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PFS

Prospera Financial Services Portfolio holdings

AUM $6.89B
1-Year Est. Return 37.41%
This Fund
S&P 500
This Quarter Est. Return
-2.85%
1 Year Est. Return
+37.41%
3 Year Est. Return
+97.4%
5 Year Est. Return
+116.36%
10 Year Est. Return
+359.89%
AUM
$2.59B
AUM Growth
-$26.7M
Cap. Flow
+$66.7M
Cap. Flow %
2.58%
Top 10 Hldgs %
19.41%
Holding
1,082
New
78
Increased
496
Reduced
373
Closed
76

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$9.66M
2
QQQ icon
Invesco QQQ Trust
QQQ
+$9.18M
3
FIXD icon
First Trust Smith Opportunistic Fixed Income ETF
FIXD
+$8.8M
4
FTSM icon
First Trust Enhanced Short Maturity ETF
FTSM
+$7.69M
5
BUFR icon
FT Vest Fund of Buffer ETFs
BUFR
+$6.11M

Top Sells

Rank Stock Value
1
IFV icon
First Trust Dorsey Wright International Focus 5 ETF
IFV
+$19.3M
2
STIP icon
iShares 0-5 Year TIPS Bond ETF
STIP
+$12.1M
3
PIZ icon
Invesco Dorsey Wright Developed Markets Momentum ETF
PIZ
+$9.54M
4
PIE icon
Invesco Dorsey Wright Emerging Markets Momentum ETF
PIE
+$9.45M
5
VTIP icon
Vanguard Short-Term Inflation-Protected Securities Index Fund
VTIP
+$7.73M

Sector Composition

Rank Sector Weight
1 Technology 13.76%
2 Financials 6.88%
3 Healthcare 5.36%
4 Industrials 4.66%
5 Consumer Staples 4.25%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
RCL icon
1051
Royal Caribbean
RCL
$81.8B
– –
-2,927
Closed -$304K
RHI icon
1052
Robert Half
RHI
$4.07B
– –
-41,464
Closed -$3.12M
ROST icon
1053
Ross Stores
ROST
$78.1B
– –
-13,104
Closed -$1.47M
SBLK icon
1054
Star Bulk Carriers
SBLK
$3.02B
– –
-139,199
Closed -$2.46M
SCHF icon
1055
Schwab International Equity ETF
SCHF
$65.9B
– –
-11,454
Closed -$204K
SPD icon
1056
Simplify US Equity PLUS Downside Convexity ETF
SPD
$104M
– –
-13,200
Closed -$360K
SPG icon
1057
Simon Property Group
SPG
$75.1B
– –
-3,475
Closed -$401K
STWD icon
1058
Starwood Property Trust
STWD
$6.15B
– –
-12,770
Closed -$248K
TER icon
1059
Teradyne
TER
$52.4B
– –
-1,991
Closed -$223K
TLRY icon
1060
Tilray
TLRY
$498M
– –
-1,373
Closed -$21.4K
TOTL icon
1061
State Street DoubleLine Total Return Tactical ETF
TOTL
$4.1B
– –
-5,108
Closed -$207K
TSN icon
1062
Tyson Foods
TSN
$21.4B
– –
-4,015
Closed -$205K
TXRH icon
1063
Texas Roadhouse
TXRH
$13.2B
– –
-10,647
Closed -$1.2M
VGK icon
1064
Vanguard FTSE Europe ETF
VGK
$30.1B
– –
-8,216
Closed -$507K
VGSH icon
1065
Vanguard Short-Term Treasury ETF
VGSH
$29.3B
– –
-5,058
Closed -$292K
VKQ icon
1066
Invesco Municipal Trust
VKQ
$540M
– –
-16,541
Closed -$156K
VOD icon
1067
Vodafone
VOD
$36.4B
– –
-11,390
Closed -$108K
VPL icon
1068
Vanguard FTSE Pacific ETF
VPL
$8.06B
– –
-51,564
Closed -$3.59M
VT icon
1069
Vanguard Total World Stock ETF
VT
$76.4B
– –
-6,775
Closed -$657K
WBA
1070
DELISTED
Walgreens Boots Alliance
WBA
– –
-11,316
Closed -$322K
WIP icon
1071
State Street SPDR FTSE International Government Inflation-Protected Bond ETF
WIP
$467M
– –
-144,488
Closed -$6.03M
XES icon
1072
State Street SPDR S&P Oil & Gas Equipment & Services ETF
XES
$370M
– –
-44,093
Closed -$3.45M
ZBRA icon
1073
Zebra Technologies
ZBRA
$12.6B
– –
-688
Closed -$204K
UFOX
1074
Defiance Space and Connective Tech ETF
UFOX
$840M
– –
-6,752
Closed -$228K
CACG
1075
DELISTED
Legg Mason ETF Investment Trust ClearBridge All Cap Growth ESG ETF
CACG
– –
-8,111
Closed -$342K
40 41 42
43
44

Similar funds

AG
AIA Group Hong Kong $6.88B AUM 20.97% 1-Year Est. Return
AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return
EDRH
Edmond de Rothschild Holding Chambesy, Switzerland $6.91B AUM 19.7% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
PS
Principal Securities Des Moines, Iowa $6.82B AUM 17.15% 1-Year Est. Return
PFA
Pure Financial Advisors San Diego, California $6.97B AUM 16.14% 1-Year Est. Return
RBI
Raiffeisen Bank International Vienna, Austria $6.97B AUM 29.39% 1-Year Est. Return

Prospera Financial Services's Q3 2023 Portfolio in Review

As of Q3 2023, Prospera Financial Services held 1,082 positions worth $2.59B, down 1% from $2.61B the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Prospera Financial Services's Q3 2023 filing shows 78 new, 496 increased, 373 reduced and 76 closed positions. Its largest new stake was Vale: 339,367 shares worth $4.55M. The largest sale was First Trust Dorsey Wright International Focus 5 ETF, an estimated $19.3M.

By sector, the portfolio is most concentrated in Technology at 14% of assets, down from 15% a quarter earlier, followed by Financials and Healthcare.

  • Prospera Financial Services's largest Q3 2023 buy was Vale: 339,367 shares worth $4.55M.
  • Prospera Financial Services added most to iShares Core S&P 500 ETF in Q3 2023, an estimated $9.66M increase.
  • Prospera Financial Services's biggest Q3 2023 reduction was First Trust Dorsey Wright International Focus 5 ETF, cutting an estimated $19.3M.
  • Prospera Financial Services fully exited State Street SPDR FTSE International Government Inflation-Protected Bond ETF in Q3 2023, selling an estimated $6.03M.
  • Prospera Financial Services's ten largest holdings make up 19% of its $2.59B portfolio in Q3 2023.
  • Prospera Financial Services opened 78 new positions and closed 76 in Q3 2023.
  • Prospera Financial Services's portfolio value fell 1% quarter-over-quarter to $2.59B.

Based on Prospera Financial Services's 13F filing for Q3 2023, filed 13 Nov 2023.