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PFS

Prospera Financial Services Portfolio holdings

AUM $6.89B
1-Year Est. Return 37.41%
This Fund
S&P 500
This Quarter Est. Return
+9.55%
1 Year Est. Return
+37.41%
3 Year Est. Return
+97.4%
5 Year Est. Return
+116.36%
10 Year Est. Return
+359.89%
AUM
$3.36B
AUM Growth
+$337M
Cap. Flow
+$101M
Cap. Flow %
3%
Top 10 Hldgs %
19.51%
Holding
1,152
New
101
Increased
528
Reduced
423
Closed
61

Top Buys

Rank Stock Value
1
FJAN icon
FT Vest US Equity Buffer ETF January
FJAN
+$11.3M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$9.86M
3
DJAN icon
FT Vest US Equity Deep Buffer ETF January
DJAN
+$9.86M
4
IYC icon
iShares US Consumer Discretionary ETF
IYC
+$8.46M
5
IVV icon
iShares Core S&P 500 ETF
IVV
+$7.66M

Top Sells

Rank Stock Value
1
BUFR icon
FT Vest Fund of Buffer ETFs
BUFR
+$12.5M
2
IYE icon
iShares US Energy ETF
IYE
+$8.01M
3
BILS icon
State Street SPDR Bloomberg 3-12 Month T-Bill ETF
BILS
+$7.44M
4
GLD icon
SPDR Gold Trust
GLD
+$6.68M
5
BUFD icon
FT Vest Fund of Deep Buffer ETFs
BUFD
+$6.39M

Sector Composition

Rank Sector Weight
1 Technology 14.3%
2 Financials 6.31%
3 Healthcare 4.9%
4 Energy 4.17%
5 Industrials 4.17%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IAGG icon
1026
iShares Core International Aggregate Bond Fund
IAGG
$10.9B
$208K 0.01%
+4,166
New +$206K
RMI
1027
RiverNorth Opportunistic Municipal Income Fund
RMI
$96.8M
$207K 0.01%
12,877
+574
+5% +$9.16K
PNQI icon
1028
Invesco NASDAQ Internet ETF
PNQI
$526M
$207K 0.01%
5,189
-515
-9% -$19.7K
UNG icon
1029
United States Natural Gas Fund
UNG
$444M
$207K 0.01%
14,182
+1,257
+10% +$22.9K
DFIV icon
1030
Dimensional International Value ETF
DFIV
$20.9B
$206K 0.01%
+5,608
New +$194K
ISCG icon
1031
iShares Morningstar Small-Cap Growth ETF
ISCG
$976M
$206K 0.01%
4,418
-282
-6% -$12.5K
U icon
1032
Unity
U
$13.9B
$205K 0.01%
7,696
+266
+4% +$8.36K
SCHF icon
1033
Schwab International Equity ETF
SCHF
$65.5B
$205K 0.01%
+10,490
New +$196K
CTRA
1034
DELISTED
Coterra Energy
CTRA
$205K 0.01%
+7,336
New +$188K
FUTY icon
1035
Fidelity MSCI Utilities Index ETF
FUTY
$2.37B
$204K 0.01%
4,817
-329
-6% -$13.2K
MRO
1036
DELISTED
Marathon Oil Corporation
MRO
$203K 0.01%
+7,178
New +$173K
MGC icon
1037
Vanguard Mega Cap 300 Index ETF
MGC
$9.88B
$203K 0.01%
+1,084
New +$193K
CFR icon
1038
Cullen/Frost Bankers
CFR
$10.5B
$202K 0.01%
+1,795
New +$192K
SSXU icon
1039
Day Hagan/Ned Davis Research Smart Sector International ETF
SSXU
$42.6M
$202K 0.01%
7,064
-1,622
-19% -$44.6K
RELX icon
1040
RELX
RELX
$66B
$201K 0.01%
4,637
-2,346
-34% -$99.2K
RPV icon
1041
Invesco S&P 500 Pure Value ETF
RPV
$1.68B
$201K 0.01%
+2,268
New +$188K
CFG icon
1042
Citizens Financial Group
CFG
$30.8B
$200K 0.01%
+5,514
New +$181K
IONS icon
1043
Ionis Pharmaceuticals
IONS
$9.14B
$200K 0.01%
4,617
-81
-2% -$3.86K
ING icon
1044
ING
ING
$95.1B
$192K 0.01%
11,626
-5,932
-34% -$84.7K
NXJ
1045
DELISTED
Nuveen New Jersey Quality Municipal Income Fund
NXJ
$189K 0.01%
15,639
-2,368
-13% -$28.5K
RITM icon
1046
Rithm Capital
RITM
$5.46B
$188K 0.01%
16,879
+30
+0.2% +$322
GLDD
1047
DELISTED
Great Lakes Dredge & Dock
GLDD
$188K 0.01%
21,500
+10,500
+95% +$86.4K
GNL icon
1048
Global Net Lease
GNL
$1.86B
$185K 0.01%
23,803
-748
-3% -$6.14K
USA icon
1049
Liberty All-Star Equity Fund
USA
$1.79B
$182K 0.01%
25,422
+424
+2% +$2.84K
EFR
1050
Eaton Vance Senior Floating-Rate Fund
EFR
$312M
$178K 0.01%
13,661
-2,988
-18% -$38.8K
40 41
42
43 44

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AG
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AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return
EDRH
Edmond de Rothschild Holding Chambesy, Switzerland $6.91B AUM 19.7% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
PS
Principal Securities Des Moines, Iowa $6.82B AUM 17.15% 1-Year Est. Return
PFA
Pure Financial Advisors San Diego, California $6.97B AUM 16.14% 1-Year Est. Return
RBI
Raiffeisen Bank International Vienna, Austria $6.97B AUM 29.39% 1-Year Est. Return

Prospera Financial Services's Q1 2024 Portfolio in Review

As of Q1 2024, Prospera Financial Services held 1,152 positions worth $3.36B, up 11% from $3.02B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

Prospera Financial Services's Q1 2024 filing shows 101 new, 528 increased, 423 reduced and 61 closed positions. Its largest new stake was FT Vest US Equity Buffer ETF January: 275,229 shares worth $11.6M. The largest sale was FT Vest Fund of Buffer ETFs, an estimated $12.5M.

By sector, the portfolio is most concentrated in Technology at 14% of assets, up from 13% a quarter earlier, followed by Financials and Healthcare.

  • Prospera Financial Services's largest Q1 2024 buy was FT Vest US Equity Buffer ETF January: 275,229 shares worth $11.6M.
  • Prospera Financial Services added most to State Street SPDR S&P 500 ETF Trust in Q1 2024, an estimated $9.86M increase.
  • Prospera Financial Services's biggest Q1 2024 reduction was FT Vest Fund of Buffer ETFs, cutting an estimated $12.5M.
  • Prospera Financial Services fully exited FT Vest Fund of Deep Buffer ETFs in Q1 2024, selling an estimated $6.39M.
  • Prospera Financial Services's ten largest holdings make up 20% of its $3.36B portfolio in Q1 2024.
  • Prospera Financial Services opened 101 new positions and closed 61 in Q1 2024.
  • Prospera Financial Services's portfolio value rose 11% quarter-over-quarter to $3.36B.

Based on Prospera Financial Services's 13F filing for Q1 2024, filed 13 Aug 2024.