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PFS

Prospera Financial Services Portfolio holdings

AUM $6.89B
1-Year Est. Return 37.41%
This Fund
S&P 500
This Quarter Est. Return
+2.56%
1 Year Est. Return
+37.41%
3 Year Est. Return
+97.4%
5 Year Est. Return
+116.36%
10 Year Est. Return
+359.89%
AUM
$4.29B
AUM Growth
+$378M
Cap. Flow
+$351M
Cap. Flow %
8.16%
Top 10 Hldgs %
20.02%
Holding
1,195
New
79
Increased
633
Reduced
362
Closed
62

Top Buys

Rank Stock Value
1
SPYG icon
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
+$27M
2
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$14.6M
3
AXP icon
American Express
AXP
+$12.3M
4
FTCB icon
First Trust Core Investment Grade ETF
FTCB
+$12.1M
5
AAPL icon
Apple
AAPL
+$11.9M

Top Sells

Rank Stock Value
1
SPYV icon
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
+$25.2M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$8.13M
3
SLV icon
iShares Silver Trust
SLV
+$7.14M
4
MRK icon
Merck
MRK
+$6.33M
5
FIXD icon
First Trust Smith Opportunistic Fixed Income ETF
FIXD
+$6.27M

Sector Composition

Rank Sector Weight
1 Technology 16.94%
2 Financials 7.11%
3 Consumer Discretionary 4.84%
4 Industrials 4.77%
5 Healthcare 4.45%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
OVV icon
1076
Ovintiv
OVV
$16.6B
$207K ﹤0.01%
5,111
-971
-16% -$40.4K
CRUZ
1077
DELISTED
Defiance Hotel, Airline, and Cruise ETF
CRUZ
$205K ﹤0.01%
+7,796
New +$201K
GYLD icon
1078
Arrow Dow Jones Global Yield ETF
GYLD
$36.8M
$205K ﹤0.01%
16,660
– –
DRIV icon
1079
Global X Autonomous & Electric Vehicles ETF
DRIV
$378M
$203K ﹤0.01%
8,822
-1,176
-12% -$27.5K
RFV icon
1080
Invesco S&P MidCap 400 Pure Value ETF
RFV
$334M
$202K ﹤0.01%
1,669
-217
-12% -$26.7K
SCHZ icon
1081
Schwab US Aggregate Bond ETF
SCHZ
$10.5B
$202K ﹤0.01%
8,900
+78
+0.9% +$1.8K
VNQI icon
1082
Vanguard Global ex-US Real Estate ETF
VNQI
$3.5B
$201K ﹤0.01%
5,052
-8
-0.2% -$346
DEM icon
1083
WisdomTree Emerging Markets High Dividend Fund
DEM
$3.88B
$201K ﹤0.01%
+4,959
New +$210K
EMQQ icon
1084
EMQQ The Emerging Markets Internet & Ecommerce ETF
EMQQ
$265M
$201K ﹤0.01%
5,816
-195
-3% -$7.41K
TIME icon
1085
Clockwise U.S. Core Equity ETF
TIME
$15M
$200K ﹤0.01%
+8,059
New +$233K
EW icon
1086
Edwards Lifesciences
EW
$47.8B
$200K ﹤0.01%
+2,704
New +$189K
UAL icon
1087
United Airlines
UAL
$39.1B
$200K ﹤0.01%
+2,061
New +$174K
BLW icon
1088
BlackRock Limited Duration Income Trust
BLW
$491M
$199K ﹤0.01%
14,047
+1,749
+14% +$25K
EFR
1089
Eaton Vance Senior Floating-Rate Fund
EFR
$312M
$198K ﹤0.01%
15,437
+586
+4% +$7.53K
DNOW icon
1090
DNOW Inc
DNOW
$2.59B
$197K ﹤0.01%
15,121
+623
+4% +$8.4K
SFL icon
1091
SFL Corp
SFL
$1.59B
$196K ﹤0.01%
+19,164
New +$205K
EOT
1092
Eaton Vance National Municipal Opportunities Trust
EOT
$267M
$192K ﹤0.01%
11,691
-2,325
-17% -$40.4K
UDN icon
1093
Invesco DB US Dollar Index Bearish Fund
UDN
$107M
$185K ﹤0.01%
11,100
– –
SCHF icon
1094
Schwab International Equity ETF
SCHF
$65.9B
$185K ﹤0.01%
10,014
-1,196
-11% -$23.4K
USA icon
1095
Liberty All-Star Equity Fund
USA
$1.77B
$180K ﹤0.01%
25,894
– –
GLDD
1096
DELISTED
Great Lakes Dredge & Dock
GLDD
$175K ﹤0.01%
15,500
– –
PDT
1097
John Hancock Premium Dividend Fund
PDT
$636M
$170K ﹤0.01%
+13,354
New +$173K
PATH icon
1098
UiPath
PATH
$6.02B
$165K ﹤0.01%
13,011
-10,600
-45% -$140K
GNL icon
1099
Global Net Lease
GNL
$1.87B
$164K ﹤0.01%
22,426
-1,913
-8% -$14.7K
DSL
1100
DoubleLine Income Solutions Fund
DSL
$1.22B
$156K ﹤0.01%
+12,440
New +$158K
42 43
44
45 46

Similar funds

AG
AIA Group Hong Kong $6.88B AUM 20.97% 1-Year Est. Return
AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return
EDRH
Edmond de Rothschild Holding Chambesy, Switzerland $6.91B AUM 19.7% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
PS
Principal Securities Des Moines, Iowa $6.82B AUM 17.15% 1-Year Est. Return
PFA
Pure Financial Advisors San Diego, California $6.97B AUM 16.14% 1-Year Est. Return
RBI
Raiffeisen Bank International Vienna, Austria $6.97B AUM 29.39% 1-Year Est. Return

Prospera Financial Services's Q4 2024 Portfolio in Review

As of Q4 2024, Prospera Financial Services held 1,195 positions worth $4.29B, up 9.6% from $3.92B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

Prospera Financial Services deployed $351M of net new capital in Q4 2024, opening 79 new positions and adding to 633 existing holdings. Its largest new stake was First Trust Core Investment Grade ETF: 576,054 shares worth $11.9M.

By sector, the portfolio is most concentrated in Technology at 17% of assets, up from 16% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was State Street SPDR Portfolio S&P 500 Value ETF, an estimated $25.2M trimmed.

  • Prospera Financial Services's largest Q4 2024 buy was First Trust Core Investment Grade ETF: 576,054 shares worth $11.9M.
  • Prospera Financial Services added most to State Street SPDR Portfolio S&P 500 Growth ETF in Q4 2024, an estimated $27M increase.
  • Prospera Financial Services's biggest Q4 2024 reduction was State Street SPDR Portfolio S&P 500 Value ETF, cutting an estimated $25.2M.
  • Prospera Financial Services fully exited VICI Properties in Q4 2024, selling an estimated $3.27M.
  • Prospera Financial Services's ten largest holdings make up 20% of its $4.29B portfolio in Q4 2024.
  • Prospera Financial Services opened 79 new positions and closed 62 in Q4 2024.
  • Prospera Financial Services's portfolio value rose 9.6% quarter-over-quarter to $4.29B.

Based on Prospera Financial Services's 13F filing for Q4 2024, filed 13 Feb 2025.