We are live on ! Find out more
PFS

Prospera Financial Services Portfolio holdings

AUM $6.89B
1-Year Est. Return 37.41%
This Fund
S&P 500
This Quarter Est. Return
+9.55%
1 Year Est. Return
+37.41%
3 Year Est. Return
+97.4%
5 Year Est. Return
+116.36%
10 Year Est. Return
+359.89%
AUM
$3.36B
AUM Growth
+$337M
Cap. Flow
+$101M
Cap. Flow %
3%
Top 10 Hldgs %
19.51%
Holding
1,152
New
101
Increased
528
Reduced
423
Closed
61

Top Buys

Rank Stock Value
1
FJAN icon
FT Vest US Equity Buffer ETF January
FJAN
+$11.3M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$9.86M
3
DJAN icon
FT Vest US Equity Deep Buffer ETF January
DJAN
+$9.86M
4
IYC icon
iShares US Consumer Discretionary ETF
IYC
+$8.46M
5
IVV icon
iShares Core S&P 500 ETF
IVV
+$7.66M

Top Sells

Rank Stock Value
1
BUFR icon
FT Vest Fund of Buffer ETFs
BUFR
+$12.5M
2
IYE icon
iShares US Energy ETF
IYE
+$8.01M
3
BILS icon
State Street SPDR Bloomberg 3-12 Month T-Bill ETF
BILS
+$7.44M
4
GLD icon
SPDR Gold Trust
GLD
+$6.68M
5
BUFD icon
FT Vest Fund of Deep Buffer ETFs
BUFD
+$6.39M

Sector Composition

Rank Sector Weight
1 Technology 14.3%
2 Financials 6.31%
3 Healthcare 4.9%
4 Energy 4.17%
5 Industrials 4.17%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BLUE
1076
DELISTED
bluebird bio
BLUE
$53.1K ﹤0.01%
2,075
+1,440
+227% +$36.9K
USAU icon
1077
US Gold Corp
USAU
$209M
$45.9K ﹤0.01%
+12,500
New +$45.7K
LCID icon
1078
Lucid Motors
LCID
$3.08B
$41.5K ﹤0.01%
1,457
+180
+14% +$5.74K
TLRY icon
1079
Tilray
TLRY
$498M
$41K ﹤0.01%
1,658
-39
-2% -$752
STEM icon
1080
Stem
STEM
$47.7M
$40.6K ﹤0.01%
928
-114
-11% -$6.34K
LAZR
1081
DELISTED
Luminar Technologies
LAZR
$40.6K ﹤0.01%
1,374
+307
+29% +$11.2K
OPEN icon
1082
Opendoor
OPEN
$3.8B
$36.4K ﹤0.01%
12,417
– –
WRN
1083
Western Copper and Gold
WRN
$463M
$24K ﹤0.01%
+15,680
New +$19.5K
BNED icon
1084
Barnes & Noble Education
BNED
$451M
$20.6K ﹤0.01%
+285
New +$26.4K
IAUX
1085
i-80 Gold Corp
IAUX
$1.11B
$20.5K ﹤0.01%
15,300
+4,800
+46% +$6.95K
OTLY
1086
Oatly Group
OTLY
$473M
$16.1K ﹤0.01%
713
-37
-5% -$831
TELL
1087
DELISTED
Tellurian Inc.
TELL
$14.3K ﹤0.01%
21,600
-3,500
-14% -$2.37K
LPSN icon
1088
LivePerson
LPSN
$22.9M
$13.6K ﹤0.01%
910
-33
-3% -$1.14K
SQFT icon
1089
Presidio Property Trust
SQFT
$3.01M
$13.4K ﹤0.01%
1,103
– –
WWR icon
1090
Westwater Resources
WWR
$51.6M
$5.88K ﹤0.01%
12,000
– –
WKHS icon
1091
Workhorse Group
WKHS
$32.4M
$5.41K ﹤0.01%
8
+1
+14% +$862
AES icon
1092
AES
AES
$10.6B
– –
-39,672
Closed -$764K
AFG icon
1093
American Financial Group
AFG
$12B
– –
-3,199
Closed -$380K
AMRN
1094
Amarin Corp
AMRN
$293M
– –
-546
Closed -$9.51K
AXON
1095
Axon Enterprise
AXON
$44.1B
– –
-1,246
Closed -$322K
BAC.PRL icon
1096
Bank of America Series L
BAC.PRL
$3.98B
– –
-329
Closed -$397K
BANC icon
1097
Banc of California
BANC
$3.27B
– –
-14,047
Closed -$189K
BMRN icon
1098
BioMarin Pharmaceuticals
BMRN
$12B
– –
-2,398
Closed -$231K
BUFD icon
1099
FT Vest Fund of Deep Buffer ETFs
BUFD
$1.94B
– –
-281,422
Closed -$6.39M
CBSH icon
1100
Commerce Bancshares
CBSH
$8.64B
– –
-10,479
Closed -$508K
42 43
44
45 46

Similar funds

AG
AIA Group Hong Kong $6.88B AUM 20.97% 1-Year Est. Return
AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return
EDRH
Edmond de Rothschild Holding Chambesy, Switzerland $6.91B AUM 19.7% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
PS
Principal Securities Des Moines, Iowa $6.82B AUM 17.15% 1-Year Est. Return
PFA
Pure Financial Advisors San Diego, California $6.97B AUM 16.14% 1-Year Est. Return
RBI
Raiffeisen Bank International Vienna, Austria $6.97B AUM 29.39% 1-Year Est. Return

Prospera Financial Services's Q1 2024 Portfolio in Review

As of Q1 2024, Prospera Financial Services held 1,152 positions worth $3.36B, up 11% from $3.02B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

Prospera Financial Services's Q1 2024 filing shows 101 new, 528 increased, 423 reduced and 61 closed positions. Its largest new stake was FT Vest US Equity Buffer ETF January: 275,229 shares worth $11.6M. The largest sale was FT Vest Fund of Buffer ETFs, an estimated $12.5M.

By sector, the portfolio is most concentrated in Technology at 14% of assets, up from 13% a quarter earlier, followed by Financials and Healthcare.

  • Prospera Financial Services's largest Q1 2024 buy was FT Vest US Equity Buffer ETF January: 275,229 shares worth $11.6M.
  • Prospera Financial Services added most to State Street SPDR S&P 500 ETF Trust in Q1 2024, an estimated $9.86M increase.
  • Prospera Financial Services's biggest Q1 2024 reduction was FT Vest Fund of Buffer ETFs, cutting an estimated $12.5M.
  • Prospera Financial Services fully exited FT Vest Fund of Deep Buffer ETFs in Q1 2024, selling an estimated $6.39M.
  • Prospera Financial Services's ten largest holdings make up 20% of its $3.36B portfolio in Q1 2024.
  • Prospera Financial Services opened 101 new positions and closed 61 in Q1 2024.
  • Prospera Financial Services's portfolio value rose 11% quarter-over-quarter to $3.36B.

Based on Prospera Financial Services's 13F filing for Q1 2024, filed 13 Aug 2024.