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PFS

Prospera Financial Services Portfolio holdings

AUM $6.89B
1-Year Est. Return 37.41%
This Fund
S&P 500
This Quarter Est. Return
+6.4%
1 Year Est. Return
+37.41%
3 Year Est. Return
+97.4%
5 Year Est. Return
+116.36%
10 Year Est. Return
+359.89%
AUM
$3.92B
AUM Growth
+$319M
Cap. Flow
+$117M
Cap. Flow %
2.98%
Top 10 Hldgs %
19.99%
Holding
1,207
New
73
Increased
556
Reduced
429
Closed
91

Top Buys

Rank Stock Value
1
SPYV icon
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
+$24.5M
2
CGGO icon
Capital Group Global Growth Equity ETF
CGGO
+$16.2M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$15.6M
4
AAPL icon
Apple
AAPL
+$11.8M
5
MSFT icon
Microsoft
MSFT
+$10.3M

Top Sells

Rank Stock Value
1
SPYG icon
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
+$27.3M
2
FTSM icon
First Trust Enhanced Short Maturity ETF
FTSM
+$13.4M
3
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$13M
4
FIXD icon
First Trust Smith Opportunistic Fixed Income ETF
FIXD
+$9.93M
5
BUFR icon
FT Vest Fund of Buffer ETFs
BUFR
+$9.7M

Sector Composition

Rank Sector Weight
1 Technology 16%
2 Financials 6.35%
3 Healthcare 5.3%
4 Industrials 4.86%
5 Consumer Discretionary 4.43%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FTQI icon
1076
First Trust Exchange-Traded Fund VI First Trust Hedged BuyWrite Income ETF
FTQI
$921M
$201K 0.01%
9,800
-9,353
-49% -$189K
CFR icon
1077
Cullen/Frost Bankers
CFR
$10.3B
$200K 0.01%
+1,789
New +$196K
STLA icon
1078
Stellantis
STLA
$16.5B
$192K ﹤0.01%
13,681
+1,192
+10% +$20.3K
EFR
1079
Eaton Vance Senior Floating-Rate Fund
EFR
$314M
$189K ﹤0.01%
14,851
+1,095
+8% +$14.1K
OCSL icon
1080
Oaktree Specialty Lending
OCSL
$1.04B
$189K ﹤0.01%
11,566
-719
-6% -$12.3K
DNOW icon
1081
DNOW Inc
DNOW
$2.59B
$187K ﹤0.01%
+14,498
New +$192K
USA icon
1082
Liberty All-Star Equity Fund
USA
$1.76B
$184K ﹤0.01%
25,894
+238
+0.9% +$1.63K
BLW icon
1083
BlackRock Limited Duration Income Trust
BLW
$492M
$178K ﹤0.01%
12,298
+1,939
+19% +$27.6K
OIA icon
1084
Invesco Municipal Income Opportunities Trust
OIA
$293M
$167K ﹤0.01%
24,362
+267
+1% +$1.74K
GLDD
1085
DELISTED
Great Lakes Dredge & Dock
GLDD
$163K ﹤0.01%
15,500
-3,500
-18% -$32.5K
HLF icon
1086
Herbalife
HLF
$1.26B
$154K ﹤0.01%
+21,412
New +$197K
RIOT icon
1087
Riot Platforms
RIOT
$8.31B
$139K ﹤0.01%
18,683
-4,913
-21% -$42.5K
VVR icon
1088
Invesco Senior Income Trust
VVR
$456M
$138K ﹤0.01%
34,000
-204
-0.6% -$871
EXG icon
1089
Eaton Vance Tax-Managed Global Diversified Equity Income Fund
EXG
$2.92B
$132K ﹤0.01%
15,179
-2,282
-13% -$19.2K
CLF icon
1090
Cleveland-Cliffs
CLF
$6.99B
$131K ﹤0.01%
10,266
-3,250
-24% -$44.1K
LYG icon
1091
Lloyds Banking Group
LYG
$89B
$122K ﹤0.01%
39,125
+1,432
+4% +$4.3K
STNE icon
1092
StoneCo
STNE
$2.65B
$121K ﹤0.01%
10,702
-28,966
-73% -$369K
HYLN icon
1093
Hyliion Holdings
HYLN
$681M
$118K ﹤0.01%
47,445
-9,798
-17% -$19.7K
GNW icon
1094
Genworth Financial
GNW
$3.79B
$92.2K ﹤0.01%
13,453
-17,158
-56% -$113K
LEO
1095
BNY Mellon Strategic Municipals
LEO
$389M
$83.2K ﹤0.01%
12,786
+58
+0.5% +$367
JOBY icon
1096
Joby Aviation
JOBY
$7.25B
$83.2K ﹤0.01%
16,542
+17
+0.1% +$92
DHY
1097
Credit Suisse High Yield Credit Fund
DHY
$242M
$81.7K ﹤0.01%
36,009
– –
PLUG icon
1098
Plug Power
PLUG
$2.87B
$74.5K ﹤0.01%
32,963
+12,845
+64% +$28.8K
SOUN icon
1099
SoundHound AI
SOUN
$2.79B
$73.8K ﹤0.01%
15,832
+100
+0.6% +$484
MQ icon
1100
Marqeta
MQ
$1.85B
$72.1K ﹤0.01%
3,664
– –
42 43
44
45 46

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AG
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AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return
EDRH
Edmond de Rothschild Holding Chambesy, Switzerland $6.91B AUM 19.7% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
PS
Principal Securities Des Moines, Iowa $6.82B AUM 17.15% 1-Year Est. Return
PFA
Pure Financial Advisors San Diego, California $6.97B AUM 16.14% 1-Year Est. Return
RBI
Raiffeisen Bank International Vienna, Austria $6.97B AUM 29.39% 1-Year Est. Return

Prospera Financial Services's Q3 2024 Portfolio in Review

As of Q3 2024, Prospera Financial Services held 1,207 positions worth $3.92B, up 8.9% from $3.6B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

Prospera Financial Services's Q3 2024 filing shows 73 new, 556 increased, 429 reduced and 91 closed positions. Its largest new stake was iShares US Broker-Dealers & Securities Exchanges ETF: 48,843 shares worth $6.28M. The largest sale was State Street SPDR Portfolio S&P 500 Growth ETF, an estimated $27.3M.

By sector, the portfolio is most concentrated in Technology at 16% of assets, down from 16% a quarter earlier, followed by Financials and Healthcare.

  • Prospera Financial Services's largest Q3 2024 buy was iShares US Broker-Dealers & Securities Exchanges ETF: 48,843 shares worth $6.28M.
  • Prospera Financial Services added most to State Street SPDR Portfolio S&P 500 Value ETF in Q3 2024, an estimated $24.5M increase.
  • Prospera Financial Services's biggest Q3 2024 reduction was State Street SPDR Portfolio S&P 500 Growth ETF, cutting an estimated $27.3M.
  • Prospera Financial Services fully exited FT Vest US Equity Moderate Buffer ETF June in Q3 2024, selling an estimated $9.36M.
  • Prospera Financial Services's ten largest holdings make up 20% of its $3.92B portfolio in Q3 2024.
  • Prospera Financial Services opened 73 new positions and closed 91 in Q3 2024.
  • Prospera Financial Services's portfolio value rose 8.9% quarter-over-quarter to $3.92B.

Based on Prospera Financial Services's 13F filing for Q3 2024, filed 7 Nov 2024.