We are live on ! Find out more
PFS

Prospera Financial Services Portfolio holdings

AUM $6.89B
1-Year Est. Return 37.41%
This Fund
S&P 500
This Quarter Est. Return
+10.09%
1 Year Est. Return
+37.41%
3 Year Est. Return
+97.4%
5 Year Est. Return
+116.36%
10 Year Est. Return
+359.89%
AUM
$3.02B
AUM Growth
+$434M
Cap. Flow
+$181M
Cap. Flow %
5.99%
Top 10 Hldgs %
18.87%
Holding
1,133
New
127
Increased
429
Reduced
454
Closed
82

Top Buys

Rank Stock Value
1
XOM icon
ExxonMobil
XOM
+$18.5M
2
BUFR icon
FT Vest Fund of Buffer ETFs
BUFR
+$13.2M
3
IVV icon
iShares Core S&P 500 ETF
IVV
+$12.7M
4
FTSM icon
First Trust Enhanced Short Maturity ETF
FTSM
+$11.7M
5
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$11.5M

Top Sells

Rank Stock Value
1
FV icon
First Trust Dorsey Wright Focus 5 ETF
FV
+$31.8M
2
SPIP icon
State Street SPDR Portfolio TIPS ETF
SPIP
+$12.2M
3
BIL icon
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
+$7.03M
4
PDP icon
Invesco Dorsey Wright Momentum ETF
PDP
+$6.99M
5
IYK icon
iShares US Consumer Staples ETF
IYK
+$6.65M

Sector Composition

Rank Sector Weight
1 Technology 13.49%
2 Financials 6.53%
3 Healthcare 4.81%
4 Industrials 4.22%
5 Energy 4.07%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AG icon
1026
First Majestic Silver
AG
$7.58B
$71.6K ﹤0.01%
11,650
-500
-4% -$2.75K
NAT icon
1027
Nordic American Tanker
NAT
$1.37B
$62K ﹤0.01%
14,772
+23
+0.2% +$98
MPT
1028
Medical Properties Trust
MPT
$2.89B
$60.3K ﹤0.01%
12,277
-2,065
-14% -$10.1K
LAZR
1029
DELISTED
Luminar Technologies
LAZR
$53.9K ﹤0.01%
1,067
+252
+31% +$12.5K
OPEN icon
1030
Opendoor
OPEN
$3.64B
$53.8K ﹤0.01%
12,417
+1,740
+16% +$4.86K
LCID icon
1031
Lucid Motors
LCID
$2.58B
$53.8K ﹤0.01%
1,277
– –
LPSN icon
1032
LivePerson
LPSN
$20.5M
$53.6K ﹤0.01%
943
+66
+8% +$3.04K
LLAP
1033
DELISTED
Terran Orbital Corporation
LLAP
$47.6K ﹤0.01%
41,755
+5,100
+14% +$4.26K
HYLN icon
1034
Hyliion Holdings
HYLN
$621M
$46.8K ﹤0.01%
57,493
+3,000
+6% +$2.13K
DXLG icon
1035
Destination XL Group
DXLG
$34.3M
$46.5K ﹤0.01%
10,557
-46,354
-81% -$198K
POWW icon
1036
Outdoor Holding Co
POWW
$246M
$44.8K ﹤0.01%
21,330
+1,225
+6% +$2.79K
PPT
1037
Franklin Premier Income Trust
PPT
$323M
$41.3K ﹤0.01%
11,578
+263
+2% +$903
TLRY icon
1038
Tilray
TLRY
$493M
$39K ﹤0.01%
+1,697
New +$32.7K
OKUR
1039
OnKure Therapeutics
OKUR
$156M
$32.9K ﹤0.01%
+2,054
New +$128K
TELL
1040
DELISTED
Tellurian Inc.
TELL
$19K ﹤0.01%
25,100
– –
IAUX
1041
i-80 Gold Corp
IAUX
$1.1B
$18.5K ﹤0.01%
10,500
– –
OTLY
1042
Oatly Group
OTLY
$457M
$17.7K ﹤0.01%
750
– –
BLUE
1043
DELISTED
bluebird bio
BLUE
$17.5K ﹤0.01%
+635
New +$38.7K
OTLK icon
1044
Outlook Therapeutics
OTLK
$175M
$12K ﹤0.01%
+1,525
New +$12.9K
SQFT icon
1045
Presidio Property Trust
SQFT
$3.01M
$11.4K ﹤0.01%
1,103
– –
AMRN
1046
Amarin Corp
AMRN
$289M
$9.51K ﹤0.01%
+546
New +$8.57K
WKHS icon
1047
Workhorse Group
WKHS
$30.3M
$7.35K ﹤0.01%
7
– –
WWR icon
1048
Westwater Resources
WWR
$49.3M
$6.78K ﹤0.01%
12,000
– –
SOLO
1049
DELISTED
Electrameccanica Vehicles Corp. Ltd.
SOLO
$3.42K ﹤0.01%
10,200
– –
SOPA
1050
DELISTED
Society Pass
SOPA
$3.29K ﹤0.01%
+730
New +$3.23K
40 41
42
43 44

Similar funds

AG
AIA Group Hong Kong $6.88B AUM 20.97% 1-Year Est. Return
AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return
EDRH
Edmond de Rothschild Holding Chambesy, Switzerland $6.91B AUM 19.7% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
PS
Principal Securities Des Moines, Iowa $6.82B AUM 17.15% 1-Year Est. Return
PFA
Pure Financial Advisors San Diego, California $6.97B AUM 16.14% 1-Year Est. Return
RBI
Raiffeisen Bank International Vienna, Austria $6.97B AUM 29.39% 1-Year Est. Return

Prospera Financial Services's Q4 2023 Portfolio in Review

As of Q4 2023, Prospera Financial Services held 1,133 positions worth $3.02B, up 17% from $2.59B the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Prospera Financial Services deployed $181M of net new capital in Q4 2023, opening 127 new positions and adding to 429 existing holdings. Its largest new stake was FT Vest Fund of Nasdaq-100 Buffer ETFs: 295,108 shares worth $7.97M.

By sector, the portfolio is most concentrated in Technology at 13% of assets, down from 14% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was First Trust Dorsey Wright Focus 5 ETF, an estimated $31.8M trimmed.

  • Prospera Financial Services's largest Q4 2023 buy was FT Vest Fund of Nasdaq-100 Buffer ETFs: 295,108 shares worth $7.97M.
  • Prospera Financial Services added most to ExxonMobil in Q4 2023, an estimated $18.5M increase.
  • Prospera Financial Services's biggest Q4 2023 reduction was First Trust Dorsey Wright Focus 5 ETF, cutting an estimated $31.8M.
  • Prospera Financial Services fully exited State Street SPDR Portfolio TIPS ETF in Q4 2023, selling an estimated $12.2M.
  • Prospera Financial Services's ten largest holdings make up 19% of its $3.02B portfolio in Q4 2023.
  • Prospera Financial Services opened 127 new positions and closed 82 in Q4 2023.
  • Prospera Financial Services's portfolio value rose 17% quarter-over-quarter to $3.02B.

Based on Prospera Financial Services's 13F filing for Q4 2023, filed 14 Feb 2024.