We are live on ! Find out more
PFS

Prospera Financial Services Portfolio holdings

AUM $6.89B
1-Year Est. Return 37.41%
This Fund
S&P 500
This Quarter Est. Return
+10.09%
1 Year Est. Return
+37.41%
3 Year Est. Return
+97.4%
5 Year Est. Return
+116.36%
10 Year Est. Return
+359.89%
AUM
$3.02B
AUM Growth
+$434M
Cap. Flow
+$181M
Cap. Flow %
5.99%
Top 10 Hldgs %
18.87%
Holding
1,133
New
127
Increased
429
Reduced
454
Closed
82

Top Buys

Rank Stock Value
1
XOM icon
ExxonMobil
XOM
+$18.5M
2
BUFR icon
FT Vest Fund of Buffer ETFs
BUFR
+$13.2M
3
IVV icon
iShares Core S&P 500 ETF
IVV
+$12.7M
4
FTSM icon
First Trust Enhanced Short Maturity ETF
FTSM
+$11.7M
5
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$11.5M

Top Sells

Rank Stock Value
1
FV icon
First Trust Dorsey Wright Focus 5 ETF
FV
+$31.8M
2
SPIP icon
State Street SPDR Portfolio TIPS ETF
SPIP
+$12.2M
3
BIL icon
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
+$7.03M
4
PDP icon
Invesco Dorsey Wright Momentum ETF
PDP
+$6.99M
5
IYK icon
iShares US Consumer Staples ETF
IYK
+$6.65M

Sector Composition

Rank Sector Weight
1 Technology 13.49%
2 Financials 6.53%
3 Healthcare 4.81%
4 Industrials 4.22%
5 Energy 4.07%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SQFTW icon
1051
Presidio Property Trust Inc Series A Warrants
SQFTW
$208K
$662 ﹤0.01%
11,025
– –
ALV icon
1052
Autoliv
ALV
$8.76B
– –
-3,143
Closed -$303K
ARR
1053
Armour Residential REIT
ARR
$2.01B
– –
-2,200
Closed -$46.8K
ASO icon
1054
Academy Sports + Outdoors
ASO
$3.09B
– –
-4,624
Closed -$219K
AVTR icon
1055
Avantor
AVTR
$8.03B
– –
-17,712
Closed -$373K
BAX icon
1056
Baxter International
BAX
$12.1B
– –
-5,431
Closed -$205K
BMI icon
1057
Badger Meter
BMI
$3.71B
– –
-2,541
Closed -$366K
BYD icon
1058
Boyd Gaming
BYD
$6.64B
– –
-4,578
Closed -$278K
BYLD icon
1059
iShares Yield Optimized Bond ETF
BYLD
$448M
– –
-17,370
Closed -$371K
CAH icon
1060
Cardinal Health
CAH
$53.7B
– –
-5,520
Closed -$479K
CAR icon
1061
Avis
CAR
$5.78B
– –
-1,778
Closed -$319K
CCL icon
1062
Carnival Corporation Ltd
CCL
$37.1B
– –
-12,670
Closed -$174K
CG icon
1063
Carlyle Group
CG
$16.7B
– –
-72,936
Closed -$2.2M
DAR icon
1064
Darling Ingredients
DAR
$9.62B
– –
-4,049
Closed -$211K
DFS
1065
DELISTED
Discover Financial Services
DFS
– –
-2,338
Closed -$203K
DSGX icon
1066
Descartes Systems
DSGX
$6.09B
– –
-7,268
Closed -$533K
EEFT icon
1067
Euronet Worldwide
EEFT
$3.01B
– –
-36,904
Closed -$2.93M
EWJ icon
1068
iShares MSCI Japan ETF
EWJ
$21.7B
– –
-27,872
Closed -$1.68M
EZU icon
1069
iShare MSCI Eurozone ETF
EZU
$9.45B
– –
-35,274
Closed -$1.49M
FDLO icon
1070
Fidelity Low Volatility Factor ETF
FDLO
$1.41B
– –
-35,239
Closed -$1.71M
FGD icon
1071
First Trust Dow Jones Global Select Dividend Index Fund
FGD
$1.53B
– –
-51,764
Closed -$1.07M
FIBK icon
1072
First Interstate BancSystem
FIBK
$3.67B
– –
-21,062
Closed -$525K
FIX icon
1073
Comfort Systems
FIX
$60.9B
– –
-3,874
Closed -$660K
FLRT icon
1074
Pacer Aristotle Pacific Floating Rate High Income ETF
FLRT
$656M
– –
-5,797
Closed -$271K
FTQI icon
1075
First Trust Exchange-Traded Fund VI First Trust Hedged BuyWrite Income ETF
FTQI
$921M
– –
-182,984
Closed -$3.45M
41 42
43
44 45

Similar funds

AG
AIA Group Hong Kong $6.88B AUM 20.97% 1-Year Est. Return
AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return
EDRH
Edmond de Rothschild Holding Chambesy, Switzerland $6.91B AUM 19.7% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
PS
Principal Securities Des Moines, Iowa $6.82B AUM 17.15% 1-Year Est. Return
PFA
Pure Financial Advisors San Diego, California $6.97B AUM 16.14% 1-Year Est. Return
RBI
Raiffeisen Bank International Vienna, Austria $6.97B AUM 29.39% 1-Year Est. Return

Prospera Financial Services's Q4 2023 Portfolio in Review

As of Q4 2023, Prospera Financial Services held 1,133 positions worth $3.02B, up 17% from $2.59B the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Prospera Financial Services deployed $181M of net new capital in Q4 2023, opening 127 new positions and adding to 429 existing holdings. Its largest new stake was FT Vest Fund of Nasdaq-100 Buffer ETFs: 295,108 shares worth $7.97M.

By sector, the portfolio is most concentrated in Technology at 13% of assets, down from 14% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was First Trust Dorsey Wright Focus 5 ETF, an estimated $31.8M trimmed.

  • Prospera Financial Services's largest Q4 2023 buy was FT Vest Fund of Nasdaq-100 Buffer ETFs: 295,108 shares worth $7.97M.
  • Prospera Financial Services added most to ExxonMobil in Q4 2023, an estimated $18.5M increase.
  • Prospera Financial Services's biggest Q4 2023 reduction was First Trust Dorsey Wright Focus 5 ETF, cutting an estimated $31.8M.
  • Prospera Financial Services fully exited State Street SPDR Portfolio TIPS ETF in Q4 2023, selling an estimated $12.2M.
  • Prospera Financial Services's ten largest holdings make up 19% of its $3.02B portfolio in Q4 2023.
  • Prospera Financial Services opened 127 new positions and closed 82 in Q4 2023.
  • Prospera Financial Services's portfolio value rose 17% quarter-over-quarter to $3.02B.

Based on Prospera Financial Services's 13F filing for Q4 2023, filed 14 Feb 2024.