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PFS

Prospera Financial Services Portfolio holdings

AUM $6.89B
1-Year Est. Return 37.41%
This Fund
S&P 500
This Quarter Est. Return
+10.09%
1 Year Est. Return
+37.41%
3 Year Est. Return
+97.4%
5 Year Est. Return
+116.36%
10 Year Est. Return
+359.89%
AUM
$3.02B
AUM Growth
+$434M
Cap. Flow
+$181M
Cap. Flow %
5.99%
Top 10 Hldgs %
18.87%
Holding
1,133
New
127
Increased
429
Reduced
454
Closed
82

Top Buys

Rank Stock Value
1
XOM icon
ExxonMobil
XOM
+$18.5M
2
BUFR icon
FT Vest Fund of Buffer ETFs
BUFR
+$13.2M
3
IVV icon
iShares Core S&P 500 ETF
IVV
+$12.7M
4
FTSM icon
First Trust Enhanced Short Maturity ETF
FTSM
+$11.7M
5
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$11.5M

Top Sells

Rank Stock Value
1
FV icon
First Trust Dorsey Wright Focus 5 ETF
FV
+$31.8M
2
SPIP icon
State Street SPDR Portfolio TIPS ETF
SPIP
+$12.2M
3
BIL icon
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
+$7.03M
4
PDP icon
Invesco Dorsey Wright Momentum ETF
PDP
+$6.99M
5
IYK icon
iShares US Consumer Staples ETF
IYK
+$6.65M

Sector Composition

Rank Sector Weight
1 Technology 13.49%
2 Financials 6.53%
3 Healthcare 4.81%
4 Industrials 4.22%
5 Energy 4.07%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FTRI icon
1076
First Trust Exchange-Traded Fund II First Trust Indxx Global Natural Resources Income ETF
FTRI
$123M
– –
-68,957
Closed -$871K
GLW icon
1077
Corning
GLW
$123B
– –
-8,082
Closed -$246K
GOGL
1078
DELISTED
Golden Ocean Group
GOGL
– –
-72,940
Closed -$575K
GOLF icon
1079
Acushnet Holdings
GOLF
$6.08B
– –
-4,166
Closed -$221K
GPRE icon
1080
Green Plains
GPRE
$1.15B
– –
-11,136
Closed -$335K
GSAT icon
1081
Globalstar
GSAT
$10.2B
– –
-2,433
Closed -$47.8K
HAIN icon
1082
Hain Celestial
HAIN
$46M
– –
-19,041
Closed -$197K
IBND icon
1083
State Street SPDR Bloomberg International Corporate Bond ETF
IBND
$454M
– –
-156,130
Closed -$4.24M
IRWD icon
1084
Ironwood Pharmaceuticals
IRWD
$644M
– –
-26,067
Closed -$251K
KNX icon
1085
Knight Transportation
KNX
$11.5B
– –
-5,854
Closed -$294K
LABU icon
1086
Direxion Daily S&P Biotech Bull 3X ETF
LABU
$548M
– –
-1,020
Closed -$77.7K
LPLA icon
1087
LPL Financial
LPLA
$26.5B
– –
-937
Closed -$224K
LTPZ icon
1088
PIMCO 15+ Year US TIPS Index Exchange-Traded Fund
LTPZ
$693M
– –
-4,469
Closed -$235K
MANH icon
1089
Manhattan Associates
MANH
$9.42B
– –
-1,118
Closed -$221K
MDYV icon
1090
State Street SPDR S&P 400 Mid Cap Value ETF
MDYV
$2.77B
– –
-62,123
Closed -$4.03M
MLI icon
1091
Mueller Industries
MLI
$14.2B
– –
-18,264
Closed -$343K
MNST icon
1092
Monster Beverage
MNST
$93.2B
– –
-17,076
Closed -$904K
MSCI icon
1093
MSCI
MSCI
$41.5B
– –
-487
Closed -$252K
MUR icon
1094
Murphy Oil
MUR
$5.38B
– –
-8,933
Closed -$405K
NTES icon
1095
NetEase
NTES
$79.2B
– –
-3,828
Closed -$383K
NTSX icon
1096
WisdomTree US Efficient Core Fund
NTSX
$1.34B
– –
-8,345
Closed -$292K
PBJ icon
1097
Invesco Food & Beverage ETF
PBJ
$109M
– –
-9,787
Closed -$415K
PFG icon
1098
Principal Financial Group
PFG
$24B
– –
-6,333
Closed -$456K
POOL icon
1099
Pool Corp
POOL
$6.73B
– –
-589
Closed -$212K
PYZ icon
1100
Invesco Dorsey Wright Basic Materials Momentum ETF
PYZ
$73.7M
– –
-2,764
Closed -$218K
42 43
44
45 46

Similar funds

AG
AIA Group Hong Kong $6.88B AUM 20.97% 1-Year Est. Return
AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return
EDRH
Edmond de Rothschild Holding Chambesy, Switzerland $6.91B AUM 19.7% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
PS
Principal Securities Des Moines, Iowa $6.82B AUM 17.15% 1-Year Est. Return
PFA
Pure Financial Advisors San Diego, California $6.97B AUM 16.14% 1-Year Est. Return
RBI
Raiffeisen Bank International Vienna, Austria $6.97B AUM 29.39% 1-Year Est. Return

Prospera Financial Services's Q4 2023 Portfolio in Review

As of Q4 2023, Prospera Financial Services held 1,133 positions worth $3.02B, up 17% from $2.59B the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Prospera Financial Services deployed $181M of net new capital in Q4 2023, opening 127 new positions and adding to 429 existing holdings. Its largest new stake was FT Vest Fund of Nasdaq-100 Buffer ETFs: 295,108 shares worth $7.97M.

By sector, the portfolio is most concentrated in Technology at 13% of assets, down from 14% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was First Trust Dorsey Wright Focus 5 ETF, an estimated $31.8M trimmed.

  • Prospera Financial Services's largest Q4 2023 buy was FT Vest Fund of Nasdaq-100 Buffer ETFs: 295,108 shares worth $7.97M.
  • Prospera Financial Services added most to ExxonMobil in Q4 2023, an estimated $18.5M increase.
  • Prospera Financial Services's biggest Q4 2023 reduction was First Trust Dorsey Wright Focus 5 ETF, cutting an estimated $31.8M.
  • Prospera Financial Services fully exited State Street SPDR Portfolio TIPS ETF in Q4 2023, selling an estimated $12.2M.
  • Prospera Financial Services's ten largest holdings make up 19% of its $3.02B portfolio in Q4 2023.
  • Prospera Financial Services opened 127 new positions and closed 82 in Q4 2023.
  • Prospera Financial Services's portfolio value rose 17% quarter-over-quarter to $3.02B.

Based on Prospera Financial Services's 13F filing for Q4 2023, filed 14 Feb 2024.