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PFS

Prospera Financial Services Portfolio holdings

AUM $6.89B
1-Year Est. Return 37.41%
This Fund
S&P 500
This Quarter Est. Return
-3.83%
1 Year Est. Return
+37.41%
3 Year Est. Return
+97.4%
5 Year Est. Return
+116.36%
10 Year Est. Return
+359.89%
AUM
$1.92B
AUM Growth
-$44.4M
Cap. Flow
+$64.1M
Cap. Flow %
3.35%
Top 10 Hldgs %
20.63%
Holding
1,691
New
67
Increased
511
Reduced
232
Closed
861

Top Buys

Rank Stock Value
1
FV icon
First Trust Dorsey Wright Focus 5 ETF
FV
+$24M
2
SSUS icon
Day Hagan/Ned Davis Research Smart Sector ETF
SSUS
+$19.5M
3
XBI icon
State Street SPDR S&P Biotech ETF
XBI
+$12.5M
4
AMD icon
Advanced Micro Devices
AMD
+$7.69M
5
PDP icon
Invesco Dorsey Wright Momentum ETF
PDP
+$7.06M

Top Sells

Rank Stock Value
1
FTSM icon
First Trust Enhanced Short Maturity ETF
FTSM
+$46.7M
2
COWZ icon
Pacer US Cash Cows 100 ETF
COWZ
+$13.1M
3
JEPI icon
JPMorgan Equity Premium Income ETF
JEPI
+$12.9M
4
SPIP icon
State Street SPDR Portfolio TIPS ETF
SPIP
+$6.17M
5
VALE icon
Vale
VALE
+$5.04M

Sector Composition

Rank Sector Weight
1 Technology 13.28%
2 Financials 7.3%
3 Healthcare 6.57%
4 Consumer Staples 4.86%
5 Consumer Discretionary 4.85%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FAST icon
1076
Fastenal
FAST
$55.2B
– –
-4,760
Closed -$119K
FATE icon
1077
Fate Therapeutics
FATE
$270M
– –
-75
Closed -$2K
FBIN icon
1078
Fortune Brands Innovations
FBIN
$6.09B
– –
-787
Closed -$40K
FBNC icon
1079
First Bancorp
FBNC
$2.66B
– –
-287
Closed -$10K
FCN icon
1080
FTI Consulting
FCN
$5.04B
– –
-135
Closed -$24K
FCPT icon
1081
Four Corners Property Trust
FCPT
$2.85B
– –
-1,370
Closed -$36K
FCTR icon
1082
First Trust Lunt US Factor Rotation ETF
FCTR
$53M
– –
-6,600
Closed -$179K
FCX icon
1083
Freeport-McMoran
FCX
$88.6B
– –
-8,272
Closed -$242K
FDT icon
1084
First Trust Developed Markets ex-US AlphaDEX Fund
FDT
$1.25B
– –
-179
Closed -$9K
FEM icon
1085
First Trust Emerging Markets AlphaDEX Fund
FEM
$733M
– –
-697
Closed -$15K
FEP icon
1086
First Trust Europe AlphaDEX Fund
FEP
$515M
– –
-965
Closed -$30K
FEZ icon
1087
State Street SPDR EURO STOXX 50 ETF
FEZ
$4.32B
– –
-94
Closed -$3K
FFA
1088
First Trust Enhanced Equity Income Fund
FFA
$449M
– –
-4,203
Closed -$69K
FFWM
1089
DELISTED
First Foundation Inc
FFWM
– –
-3,271
Closed -$67K
FISV
1090
Fiserv Inc
FISV
$28.9B
– –
-1,159
Closed -$103K
FICO icon
1091
Fair Isaac
FICO
$31B
– –
-193
Closed -$77K
FINX icon
1092
Global X FinTech ETF
FINX
$173M
– –
-4,267
Closed -$91K
FL
1093
DELISTED
Foot Locker
FL
– –
-291
Closed -$7K
FLGT icon
1094
Fulgent Genetics
FLGT
$558M
– –
-76
Closed -$4K
FLR icon
1095
Fluor
FLR
$6.89B
– –
-15,330
Closed -$373K
FLS icon
1096
Flowserve
FLS
$9.38B
– –
-601
Closed -$17K
FLTR icon
1097
VanEck IG Floating Rate ETF
FLTR
$2.94B
– –
-740
Closed -$18K
FMC icon
1098
FMC
FMC
$1.37B
– –
-652
Closed -$70K
FMHI icon
1099
First Trust Municipal High Income ETF
FMHI
$993M
– –
-3,373
Closed -$160K
FN icon
1100
Fabrinet
FN
$16.1B
– –
-96
Closed -$8K
42 43
44
45 46

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AG
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AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return
EDRH
Edmond de Rothschild Holding Chambesy, Switzerland $6.91B AUM 19.7% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
PS
Principal Securities Des Moines, Iowa $6.82B AUM 17.15% 1-Year Est. Return
PFA
Pure Financial Advisors San Diego, California $6.97B AUM 16.14% 1-Year Est. Return
RBI
Raiffeisen Bank International Vienna, Austria $6.97B AUM 29.39% 1-Year Est. Return

Prospera Financial Services's Q3 2022 Portfolio in Review

As of Q3 2022, Prospera Financial Services held 1,691 positions worth $1.92B, down 2.3% from $1.96B the previous quarter. Its ten largest holdings account for 21% of the portfolio.

Prospera Financial Services deployed $64.1M of net new capital in Q3 2022, opening 67 new positions and adding to 511 existing holdings. Its largest new stake was Day Hagan/Ned Davis Research Smart Sector ETF: 613,408 shares worth $17.7M.

By sector, the portfolio is most concentrated in Technology at 13% of assets, up from 13% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was First Trust Enhanced Short Maturity ETF, an estimated $46.7M trimmed.

  • Prospera Financial Services's largest Q3 2022 buy was Day Hagan/Ned Davis Research Smart Sector ETF: 613,408 shares worth $17.7M.
  • Prospera Financial Services added most to First Trust Dorsey Wright Focus 5 ETF in Q3 2022, an estimated $24M increase.
  • Prospera Financial Services's biggest Q3 2022 reduction was First Trust Enhanced Short Maturity ETF, cutting an estimated $46.7M.
  • Prospera Financial Services fully exited State Street SPDR Portfolio TIPS ETF in Q3 2022, selling an estimated $6.17M.
  • Prospera Financial Services's ten largest holdings make up 21% of its $1.92B portfolio in Q3 2022.
  • Prospera Financial Services opened 67 new positions and closed 861 in Q3 2022.
  • Prospera Financial Services's portfolio value fell 2.3% quarter-over-quarter to $1.92B.

Based on Prospera Financial Services's 13F filing for Q3 2022, filed 27 Oct 2022.