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PFS

Prospera Financial Services Portfolio holdings

AUM $6.89B
1-Year Est. Return 37.41%
This Fund
S&P 500
This Quarter Est. Return
-3.83%
1 Year Est. Return
+37.41%
3 Year Est. Return
+97.4%
5 Year Est. Return
+116.36%
10 Year Est. Return
+359.89%
AUM
$1.92B
AUM Growth
-$44.4M
Cap. Flow
+$64.1M
Cap. Flow %
3.35%
Top 10 Hldgs %
20.63%
Holding
1,691
New
67
Increased
511
Reduced
232
Closed
861

Top Buys

Rank Stock Value
1
FV icon
First Trust Dorsey Wright Focus 5 ETF
FV
+$24M
2
SSUS icon
Day Hagan/Ned Davis Research Smart Sector ETF
SSUS
+$19.5M
3
XBI icon
State Street SPDR S&P Biotech ETF
XBI
+$12.5M
4
AMD icon
Advanced Micro Devices
AMD
+$7.69M
5
PDP icon
Invesco Dorsey Wright Momentum ETF
PDP
+$7.06M

Top Sells

Rank Stock Value
1
FTSM icon
First Trust Enhanced Short Maturity ETF
FTSM
+$46.7M
2
COWZ icon
Pacer US Cash Cows 100 ETF
COWZ
+$13.1M
3
JEPI icon
JPMorgan Equity Premium Income ETF
JEPI
+$12.9M
4
SPIP icon
State Street SPDR Portfolio TIPS ETF
SPIP
+$6.17M
5
VALE icon
Vale
VALE
+$5.04M

Sector Composition

Rank Sector Weight
1 Technology 13.28%
2 Financials 7.3%
3 Healthcare 6.57%
4 Consumer Staples 4.86%
5 Consumer Discretionary 4.85%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DRSK icon
1026
Aptus Defined Risk ETF
DRSK
$1.5B
– –
-26,331
Closed -$692K
DSGX icon
1027
Descartes Systems
DSGX
$6.48B
– –
-1,134
Closed -$70K
DTM icon
1028
DT Midstream
DTM
$14.1B
– –
-114
Closed -$6K
DVYA icon
1029
iShares Asia/Pacific Dividend ETF
DVYA
$71.5M
– –
-160
Closed -$5K
DWM icon
1030
WisdomTree International Equity Fund
DWM
$671M
– –
-576
Closed -$26K
DXCM icon
1031
DexCom
DXCM
$28.9B
– –
-40
Closed -$3K
DXJ icon
1032
WisdomTree Japan Hedged Equity Fund
DXJ
$7.12B
– –
-370
Closed -$23K
EBAY icon
1033
eBay
EBAY
$52.1B
– –
-4,846
Closed -$202K
AXIA
1034
AXIA Energia
AXIA
$23.2B
– –
-106,657
Closed -$749K
EDIT icon
1035
Editas Medicine
EDIT
$402M
– –
-260
Closed -$3K
EFAD icon
1036
ProShares MSCI EAFE Dividend Growers ETF
EFAD
$62.6M
– –
-950
Closed -$33K
EFX icon
1037
Equifax
EFX
$22B
– –
-737
Closed -$135K
EG icon
1038
Everest Group
EG
$15.8B
– –
-266
Closed -$75K
EHC icon
1039
Encompass Health
EHC
$11.5B
– –
-156
Closed -$7K
EIX icon
1040
Edison International
EIX
$30.7B
– –
-70
Closed -$4K
EL icon
1041
Estee Lauder
EL
$30.7B
– –
-1,017
Closed -$259K
ELAN icon
1042
Elanco Animal Health
ELAN
$12.7B
– –
-3,705
Closed -$73K
EMBC icon
1043
Embecta
EMBC
$213M
– –
-619
Closed -$16K
EMLC icon
1044
VanEck JP Morgan EM Local Currency Bond ETF
EMLC
$4.77B
– –
-546
Closed -$13K
ENFR icon
1045
Alerian Energy Infrastructure ETF
ENFR
$490M
– –
-100
Closed -$2K
ENSG icon
1046
The Ensign Group
ENSG
$10.7B
– –
-1,825
Closed -$134K
EOG icon
1047
EOG Resources
EOG
$74.4B
– –
-1,387
Closed -$154K
EPAM icon
1048
EPAM Systems
EPAM
$5.25B
– –
-3,221
Closed -$949K
EPR icon
1049
EPR Properties
EPR
$4.92B
– –
-90
Closed -$4K
EPRT icon
1050
Essential Properties Realty Trust
EPRT
$6.94B
– –
-5,088
Closed -$109K
40 41
42
43 44

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AG
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AMH
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EDRH
Edmond de Rothschild Holding Chambesy, Switzerland $6.91B AUM 19.7% 1-Year Est. Return
GAM
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CIA
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PS
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PFA
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RBI
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Prospera Financial Services's Q3 2022 Portfolio in Review

As of Q3 2022, Prospera Financial Services held 1,691 positions worth $1.92B, down 2.3% from $1.96B the previous quarter. Its ten largest holdings account for 21% of the portfolio.

Prospera Financial Services deployed $64.1M of net new capital in Q3 2022, opening 67 new positions and adding to 511 existing holdings. Its largest new stake was Day Hagan/Ned Davis Research Smart Sector ETF: 613,408 shares worth $17.7M.

By sector, the portfolio is most concentrated in Technology at 13% of assets, up from 13% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was First Trust Enhanced Short Maturity ETF, an estimated $46.7M trimmed.

  • Prospera Financial Services's largest Q3 2022 buy was Day Hagan/Ned Davis Research Smart Sector ETF: 613,408 shares worth $17.7M.
  • Prospera Financial Services added most to First Trust Dorsey Wright Focus 5 ETF in Q3 2022, an estimated $24M increase.
  • Prospera Financial Services's biggest Q3 2022 reduction was First Trust Enhanced Short Maturity ETF, cutting an estimated $46.7M.
  • Prospera Financial Services fully exited State Street SPDR Portfolio TIPS ETF in Q3 2022, selling an estimated $6.17M.
  • Prospera Financial Services's ten largest holdings make up 21% of its $1.92B portfolio in Q3 2022.
  • Prospera Financial Services opened 67 new positions and closed 861 in Q3 2022.
  • Prospera Financial Services's portfolio value fell 2.3% quarter-over-quarter to $1.92B.

Based on Prospera Financial Services's 13F filing for Q3 2022, filed 27 Oct 2022.