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PFS

Prospera Financial Services Portfolio holdings

AUM $6.89B
1-Year Est. Return 37.41%
This Fund
S&P 500
This Quarter Est. Return
+2.56%
1 Year Est. Return
+37.41%
3 Year Est. Return
+97.4%
5 Year Est. Return
+116.36%
10 Year Est. Return
+359.89%
AUM
$4.29B
AUM Growth
+$378M
Cap. Flow
+$351M
Cap. Flow %
8.16%
Top 10 Hldgs %
20.02%
Holding
1,195
New
79
Increased
633
Reduced
362
Closed
62

Top Buys

Rank Stock Value
1
SPYG icon
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
+$27M
2
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$14.6M
3
AXP icon
American Express
AXP
+$12.3M
4
FTCB icon
First Trust Core Investment Grade ETF
FTCB
+$12.1M
5
AAPL icon
Apple
AAPL
+$11.9M

Top Sells

Rank Stock Value
1
SPYV icon
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
+$25.2M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$8.13M
3
SLV icon
iShares Silver Trust
SLV
+$7.14M
4
MRK icon
Merck
MRK
+$6.33M
5
FIXD icon
First Trust Smith Opportunistic Fixed Income ETF
FIXD
+$6.27M

Sector Composition

Rank Sector Weight
1 Technology 16.94%
2 Financials 7.11%
3 Consumer Discretionary 4.84%
4 Industrials 4.77%
5 Healthcare 4.45%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FPXI icon
1051
First Trust Exchange-Traded Fund II First Trust International Equity Opportunities ETF
FPXI
$277M
$220K 0.01%
4,662
+2
+0% +$98
FMDE icon
1052
Fidelity Enhanced Mid Cap Core ETF
FMDE
$7.67B
$219K 0.01%
6,680
– –
STX icon
1053
Seagate
STX
$185B
$219K 0.01%
2,531
– –
DFEB icon
1054
FT Vest US Equity Deep Buffer ETF February
DFEB
$458M
$218K 0.01%
5,095
– –
IJK icon
1055
iShares S&P Mid-Cap 400 Growth ETF
IJK
$10.9B
$217K 0.01%
+2,383
New +$224K
MAXJ
1056
iShares Large Cap Max Buffer Jun ETF
MAXJ
$153M
$217K 0.01%
8,300
-4,000
-33% -$105K
RRBI icon
1057
Red River Bancshares
RRBI
$657M
$216K 0.01%
+4,000
New +$222K
FTQI icon
1058
First Trust Exchange-Traded Fund VI First Trust Hedged BuyWrite Income ETF
FTQI
$921M
$216K 0.01%
10,359
+559
+6% +$11.7K
ZBRA icon
1059
Zebra Technologies
ZBRA
$12.6B
$216K 0.01%
+558
New +$216K
KEY icon
1060
KeyCorp
KEY
$24.1B
$215K 0.01%
12,558
-610
-5% -$10.9K
VKTX icon
1061
Viking Therapeutics
VKTX
$4.05B
$215K 0.01%
5,331
+624
+13% +$35.6K
MISL icon
1062
First Trust Indxx Aerospace & Defense ETF
MISL
$763M
$214K 0.01%
+7,025
New +$224K
ISCG icon
1063
iShares Morningstar Small-Cap Growth ETF
ISCG
$975M
$214K 0.01%
4,318
– –
WDFC icon
1064
WD-40
WDFC
$3.13B
$214K 0.01%
879
– –
G icon
1065
Genpact
G
$5.45B
$213K 0.01%
+4,965
New +$210K
CCI icon
1066
Crown Castle
CCI
$32.4B
$211K ﹤0.01%
2,327
-1,766
-43% -$185K
IGE icon
1067
iShares North American Natural Resources ETF
IGE
$735M
$211K ﹤0.01%
4,928
-55
-1% -$2.49K
WBIY icon
1068
WBI Power Factor High Dividend ETF
WBIY
$63.2M
$211K ﹤0.01%
7,075
– –
WBA
1069
DELISTED
Walgreens Boots Alliance
WBA
$210K ﹤0.01%
+22,495
New +$209K
KHPI
1070
Kensington Hedged Premium Income ETF
KHPI
$411M
$210K ﹤0.01%
+8,300
New +$211K
ENFR icon
1071
Alerian Energy Infrastructure ETF
ENFR
$491M
$209K ﹤0.01%
+6,719
New +$206K
CSIQ icon
1072
Canadian Solar
CSIQ
$936M
$209K ﹤0.01%
18,805
-1,072
-5% -$13.8K
JEF icon
1073
Jefferies Financial Group
JEF
$13B
$209K ﹤0.01%
+2,663
New +$192K
AI icon
1074
C3.ai
AI
$1.37B
$208K ﹤0.01%
+6,036
New +$187K
MAG
1075
DELISTED
MAG Silver
MAG
$208K ﹤0.01%
15,275
– –
41 42
43
44 45

Similar funds

AG
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AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return
EDRH
Edmond de Rothschild Holding Chambesy, Switzerland $6.91B AUM 19.7% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
PS
Principal Securities Des Moines, Iowa $6.82B AUM 17.15% 1-Year Est. Return
PFA
Pure Financial Advisors San Diego, California $6.97B AUM 16.14% 1-Year Est. Return
RBI
Raiffeisen Bank International Vienna, Austria $6.97B AUM 29.39% 1-Year Est. Return

Prospera Financial Services's Q4 2024 Portfolio in Review

As of Q4 2024, Prospera Financial Services held 1,195 positions worth $4.29B, up 9.6% from $3.92B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

Prospera Financial Services deployed $351M of net new capital in Q4 2024, opening 79 new positions and adding to 633 existing holdings. Its largest new stake was First Trust Core Investment Grade ETF: 576,054 shares worth $11.9M.

By sector, the portfolio is most concentrated in Technology at 17% of assets, up from 16% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was State Street SPDR Portfolio S&P 500 Value ETF, an estimated $25.2M trimmed.

  • Prospera Financial Services's largest Q4 2024 buy was First Trust Core Investment Grade ETF: 576,054 shares worth $11.9M.
  • Prospera Financial Services added most to State Street SPDR Portfolio S&P 500 Growth ETF in Q4 2024, an estimated $27M increase.
  • Prospera Financial Services's biggest Q4 2024 reduction was State Street SPDR Portfolio S&P 500 Value ETF, cutting an estimated $25.2M.
  • Prospera Financial Services fully exited VICI Properties in Q4 2024, selling an estimated $3.27M.
  • Prospera Financial Services's ten largest holdings make up 20% of its $4.29B portfolio in Q4 2024.
  • Prospera Financial Services opened 79 new positions and closed 62 in Q4 2024.
  • Prospera Financial Services's portfolio value rose 9.6% quarter-over-quarter to $4.29B.

Based on Prospera Financial Services's 13F filing for Q4 2024, filed 13 Feb 2025.