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PFS

Prospera Financial Services Portfolio holdings

AUM $6.89B
1-Year Est. Return 37.41%
This Fund
S&P 500
This Quarter Est. Return
+6.8%
1 Year Est. Return
+37.41%
3 Year Est. Return
+97.4%
5 Year Est. Return
+116.36%
10 Year Est. Return
+359.89%
AUM
$262M
AUM Growth
-$867M
Cap. Flow
-$932M
Cap. Flow %
-356.11%
Top 10 Hldgs %
21.54%
Holding
1,727
New
1,155
Increased
43
Reduced
426
Closed
90

Top Buys

Rank Stock Value
1
IYK icon
iShares US Consumer Staples ETF
IYK
+$2.05M
2
IYJ icon
iShares US Industrials ETF
IYJ
+$1.75M
3
EEM icon
iShares MSCI Emerging Markets ETF
EEM
+$1.38M
4
QQQH
NEOS Nasdaq-100 Hedged Equity Income ETF
QQQH
+$974K
5
GNMA icon
iShares GNMA Bond ETF
GNMA
+$899K

Top Sells

Rank Stock Value
1
DWFI
SPDR Dorsey Wright Fixed Income Allocation ETF
DWFI
+$63.8M
2
AAPL icon
Apple
AAPL
+$59.8M
3
FV icon
First Trust Dorsey Wright Focus 5 ETF
FV
+$49.9M
4
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$31.7M
5
QQQ icon
Invesco QQQ Trust
QQQ
+$25.6M

Sector Composition

Rank Sector Weight
1 Financials 10.9%
2 Industrials 9.98%
3 Technology 7.94%
4 Healthcare 6.42%
5 Consumer Discretionary 5%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CNQ icon
1051
Canadian Natural Resources
CNQ
$98.6B
$12K ﹤0.01%
+1,503
New +$13.5K
CSM icon
1052
ProShares Large Cap Core Plus
CSM
$514M
$12K ﹤0.01%
+324
New +$12.2K
EQX icon
1053
Equinox Gold
EQX
$7.43B
$12K ﹤0.01%
+1,000
New +$12K
FLQL icon
1054
Franklin US Large Cap Multifactor Index ETF
FLQL
$2.03B
$12K ﹤0.01%
+353
New +$12.1K
FTHI icon
1055
First Trust Exchange-Traded Fund VI First Trust BuyWrite Income ETF
FTHI
$2.39B
$12K ﹤0.01%
+651
New +$12.8K
FTNT icon
1056
Fortinet
FTNT
$113B
$12K ﹤0.01%
500
-38,725
-99% -$1M
FYX icon
1057
First Trust Small Cap Core AlphaDEX Fund
FYX
$1.37B
$12K ﹤0.01%
+200
New +$11.5K
GXC icon
1058
State Street SPDR S&P China ETF
GXC
$460M
$12K ﹤0.01%
+100
New +$11.8K
IJJ icon
1059
iShares S&P Mid-Cap 400 Value ETF
IJJ
$8.85B
$12K ﹤0.01%
180
-8,160
-98% -$564K
JPUS
1060
JPMorgan Diversified Return US Equity ETF
JPUS
$459M
$12K ﹤0.01%
+159
New +$11.7K
KODK icon
1061
Kodak
KODK
$819M
$12K ﹤0.01%
+1,400
New +$10.9K
LRGF icon
1062
iShares US Equity Factor ETF
LRGF
$3.55B
$12K ﹤0.01%
+360
New +$11.8K
MRNA icon
1063
Moderna
MRNA
$23B
$12K ﹤0.01%
+175
New +$12.2K
PGR icon
1064
Progressive
PGR
$124B
$12K ﹤0.01%
+126
New +$11.3K
PINS icon
1065
Pinterest
PINS
$13.7B
$12K ﹤0.01%
+300
New +$9.78K
RMD icon
1066
ResMed
RMD
$30.3B
$12K ﹤0.01%
+70
New +$12.9K
SCHD icon
1067
Schwab US Dividend Equity ETF
SCHD
$103B
$12K ﹤0.01%
+672
New +$12.4K
SDIV icon
1068
Global X SuperDividend ETF
SDIV
$1.22B
$12K ﹤0.01%
383
-17,715
-98% -$595K
SDY icon
1069
State Street SPDR S&P Dividend ETF
SDY
$21.8B
$12K ﹤0.01%
129
-16,564
-99% -$1.56M
SJNK icon
1070
State Street SPDR Bloomberg Short Term High Yield Bond ETF
SJNK
$4.89B
$12K ﹤0.01%
+482
New +$12.4K
STLD icon
1071
Steel Dynamics
STLD
$36.2B
$12K ﹤0.01%
+423
New +$12.1K
TEVA icon
1072
Teva Pharmaceuticals
TEVA
$41.2B
$12K ﹤0.01%
1,374
-43,042
-97% -$455K
TKR icon
1073
Timken Company
TKR
$9.46B
$12K ﹤0.01%
+229
New +$11.8K
TRV icon
1074
Travelers Companies
TRV
$78.4B
$12K ﹤0.01%
111
-2,798
-96% -$321K
NMTR
1075
DELISTED
9 Meters Biopharma
NMTR
$12K ﹤0.01%
+750
New +$9.09K
41 42
43
44 45

Similar funds

AG
AIA Group Hong Kong $6.88B AUM 20.97% 1-Year Est. Return
AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return
EDRH
Edmond de Rothschild Holding Chambesy, Switzerland $6.91B AUM 19.7% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
PS
Principal Securities Des Moines, Iowa $6.82B AUM 17.15% 1-Year Est. Return
PFA
Pure Financial Advisors San Diego, California $6.97B AUM 16.14% 1-Year Est. Return
RBI
Raiffeisen Bank International Vienna, Austria $6.97B AUM 29.39% 1-Year Est. Return

Prospera Financial Services's Q3 2020 Portfolio in Review

As of Q3 2020, Prospera Financial Services held 1,727 positions worth $262M, down 77% from $1.13B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Prospera Financial Services withdrew a net $932M in Q3 2020, closing 90 positions and reducing 426 holdings. Its most notable exit was Netflix, an estimated $6.67M position sold in full.

By sector, the portfolio is most concentrated in Financials at 11% of assets, up from 6.9% a quarter earlier, followed by Industrials and Technology.

Against the trend, Prospera Financial Services opened a new position in NEOS Nasdaq-100 Hedged Equity Income ETF worth $924K.

  • Prospera Financial Services's largest Q3 2020 buy was NEOS Nasdaq-100 Hedged Equity Income ETF: 17,898 shares worth $924K.
  • Prospera Financial Services added most to iShares US Consumer Staples ETF in Q3 2020, an estimated $2.05M increase.
  • Prospera Financial Services's biggest Q3 2020 reduction was SPDR Dorsey Wright Fixed Income Allocation ETF, cutting an estimated $63.8M.
  • Prospera Financial Services fully exited Netflix in Q3 2020, selling an estimated $6.67M.
  • Prospera Financial Services's ten largest holdings make up 22% of its $262M portfolio in Q3 2020.
  • Prospera Financial Services opened 1,155 new positions and closed 90 in Q3 2020.
  • Prospera Financial Services's portfolio value fell 77% quarter-over-quarter to $262M.

Based on Prospera Financial Services's 13F filing for Q3 2020, filed 4 Nov 2020.