We are live on ! Find out more
PFS

Prospera Financial Services Portfolio holdings

AUM $6.89B
1-Year Est. Return 37.41%
This Fund
S&P 500
This Quarter Est. Return
+6.8%
1 Year Est. Return
+37.41%
3 Year Est. Return
+97.4%
5 Year Est. Return
+116.36%
10 Year Est. Return
+359.89%
AUM
$262M
AUM Growth
-$867M
Cap. Flow
-$932M
Cap. Flow %
-356.11%
Top 10 Hldgs %
21.54%
Holding
1,727
New
1,155
Increased
43
Reduced
426
Closed
90

Top Buys

Rank Stock Value
1
IYK icon
iShares US Consumer Staples ETF
IYK
+$2.05M
2
IYJ icon
iShares US Industrials ETF
IYJ
+$1.75M
3
EEM icon
iShares MSCI Emerging Markets ETF
EEM
+$1.38M
4
QQQH
NEOS Nasdaq-100 Hedged Equity Income ETF
QQQH
+$974K
5
GNMA icon
iShares GNMA Bond ETF
GNMA
+$899K

Top Sells

Rank Stock Value
1
DWFI
SPDR Dorsey Wright Fixed Income Allocation ETF
DWFI
+$63.8M
2
AAPL icon
Apple
AAPL
+$59.8M
3
FV icon
First Trust Dorsey Wright Focus 5 ETF
FV
+$49.9M
4
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$31.7M
5
QQQ icon
Invesco QQQ Trust
QQQ
+$25.6M

Sector Composition

Rank Sector Weight
1 Financials 10.9%
2 Industrials 9.98%
3 Technology 7.94%
4 Healthcare 6.42%
5 Consumer Discretionary 5%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CODI icon
1026
Compass Diversified
CODI
$756M
$13K 0.01%
+700
New +$11.9K
DBX icon
1027
Dropbox
DBX
$7.49B
$13K 0.01%
+696
New +$14.5K
EG icon
1028
Everest Group
EG
$14.9B
$13K 0.01%
+65
New +$13.9K
EXPD icon
1029
Expeditors International
EXPD
$21.8B
$13K 0.01%
+138
New +$11.8K
FTA icon
1030
First Trust Large Cap Value AlphaDEX Fund
FTA
$1.39B
$13K 0.01%
+273
New +$12.9K
HEI icon
1031
HEICO Corp
HEI
$49.5B
$13K 0.01%
+120
New +$12.4K
IHE icon
1032
iShares US Pharmaceuticals ETF
IHE
$1.48B
$13K 0.01%
+240
New +$12.9K
IRDM icon
1033
Iridium Communications
IRDM
$5.05B
$13K 0.01%
+500
New +$13.8K
JJSF icon
1034
J&J Snack Foods
JJSF
$1.44B
$13K 0.01%
+100
New +$13K
JPC icon
1035
Nuveen Preferred & Income Opportunities Fund
JPC
$2.88B
$13K 0.01%
+1,500
New +$12.9K
MSI icon
1036
Motorola Solutions
MSI
$71.5B
$13K 0.01%
+82
New +$12K
NTNX icon
1037
Nutanix
NTNX
$16B
$13K 0.01%
+572
New +$13.1K
OTEX icon
1038
Open Text
OTEX
$6.15B
$13K 0.01%
+300
New +$13.1K
PEP icon
1039
PepsiCo
PEP
$191B
$13K 0.01%
94
-37,776
-100% -$5.14M
SCHA icon
1040
Schwab U.S Small- Cap ETF
SCHA
$22.3B
$13K 0.01%
+744
New +$12.8K
SNV
1041
DELISTED
Synovus
SNV
$13K 0.01%
+600
New +$12.5K
TMHC
1042
DELISTED
Taylor Morrison
TMHC
$13K 0.01%
+527
New +$12.5K
TQQQ icon
1043
ProShares UltraPro QQQ
TQQQ
$31.4B
$13K 0.01%
+800
New +$12.6K
TRP icon
1044
TC Energy
TRP
$70.9B
$13K 0.01%
+285
New +$13K
VZ icon
1045
Verizon
VZ
$193B
$13K 0.01%
227
-71,832
-100% -$4.17M
FUV
1046
DELISTED
Arcimoto, Inc. Common Stock
FUV
$13K 0.01%
+100
New +$12.8K
FSKR
1047
DELISTED
FS KKR Capital Corp. II
FSKR
$13K 0.01%
898
-179,789
-100% -$2.57M
AMH icon
1048
American Homes 4 Rent
AMH
$11.9B
$12K ﹤0.01%
+416
New +$11.7K
BEN icon
1049
Franklin Resources
BEN
$17.2B
$12K ﹤0.01%
+586
New +$12.3K
BWA icon
1050
BorgWarner
BWA
$13.2B
$12K ﹤0.01%
+359
New +$12.3K
40 41
42
43 44

Similar funds

AG
AIA Group Hong Kong $6.88B AUM 20.97% 1-Year Est. Return
AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return
EDRH
Edmond de Rothschild Holding Chambesy, Switzerland $6.91B AUM 19.7% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
PS
Principal Securities Des Moines, Iowa $6.82B AUM 17.15% 1-Year Est. Return
PFA
Pure Financial Advisors San Diego, California $6.97B AUM 16.14% 1-Year Est. Return
RBI
Raiffeisen Bank International Vienna, Austria $6.97B AUM 29.39% 1-Year Est. Return

Prospera Financial Services's Q3 2020 Portfolio in Review

As of Q3 2020, Prospera Financial Services held 1,727 positions worth $262M, down 77% from $1.13B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Prospera Financial Services withdrew a net $932M in Q3 2020, closing 90 positions and reducing 426 holdings. Its most notable exit was Netflix, an estimated $6.67M position sold in full.

By sector, the portfolio is most concentrated in Financials at 11% of assets, up from 6.9% a quarter earlier, followed by Industrials and Technology.

Against the trend, Prospera Financial Services opened a new position in NEOS Nasdaq-100 Hedged Equity Income ETF worth $924K.

  • Prospera Financial Services's largest Q3 2020 buy was NEOS Nasdaq-100 Hedged Equity Income ETF: 17,898 shares worth $924K.
  • Prospera Financial Services added most to iShares US Consumer Staples ETF in Q3 2020, an estimated $2.05M increase.
  • Prospera Financial Services's biggest Q3 2020 reduction was SPDR Dorsey Wright Fixed Income Allocation ETF, cutting an estimated $63.8M.
  • Prospera Financial Services fully exited Netflix in Q3 2020, selling an estimated $6.67M.
  • Prospera Financial Services's ten largest holdings make up 22% of its $262M portfolio in Q3 2020.
  • Prospera Financial Services opened 1,155 new positions and closed 90 in Q3 2020.
  • Prospera Financial Services's portfolio value fell 77% quarter-over-quarter to $262M.

Based on Prospera Financial Services's 13F filing for Q3 2020, filed 4 Nov 2020.