporate Bond ETF
SPLB
$1.19B
$10K ﹤0.01%
+325
New +$10.6K
USRT icon
1120
iShares Core US REIT ETF
USRT
$4.65B
$10K ﹤0.01%
+235
New +$10.5K
WPP icon
1121
WPP
WPP
$4.41B
$10K ﹤0.01%
+261
New +$10.3K
XITK icon
1122
State Street SPDR FactSet Innovative Technology ETF
XITK
$68.5M
$10K ﹤0.01%
+60
New +$9.64K
AXNX
1123
DELISTED
Axonics, Inc. Common Stock
AXNX
$10K ﹤0.01%
+200
New +$8.35K
HA
1124
DELISTED
Hawaiian Holdings, Inc.
HA
$10K ﹤0.01%
+750
New +$10K
ELVT
1125
DELISTED
Elevate Credit, Inc.
ELVT
$10K ﹤0.01%
+4,000
New +$8.48K
43 44
45
46 47

Similar funds

AG
AIA Group Hong Kong $6.88B AUM 20.97% 1-Year Est. Return
AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return
EDRH
Edmond de Rothschild Holding Chambesy, Switzerland $6.91B AUM 19.7% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
PS
Principal Securities Des Moines, Iowa $6.82B AUM 17.15% 1-Year Est. Return
PFA
Pure Financial Advisors San Diego, California $6.97B AUM 16.14% 1-Year Est. Return
RBI
Raiffeisen Bank International Vienna, Austria $6.97B AUM 29.39% 1-Year Est. Return

Prospera Financial Services's Q3 2020 Portfolio in Review

As of Q3 2020, Prospera Financial Services held 1,727 positions worth $262M, down 77% from $1.13B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Prospera Financial Services withdrew a net $932M in Q3 2020, closing 90 positions and reducing 426 holdings. Its most notable exit was Netflix, an estimated $6.67M position sold in full.

By sector, the portfolio is most concentrated in Financials at 11% of assets, up from 6.9% a quarter earlier, followed by Industrials and Technology.

Against the trend, Prospera Financial Services opened a new position in NEOS Nasdaq-100 Hedged Equity Income ETF worth $924K.

  • Prospera Financial Services's largest Q3 2020 buy was NEOS Nasdaq-100 Hedged Equity Income ETF: 17,898 shares worth $924K.
  • Prospera Financial Services added most to iShares US Consumer Staples ETF in Q3 2020, an estimated $2.05M increase.
  • Prospera Financial Services's biggest Q3 2020 reduction was SPDR Dorsey Wright Fixed Income Allocation ETF, cutting an estimated $63.8M.
  • Prospera Financial Services fully exited Netflix in Q3 2020, selling an estimated $6.67M.
  • Prospera Financial Services's ten largest holdings make up 22% of its $262M portfolio in Q3 2020.
  • Prospera Financial Services opened 1,155 new positions and closed 90 in Q3 2020.
  • Prospera Financial Services's portfolio value fell 77% quarter-over-quarter to $262M.

Based on Prospera Financial Services's 13F filing for Q3 2020, filed 4 Nov 2020.