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PFS

Prospera Financial Services Portfolio holdings

AUM $6.89B
1-Year Est. Return 37.41%
This Fund
S&P 500
This Quarter Est. Return
-3.83%
1 Year Est. Return
+37.41%
3 Year Est. Return
+97.4%
5 Year Est. Return
+116.36%
10 Year Est. Return
+359.89%
AUM
$1.92B
AUM Growth
-$44.4M
Cap. Flow
+$64.1M
Cap. Flow %
3.35%
Top 10 Hldgs %
20.63%
Holding
1,691
New
67
Increased
511
Reduced
232
Closed
861

Top Buys

Rank Stock Value
1
FV icon
First Trust Dorsey Wright Focus 5 ETF
FV
+$24M
2
SSUS icon
Day Hagan/Ned Davis Research Smart Sector ETF
SSUS
+$19.5M
3
XBI icon
State Street SPDR S&P Biotech ETF
XBI
+$12.5M
4
AMD icon
Advanced Micro Devices
AMD
+$7.69M
5
PDP icon
Invesco Dorsey Wright Momentum ETF
PDP
+$7.06M

Top Sells

Rank Stock Value
1
FTSM icon
First Trust Enhanced Short Maturity ETF
FTSM
+$46.7M
2
COWZ icon
Pacer US Cash Cows 100 ETF
COWZ
+$13.1M
3
JEPI icon
JPMorgan Equity Premium Income ETF
JEPI
+$12.9M
4
SPIP icon
State Street SPDR Portfolio TIPS ETF
SPIP
+$6.17M
5
VALE icon
Vale
VALE
+$5.04M

Sector Composition

Rank Sector Weight
1 Technology 13.28%
2 Financials 7.3%
3 Healthcare 6.57%
4 Consumer Staples 4.86%
5 Consumer Discretionary 4.85%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
EQH icon
1051
Equitable Holdings
EQH
$13.5B
– –
-77
Closed -$2K
EQNR icon
1052
Equinor
EQNR
$90.9B
– –
-574
Closed -$20K
ERIC icon
1053
Ericsson
ERIC
$32.7B
– –
-1,409
Closed -$10K
ESE icon
1054
ESCO Technologies
ESE
$8.18B
– –
-50
Closed -$3K
ESGD icon
1055
iShares ESG Aware MSCI EAFE ETF
ESGD
$11.8B
– –
-1,528
Closed -$96K
ESGE icon
1056
iShares ESG Aware MSCI EM ETF
ESGE
$6.41B
– –
-817
Closed -$26K
ESI icon
1057
Element Solutions
ESI
$8.89B
– –
-1,550
Closed -$28K
ESNT icon
1058
Essent Group
ESNT
$6.21B
– –
-134
Closed -$5K
ETR icon
1059
Entergy
ETR
$52.4B
– –
-4,102
Closed -$231K
ETV
1060
Eaton Vance Tax-Managed Buy-Write Opportunities Fund
ETV
$1.7B
– –
-1,616
Closed -$22K
EVR icon
1061
Evercore
EVR
$13.2B
– –
-456
Closed -$43K
EVRI
1062
DELISTED
Everi Holdings
EVRI
– –
-576
Closed -$9K
EWG icon
1063
iShares MSCI Germany ETF
EWG
$1.56B
– –
-1,715
Closed -$39K
EWJ icon
1064
iShares MSCI Japan ETF
EWJ
$21.3B
– –
-859
Closed -$45K
EWL icon
1065
iShares MSCI Switzerland ETF
EWL
$2.19B
– –
-245
Closed -$10K
EXK
1066
Endeavour Silver
EXK
$2.29B
– –
-11,200
Closed -$35K
EXLS icon
1067
EXL Service
EXLS
$4.66B
– –
-1,450
Closed -$43K
EXP icon
1068
Eagle Materials
EXP
$6.86B
– –
-328
Closed -$36K
EXPD icon
1069
Expeditors International
EXPD
$22.4B
– –
-133
Closed -$13K
EXPE icon
1070
Expedia Group
EXPE
$35.5B
– –
-714
Closed -$68K
EXPO icon
1071
Exponent
EXPO
$3.15B
– –
-1,466
Closed -$134K
EYE icon
1072
National Vision
EYE
$1.75B
– –
-290
Closed -$8K
FAB icon
1073
First Trust Multi Cap Value AlphaDEX Fund
FAB
$166M
– –
-678
Closed -$44K
FAF icon
1074
First American
FAF
$8.08B
– –
-392
Closed -$21K
FAPR icon
1075
FT Vest US Equity Buffer ETF April
FAPR
$1.26B
– –
-1,100
Closed -$31K
41 42
43
44 45

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AG
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AMH
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EDRH
Edmond de Rothschild Holding Chambesy, Switzerland $6.91B AUM 19.7% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CIA
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PS
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PFA
Pure Financial Advisors San Diego, California $6.97B AUM 16.14% 1-Year Est. Return
RBI
Raiffeisen Bank International Vienna, Austria $6.97B AUM 29.39% 1-Year Est. Return

Prospera Financial Services's Q3 2022 Portfolio in Review

As of Q3 2022, Prospera Financial Services held 1,691 positions worth $1.92B, down 2.3% from $1.96B the previous quarter. Its ten largest holdings account for 21% of the portfolio.

Prospera Financial Services deployed $64.1M of net new capital in Q3 2022, opening 67 new positions and adding to 511 existing holdings. Its largest new stake was Day Hagan/Ned Davis Research Smart Sector ETF: 613,408 shares worth $17.7M.

By sector, the portfolio is most concentrated in Technology at 13% of assets, up from 13% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was First Trust Enhanced Short Maturity ETF, an estimated $46.7M trimmed.

  • Prospera Financial Services's largest Q3 2022 buy was Day Hagan/Ned Davis Research Smart Sector ETF: 613,408 shares worth $17.7M.
  • Prospera Financial Services added most to First Trust Dorsey Wright Focus 5 ETF in Q3 2022, an estimated $24M increase.
  • Prospera Financial Services's biggest Q3 2022 reduction was First Trust Enhanced Short Maturity ETF, cutting an estimated $46.7M.
  • Prospera Financial Services fully exited State Street SPDR Portfolio TIPS ETF in Q3 2022, selling an estimated $6.17M.
  • Prospera Financial Services's ten largest holdings make up 21% of its $1.92B portfolio in Q3 2022.
  • Prospera Financial Services opened 67 new positions and closed 861 in Q3 2022.
  • Prospera Financial Services's portfolio value fell 2.3% quarter-over-quarter to $1.92B.

Based on Prospera Financial Services's 13F filing for Q3 2022, filed 27 Oct 2022.