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PFS

Prospera Financial Services Portfolio holdings

AUM $6.89B
1-Year Est. Return 37.41%
This Fund
S&P 500
This Quarter Est. Return
-2.85%
1 Year Est. Return
+37.41%
3 Year Est. Return
+97.4%
5 Year Est. Return
+116.36%
10 Year Est. Return
+359.89%
AUM
$2.59B
AUM Growth
-$26.7M
Cap. Flow
+$66.7M
Cap. Flow %
2.58%
Top 10 Hldgs %
19.41%
Holding
1,082
New
78
Increased
496
Reduced
373
Closed
76

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$9.66M
2
QQQ icon
Invesco QQQ Trust
QQQ
+$9.18M
3
FIXD icon
First Trust Smith Opportunistic Fixed Income ETF
FIXD
+$8.8M
4
FTSM icon
First Trust Enhanced Short Maturity ETF
FTSM
+$7.69M
5
BUFR icon
FT Vest Fund of Buffer ETFs
BUFR
+$6.11M

Top Sells

Rank Stock Value
1
IFV icon
First Trust Dorsey Wright International Focus 5 ETF
IFV
+$19.3M
2
STIP icon
iShares 0-5 Year TIPS Bond ETF
STIP
+$12.1M
3
PIZ icon
Invesco Dorsey Wright Developed Markets Momentum ETF
PIZ
+$9.54M
4
PIE icon
Invesco Dorsey Wright Emerging Markets Momentum ETF
PIE
+$9.45M
5
VTIP icon
Vanguard Short-Term Inflation-Protected Securities Index Fund
VTIP
+$7.73M

Sector Composition

Rank Sector Weight
1 Technology 13.76%
2 Financials 6.88%
3 Healthcare 5.36%
4 Industrials 4.66%
5 Consumer Staples 4.25%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FAAR icon
1026
First Trust Alternative Absolute Return Strategy ETF
FAAR
$191M
– –
-125,014
Closed -$3.52M
FDEC icon
1027
FT Vest US Equity Buffer ETF December
FDEC
$1.32B
– –
-6,135
Closed -$221K
FFEB icon
1028
FT Vest US Equity Buffer ETF February
FFEB
$1.38B
– –
-5,110
Closed -$204K
FNK icon
1029
First Trust Mid Cap Value AlphaDEX Fund
FNK
$231M
– –
-9,703
Closed -$443K
FSLY icon
1030
Fastly Inc
FSLY
$3.28B
– –
-10,652
Closed -$168K
FTXG icon
1031
First Trust Nasdaq Food & Beverage ETF
FTXG
$25M
– –
-8,173
Closed -$214K
GH icon
1032
Guardant Health
GH
$19.2B
– –
-7,072
Closed -$253K
GPK icon
1033
Graphic Packaging
GPK
$3.45B
– –
-25,787
Closed -$620K
HBI
1034
DELISTED
Hanesbrands
HBI
– –
-10,804
Closed -$49K
HNDL icon
1035
Strategy Shares Nasdaq 7HANDL Index ETF
HNDL
$633M
– –
-17,088
Closed -$348K
IEP icon
1036
Icahn Enterprises
IEP
$5.26B
– –
-7,425
Closed -$216K
IRDM icon
1037
Iridium Communications
IRDM
$4.82B
– –
-10,518
Closed -$653K
JOF
1038
Japan Smaller Capitalization Fund
JOF
$321M
– –
-81,727
Closed -$588K
KBWP icon
1039
Invesco KBW Property & Casualty Insurance ETF
KBWP
$276M
– –
-2,889
Closed -$237K
LITE icon
1040
Lumentum
LITE
$50.1B
– –
-3,530
Closed -$200K
MDYG icon
1041
State Street SPDR S&P 400 Mid Cap Growth ETF
MDYG
$2.83B
– –
-62,497
Closed -$4.48M
MTCH icon
1042
Match Group
MTCH
$9.19B
– –
-5,821
Closed -$244K
MTUM icon
1043
iShares MSCI USA Momentum Factor ETF
MTUM
$24.4B
– –
-1,938
Closed -$280K
NANR icon
1044
State Street SPDR S&P North American Natural Resources ETF
NANR
$744M
– –
-9,549
Closed -$492K
NCLH icon
1045
Norwegian Cruise Line
NCLH
$9.63B
– –
-12,281
Closed -$267K
NDSN icon
1046
Nordson
NDSN
$16.8B
– –
-845
Closed -$211K
NJR icon
1047
New Jersey Resources
NJR
$6.11B
– –
-4,875
Closed -$230K
NOK icon
1048
Nokia
NOK
$49.6B
– –
-11,318
Closed -$47.1K
PBR icon
1049
Petrobras
PBR
$116B
– –
-10,153
Closed -$140K
PTLC icon
1050
Pacer Trendpilot US Large Cap ETF
PTLC
$3.24B
– –
-6,667
Closed -$275K
40 41
42
43 44

Similar funds

AG
AIA Group Hong Kong $6.88B AUM 20.97% 1-Year Est. Return
AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return
EDRH
Edmond de Rothschild Holding Chambesy, Switzerland $6.91B AUM 19.7% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
PS
Principal Securities Des Moines, Iowa $6.82B AUM 17.15% 1-Year Est. Return
PFA
Pure Financial Advisors San Diego, California $6.97B AUM 16.14% 1-Year Est. Return
RBI
Raiffeisen Bank International Vienna, Austria $6.97B AUM 29.39% 1-Year Est. Return

Prospera Financial Services's Q3 2023 Portfolio in Review

As of Q3 2023, Prospera Financial Services held 1,082 positions worth $2.59B, down 1% from $2.61B the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Prospera Financial Services's Q3 2023 filing shows 78 new, 496 increased, 373 reduced and 76 closed positions. Its largest new stake was Vale: 339,367 shares worth $4.55M. The largest sale was First Trust Dorsey Wright International Focus 5 ETF, an estimated $19.3M.

By sector, the portfolio is most concentrated in Technology at 14% of assets, down from 15% a quarter earlier, followed by Financials and Healthcare.

  • Prospera Financial Services's largest Q3 2023 buy was Vale: 339,367 shares worth $4.55M.
  • Prospera Financial Services added most to iShares Core S&P 500 ETF in Q3 2023, an estimated $9.66M increase.
  • Prospera Financial Services's biggest Q3 2023 reduction was First Trust Dorsey Wright International Focus 5 ETF, cutting an estimated $19.3M.
  • Prospera Financial Services fully exited State Street SPDR FTSE International Government Inflation-Protected Bond ETF in Q3 2023, selling an estimated $6.03M.
  • Prospera Financial Services's ten largest holdings make up 19% of its $2.59B portfolio in Q3 2023.
  • Prospera Financial Services opened 78 new positions and closed 76 in Q3 2023.
  • Prospera Financial Services's portfolio value fell 1% quarter-over-quarter to $2.59B.

Based on Prospera Financial Services's 13F filing for Q3 2023, filed 13 Nov 2023.