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PFS

Prospera Financial Services Portfolio holdings

AUM $6.89B
1-Year Est. Return 37.41%
This Fund
S&P 500
This Quarter Est. Return
+6.4%
1 Year Est. Return
+37.41%
3 Year Est. Return
+97.4%
5 Year Est. Return
+116.36%
10 Year Est. Return
+359.89%
AUM
$3.92B
AUM Growth
+$319M
Cap. Flow
+$117M
Cap. Flow %
2.98%
Top 10 Hldgs %
19.99%
Holding
1,207
New
73
Increased
556
Reduced
429
Closed
91

Top Buys

Rank Stock Value
1
SPYV icon
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
+$24.5M
2
CGGO icon
Capital Group Global Growth Equity ETF
CGGO
+$16.2M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$15.6M
4
AAPL icon
Apple
AAPL
+$11.8M
5
MSFT icon
Microsoft
MSFT
+$10.3M

Top Sells

Rank Stock Value
1
SPYG icon
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
+$27.3M
2
FTSM icon
First Trust Enhanced Short Maturity ETF
FTSM
+$13.4M
3
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$13M
4
FIXD icon
First Trust Smith Opportunistic Fixed Income ETF
FIXD
+$9.93M
5
BUFR icon
FT Vest Fund of Buffer ETFs
BUFR
+$9.7M

Sector Composition

Rank Sector Weight
1 Technology 16%
2 Financials 6.35%
3 Healthcare 5.3%
4 Industrials 4.86%
5 Consumer Discretionary 4.43%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MDB icon
1026
MongoDB
MDB
$24.9B
$232K 0.01%
857
-395
-32% -$103K
SCHF icon
1027
Schwab International Equity ETF
SCHF
$65.9B
$231K 0.01%
11,210
-382
-3% -$7.55K
BAC.PRL icon
1028
Bank of America Series L
BAC.PRL
$3.97B
$230K 0.01%
+181
New +$223K
AA icon
1029
Alcoa
AA
$11.6B
$228K 0.01%
5,916
+11
+0.2% +$375
IEO icon
1030
iShares US Oil & Gas Exploration & Production ETF
IEO
$558M
$228K 0.01%
2,483
-190
-7% -$18.2K
WDFC icon
1031
WD-40
WDFC
$3.13B
$227K 0.01%
+879
New +$220K
CFG icon
1032
Citizens Financial Group
CFG
$30.1B
$227K 0.01%
+5,514
New +$223K
FPXI icon
1033
First Trust Exchange-Traded Fund II First Trust International Equity Opportunities ETF
FPXI
$277M
$225K 0.01%
4,660
-59
-1% -$2.79K
IWY icon
1034
iShares Russell Top 200 Growth ETF
IWY
$15.7B
$225K 0.01%
1,023
-613
-37% -$130K
GYLD icon
1035
Arrow Dow Jones Global Yield ETF
GYLD
$36.6M
$225K 0.01%
16,660
-850
-5% -$11.3K
HYT icon
1036
BlackRock Corporate High Yield Fund
HYT
$1.35B
$224K 0.01%
22,264
+2,547
+13% +$25.1K
RFV icon
1037
Invesco S&P MidCap 400 Pure Value ETF
RFV
$334M
$224K 0.01%
1,886
+1
+0.1% +$114
BUFD icon
1038
FT Vest Fund of Deep Buffer ETFs
BUFD
$1.94B
$222K 0.01%
8,880
-51,449
-85% -$1.26M
CDW icon
1039
CDW
CDW
$17.6B
$222K 0.01%
981
-289
-23% -$64.2K
WBIY icon
1040
WBI Power Factor High Dividend ETF
WBIY
$63.2M
$222K 0.01%
+7,075
New +$214K
KEY icon
1041
KeyCorp
KEY
$24.1B
$221K 0.01%
13,168
-947
-7% -$15K
PFFA icon
1042
Virtus InfraCap US Preferred Stock ETF
PFFA
$2.44B
$220K 0.01%
+9,642
New +$210K
EXAS
1043
DELISTED
Exact Sciences
EXAS
$220K 0.01%
3,228
-2,930
-48% -$165K
IGE icon
1044
iShares North American Natural Resources ETF
IGE
$735M
$220K 0.01%
4,983
-238
-5% -$10.5K
FNB icon
1045
FNB Corp
FNB
$6.71B
$219K 0.01%
15,540
+4
+0% +$57
K
1046
DELISTED
Kellanova
K
$219K 0.01%
+2,713
New +$193K
KBWP icon
1047
Invesco KBW Property & Casualty Insurance ETF
KBWP
$270M
$219K 0.01%
+1,897
New +$208K
FNCL icon
1048
Fidelity MSCI Financials Index ETF
FNCL
$2.37B
$218K 0.01%
+3,414
New +$210K
SPTL icon
1049
State Street SPDR Portfolio Long Term Treasury ETF
SPTL
$10.6B
$218K 0.01%
7,503
-7,420
-50% -$212K
BCS icon
1050
Barclays
BCS
$96.3B
$218K 0.01%
17,940
+500
+3% +$5.85K
40 41
42
43 44

Similar funds

AG
AIA Group Hong Kong $6.88B AUM 20.97% 1-Year Est. Return
AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return
EDRH
Edmond de Rothschild Holding Chambesy, Switzerland $6.91B AUM 19.7% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
PS
Principal Securities Des Moines, Iowa $6.82B AUM 17.15% 1-Year Est. Return
PFA
Pure Financial Advisors San Diego, California $6.97B AUM 16.14% 1-Year Est. Return
RBI
Raiffeisen Bank International Vienna, Austria $6.97B AUM 29.39% 1-Year Est. Return

Prospera Financial Services's Q3 2024 Portfolio in Review

As of Q3 2024, Prospera Financial Services held 1,207 positions worth $3.92B, up 8.9% from $3.6B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

Prospera Financial Services's Q3 2024 filing shows 73 new, 556 increased, 429 reduced and 91 closed positions. Its largest new stake was iShares US Broker-Dealers & Securities Exchanges ETF: 48,843 shares worth $6.28M. The largest sale was State Street SPDR Portfolio S&P 500 Growth ETF, an estimated $27.3M.

By sector, the portfolio is most concentrated in Technology at 16% of assets, down from 16% a quarter earlier, followed by Financials and Healthcare.

  • Prospera Financial Services's largest Q3 2024 buy was iShares US Broker-Dealers & Securities Exchanges ETF: 48,843 shares worth $6.28M.
  • Prospera Financial Services added most to State Street SPDR Portfolio S&P 500 Value ETF in Q3 2024, an estimated $24.5M increase.
  • Prospera Financial Services's biggest Q3 2024 reduction was State Street SPDR Portfolio S&P 500 Growth ETF, cutting an estimated $27.3M.
  • Prospera Financial Services fully exited FT Vest US Equity Moderate Buffer ETF June in Q3 2024, selling an estimated $9.36M.
  • Prospera Financial Services's ten largest holdings make up 20% of its $3.92B portfolio in Q3 2024.
  • Prospera Financial Services opened 73 new positions and closed 91 in Q3 2024.
  • Prospera Financial Services's portfolio value rose 8.9% quarter-over-quarter to $3.92B.

Based on Prospera Financial Services's 13F filing for Q3 2024, filed 7 Nov 2024.