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PFS

Prospera Financial Services Portfolio holdings

AUM $6.89B
1-Year Est. Return 37.41%
This Fund
S&P 500
This Quarter Est. Return
+6.8%
1 Year Est. Return
+37.41%
3 Year Est. Return
+97.4%
5 Year Est. Return
+116.36%
10 Year Est. Return
+359.89%
AUM
$262M
AUM Growth
-$867M
Cap. Flow
-$932M
Cap. Flow %
-356.11%
Top 10 Hldgs %
21.54%
Holding
1,727
New
1,155
Increased
43
Reduced
426
Closed
90

Top Buys

Rank Stock Value
1
IYK icon
iShares US Consumer Staples ETF
IYK
+$2.05M
2
IYJ icon
iShares US Industrials ETF
IYJ
+$1.75M
3
EEM icon
iShares MSCI Emerging Markets ETF
EEM
+$1.38M
4
QQQH
NEOS Nasdaq-100 Hedged Equity Income ETF
QQQH
+$974K
5
GNMA icon
iShares GNMA Bond ETF
GNMA
+$899K

Top Sells

Rank Stock Value
1
DWFI
SPDR Dorsey Wright Fixed Income Allocation ETF
DWFI
+$63.8M
2
AAPL icon
Apple
AAPL
+$59.8M
3
FV icon
First Trust Dorsey Wright Focus 5 ETF
FV
+$49.9M
4
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$31.7M
5
QQQ icon
Invesco QQQ Trust
QQQ
+$25.6M

Sector Composition

Rank Sector Weight
1 Financials 10.9%
2 Industrials 9.98%
3 Technology 7.94%
4 Healthcare 6.42%
5 Consumer Discretionary 5%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AUY
1076
DELISTED
Yamana Gold, Inc.
AUY
$12K ﹤0.01%
+2,100
New +$12.6K
SRNE
1077
DELISTED
Sorrento Therapeutics, Inc.
SRNE
$12K ﹤0.01%
1,055
-42,245
-98% -$387K
ETTX
1078
DELISTED
Entasis Therapeutics Holdings Inc.
ETTX
$12K ﹤0.01%
+5,936
New +$16.9K
SAFE
1079
DELISTED
Safehold Inc.
SAFE
$12K ﹤0.01%
+192
New +$10.4K
AGCO icon
1080
AGCO
AGCO
$7.76B
$11K ﹤0.01%
+150
New +$10.2K
ALRM icon
1081
Alarm.com
ALRM
$2.68B
$11K ﹤0.01%
+203
New +$12.6K
CHWY icon
1082
Chewy
CHWY
$9.34B
$11K ﹤0.01%
+200
New +$10.8K
DGX icon
1083
Quest Diagnostics
DGX
$25.9B
$11K ﹤0.01%
+99
New +$11.7K
DXD icon
1084
ProShares UltraShort Dow 30
DXD
$42.6M
$11K ﹤0.01%
+140
New +$11.6K
ETV
1085
Eaton Vance Tax-Managed Buy-Write Opportunities Fund
ETV
$1.7B
$11K ﹤0.01%
+800
New +$11.4K
EWU icon
1086
iShares MSCI United Kingdom ETF
EWU
$4.17B
$11K ﹤0.01%
+436
New +$11.5K
FANG icon
1087
Diamondback Energy
FANG
$56.2B
$11K ﹤0.01%
+365
New +$13.9K
FLRN icon
1088
State Street SPDR Bloomberg Investment Grade Floating Rate ETF
FLRN
$3.08B
$11K ﹤0.01%
+345
New +$10.5K
FXN icon
1089
First Trust Energy AlphaDEX Fund
FXN
$382M
$11K ﹤0.01%
1,976
-73,264
-97% -$477K
GRPN icon
1090
Groupon
GRPN
$1.06B
$11K ﹤0.01%
+560
New +$13.1K
HEZU icon
1091
iShares Currency Hedged MSCI Eurozone ETF
HEZU
$571M
$11K ﹤0.01%
+385
New +$11K
MFC icon
1092
Manulife Financial
MFC
$74B
$11K ﹤0.01%
+822
New +$11.8K
NAT icon
1093
Nordic American Tanker
NAT
$1.41B
$11K ﹤0.01%
+3,285
New +$13.7K
OTIS icon
1094
Otis Worldwide
OTIS
$27.3B
$11K ﹤0.01%
+179
New +$10.9K
PHM icon
1095
Pultegroup
PHM
$24.5B
$11K ﹤0.01%
+232
New +$9.93K
QQQX icon
1096
Nuveen NASDAQ 100 Dynamic Overwrite Fund
QQQX
$1.43B
$11K ﹤0.01%
+450
New +$11.1K
SWK icon
1097
Stanley Black & Decker
SWK
$14.9B
$11K ﹤0.01%
+69
New +$10.7K
VTR icon
1098
Ventas
VTR
$44.7B
$11K ﹤0.01%
+253
New +$10.1K
PBCT
1099
DELISTED
People's United Financial Inc
PBCT
$11K ﹤0.01%
+1,050
New +$11.4K
ACA icon
1100
Arcosa
ACA
$7.13B
$10K ﹤0.01%
+218
New +$9.58K
42 43
44
45 46

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AG
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AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return
EDRH
Edmond de Rothschild Holding Chambesy, Switzerland $6.91B AUM 19.7% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
PS
Principal Securities Des Moines, Iowa $6.82B AUM 17.15% 1-Year Est. Return
PFA
Pure Financial Advisors San Diego, California $6.97B AUM 16.14% 1-Year Est. Return
RBI
Raiffeisen Bank International Vienna, Austria $6.97B AUM 29.39% 1-Year Est. Return

Prospera Financial Services's Q3 2020 Portfolio in Review

As of Q3 2020, Prospera Financial Services held 1,727 positions worth $262M, down 77% from $1.13B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Prospera Financial Services withdrew a net $932M in Q3 2020, closing 90 positions and reducing 426 holdings. Its most notable exit was Netflix, an estimated $6.67M position sold in full.

By sector, the portfolio is most concentrated in Financials at 11% of assets, up from 6.9% a quarter earlier, followed by Industrials and Technology.

Against the trend, Prospera Financial Services opened a new position in NEOS Nasdaq-100 Hedged Equity Income ETF worth $924K.

  • Prospera Financial Services's largest Q3 2020 buy was NEOS Nasdaq-100 Hedged Equity Income ETF: 17,898 shares worth $924K.
  • Prospera Financial Services added most to iShares US Consumer Staples ETF in Q3 2020, an estimated $2.05M increase.
  • Prospera Financial Services's biggest Q3 2020 reduction was SPDR Dorsey Wright Fixed Income Allocation ETF, cutting an estimated $63.8M.
  • Prospera Financial Services fully exited Netflix in Q3 2020, selling an estimated $6.67M.
  • Prospera Financial Services's ten largest holdings make up 22% of its $262M portfolio in Q3 2020.
  • Prospera Financial Services opened 1,155 new positions and closed 90 in Q3 2020.
  • Prospera Financial Services's portfolio value fell 77% quarter-over-quarter to $262M.

Based on Prospera Financial Services's 13F filing for Q3 2020, filed 4 Nov 2020.