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PFS

Prospera Financial Services Portfolio holdings

AUM $6.89B
1-Year Est. Return 37.41%
This Fund
S&P 500
This Quarter Est. Return
+6.4%
1 Year Est. Return
+37.41%
3 Year Est. Return
+97.4%
5 Year Est. Return
+116.36%
10 Year Est. Return
+359.89%
AUM
$3.92B
AUM Growth
+$319M
Cap. Flow
+$117M
Cap. Flow %
2.98%
Top 10 Hldgs %
19.99%
Holding
1,207
New
73
Increased
556
Reduced
429
Closed
91

Top Buys

Rank Stock Value
1
SPYV icon
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
+$24.5M
2
CGGO icon
Capital Group Global Growth Equity ETF
CGGO
+$16.2M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$15.6M
4
AAPL icon
Apple
AAPL
+$11.8M
5
MSFT icon
Microsoft
MSFT
+$10.3M

Top Sells

Rank Stock Value
1
SPYG icon
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
+$27.3M
2
FTSM icon
First Trust Enhanced Short Maturity ETF
FTSM
+$13.4M
3
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$13M
4
FIXD icon
First Trust Smith Opportunistic Fixed Income ETF
FIXD
+$9.93M
5
BUFR icon
FT Vest Fund of Buffer ETFs
BUFR
+$9.7M

Sector Composition

Rank Sector Weight
1 Technology 16%
2 Financials 6.35%
3 Healthcare 5.3%
4 Industrials 4.86%
5 Consumer Discretionary 4.43%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MGM icon
1051
MGM Resorts International
MGM
$11.8B
$215K 0.01%
5,498
-10,454
-66% -$414K
FMDE icon
1052
Fidelity Enhanced Mid Cap Core ETF
FMDE
$7.67B
$215K 0.01%
+6,680
New +$204K
MAG
1053
DELISTED
MAG Silver
MAG
$214K 0.01%
15,275
– –
CAH icon
1054
Cardinal Health
CAH
$53.7B
$214K 0.01%
+1,933
New +$202K
MPWR icon
1055
Monolithic Power Systems
MPWR
$65.8B
$214K 0.01%
231
-149
-39% -$129K
TCHP icon
1056
T. Rowe Price Blue Chip Growth ETF
TCHP
$2.07B
$213K 0.01%
+5,377
New +$206K
RITM icon
1057
Rithm Capital
RITM
$5.15B
$213K 0.01%
18,746
+363
+2% +$4.13K
DFEB icon
1058
FT Vest US Equity Deep Buffer ETF February
DFEB
$458M
$213K 0.01%
5,095
– –
DFIV icon
1059
Dimensional International Value ETF
DFIV
$20.9B
$212K 0.01%
5,575
– –
EWJ icon
1060
iShares MSCI Japan ETF
EWJ
$21.7B
$212K 0.01%
+2,958
New +$206K
CDNS icon
1061
Cadence Design Systems
CDNS
$93.4B
$212K 0.01%
781
-16,481
-95% -$4.56M
ISCG icon
1062
iShares Morningstar Small-Cap Growth ETF
ISCG
$975M
$211K 0.01%
+4,318
New +$203K
CALY
1063
Callaway Golf Company
CALY
$3.28B
$211K 0.01%
+19,243
New +$242K
UDN icon
1064
Invesco DB US Dollar Index Bearish Fund
UDN
$107M
$210K 0.01%
11,100
– –
NXJ
1065
DELISTED
Nuveen New Jersey Quality Municipal Income Fund
NXJ
$210K 0.01%
16,115
+301
+2% +$3.81K
SCHZ icon
1066
Schwab US Aggregate Bond ETF
SCHZ
$10.5B
$210K 0.01%
8,822
-524
-6% -$12.3K
AVUV icon
1067
Avantis US Small Cap Value ETF
AVUV
$30.3B
$209K 0.01%
+2,179
New +$204K
AKAM icon
1068
Akamai
AKAM
$16.4B
$209K 0.01%
+2,070
New +$202K
EMXC icon
1069
iShares MSCI Emerging Markets ex China ETF
EMXC
$23.4B
$209K 0.01%
3,414
-15,094
-82% -$906K
TDG icon
1070
TransDigm Group
TDG
$71.9B
$207K 0.01%
+145
New +$189K
MRNA icon
1071
Moderna
MRNA
$22.1B
$206K 0.01%
3,083
-13,673
-82% -$1.26M
GNL icon
1072
Global Net Lease
GNL
$1.87B
$205K 0.01%
24,339
+289
+1% +$2.43K
MARA icon
1073
Marathon Digital Holdings
MARA
$4.49B
$204K 0.01%
12,551
-40
-0.3% -$725
BIIB icon
1074
Biogen
BIIB
$29.5B
$203K 0.01%
1,048
-424
-29% -$88.7K
ACGL icon
1075
Arch Capital
ACGL
$36.3B
$202K 0.01%
1,807
-1,166
-39% -$121K
41 42
43
44 45

Similar funds

AG
AIA Group Hong Kong $6.88B AUM 20.97% 1-Year Est. Return
AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return
EDRH
Edmond de Rothschild Holding Chambesy, Switzerland $6.91B AUM 19.7% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
PS
Principal Securities Des Moines, Iowa $6.82B AUM 17.15% 1-Year Est. Return
PFA
Pure Financial Advisors San Diego, California $6.97B AUM 16.14% 1-Year Est. Return
RBI
Raiffeisen Bank International Vienna, Austria $6.97B AUM 29.39% 1-Year Est. Return

Prospera Financial Services's Q3 2024 Portfolio in Review

As of Q3 2024, Prospera Financial Services held 1,207 positions worth $3.92B, up 8.9% from $3.6B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

Prospera Financial Services's Q3 2024 filing shows 73 new, 556 increased, 429 reduced and 91 closed positions. Its largest new stake was iShares US Broker-Dealers & Securities Exchanges ETF: 48,843 shares worth $6.28M. The largest sale was State Street SPDR Portfolio S&P 500 Growth ETF, an estimated $27.3M.

By sector, the portfolio is most concentrated in Technology at 16% of assets, down from 16% a quarter earlier, followed by Financials and Healthcare.

  • Prospera Financial Services's largest Q3 2024 buy was iShares US Broker-Dealers & Securities Exchanges ETF: 48,843 shares worth $6.28M.
  • Prospera Financial Services added most to State Street SPDR Portfolio S&P 500 Value ETF in Q3 2024, an estimated $24.5M increase.
  • Prospera Financial Services's biggest Q3 2024 reduction was State Street SPDR Portfolio S&P 500 Growth ETF, cutting an estimated $27.3M.
  • Prospera Financial Services fully exited FT Vest US Equity Moderate Buffer ETF June in Q3 2024, selling an estimated $9.36M.
  • Prospera Financial Services's ten largest holdings make up 20% of its $3.92B portfolio in Q3 2024.
  • Prospera Financial Services opened 73 new positions and closed 91 in Q3 2024.
  • Prospera Financial Services's portfolio value rose 8.9% quarter-over-quarter to $3.92B.

Based on Prospera Financial Services's 13F filing for Q3 2024, filed 7 Nov 2024.