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PFS

Prospera Financial Services Portfolio holdings

AUM $6.89B
1-Year Est. Return 37.41%
This Fund
S&P 500
This Quarter Est. Return
+6.4%
1 Year Est. Return
+37.41%
3 Year Est. Return
+97.4%
5 Year Est. Return
+116.36%
10 Year Est. Return
+359.89%
AUM
$3.92B
AUM Growth
+$319M
Cap. Flow
+$117M
Cap. Flow %
2.98%
Top 10 Hldgs %
19.99%
Holding
1,207
New
73
Increased
556
Reduced
429
Closed
91

Top Buys

Rank Stock Value
1
SPYV icon
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
+$24.5M
2
CGGO icon
Capital Group Global Growth Equity ETF
CGGO
+$16.2M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$15.6M
4
AAPL icon
Apple
AAPL
+$11.8M
5
MSFT icon
Microsoft
MSFT
+$10.3M

Top Sells

Rank Stock Value
1
SPYG icon
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
+$27.3M
2
FTSM icon
First Trust Enhanced Short Maturity ETF
FTSM
+$13.4M
3
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$13M
4
FIXD icon
First Trust Smith Opportunistic Fixed Income ETF
FIXD
+$9.93M
5
BUFR icon
FT Vest Fund of Buffer ETFs
BUFR
+$9.7M

Sector Composition

Rank Sector Weight
1 Technology 16%
2 Financials 6.35%
3 Healthcare 5.3%
4 Industrials 4.86%
5 Consumer Discretionary 4.43%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NIO icon
1001
NIO
NIO
$11.6B
$246K 0.01%
36,810
-130
-0.4% -$597
ATMU icon
1002
Atmus Filtration Technologies
ATMU
$4.43B
$246K 0.01%
+6,544
New +$214K
ILF icon
1003
iShares Latin America 40 ETF
ILF
$3.79B
$245K 0.01%
9,463
-16,417
-63% -$420K
DT icon
1004
Dynatrace
DT
$12.7B
$245K 0.01%
4,582
-883
-16% -$42K
IQV icon
1005
IQVIA
IQV
$35.6B
$245K 0.01%
+1,033
New +$244K
PJT icon
1006
PJT Partners
PJT
$4.36B
$245K 0.01%
+1,834
New +$224K
PII icon
1007
Polaris
PII
$4.25B
$244K 0.01%
2,935
+45
+2% +$3.66K
PHO icon
1008
Invesco Water Resources ETF
PHO
$1.98B
$244K 0.01%
3,450
+65
+2% +$4.41K
VRT icon
1009
Vertiv
VRT
$110B
$243K 0.01%
2,446
-1,466
-37% -$122K
FALN icon
1010
iShares Fallen Angels USD Bond ETF
FALN
$1.63B
$243K 0.01%
8,887
+107
+1% +$2.87K
XES icon
1011
State Street SPDR S&P Oil & Gas Equipment & Services ETF
XES
$370M
$241K 0.01%
2,990
-23,126
-89% -$2.02M
AOK icon
1012
iShares Core Conservative Allocation ETF
AOK
$787M
$241K 0.01%
6,222
– –
BSCU icon
1013
Invesco BulletShares 2030 Corporate Bond ETF
BSCU
$2.65B
$240K 0.01%
+14,182
New +$237K
AAL icon
1014
American Airlines Group
AAL
$9.9B
$240K 0.01%
21,341
-15,345
-42% -$162K
BNS icon
1015
Scotiabank
BNS
$106B
$240K 0.01%
4,402
-1,068
-20% -$51.8K
VNQI icon
1016
Vanguard Global ex-US Real Estate ETF
VNQI
$3.5B
$238K 0.01%
5,060
-507
-9% -$22.1K
PNQI icon
1017
Invesco NASDAQ Internet ETF
PNQI
$514M
$238K 0.01%
5,488
+114
+2% +$4.66K
ULTA icon
1018
Ulta Beauty
ULTA
$20.7B
$238K 0.01%
611
+2
+0.3% +$750
IYF icon
1019
iShares US Financials ETF
IYF
$4.68B
$238K 0.01%
2,287
-47
-2% -$4.71K
BALT icon
1020
Innovator Defined Wealth Shield ETF
BALT
$2.72B
$237K 0.01%
7,695
– –
EMQQ icon
1021
EMQQ The Emerging Markets Internet & Ecommerce ETF
EMQQ
$265M
$236K 0.01%
6,011
-1,624
-21% -$55.3K
DRIV icon
1022
Global X Autonomous & Electric Vehicles ETF
DRIV
$378M
$235K 0.01%
9,998
-124
-1% -$2.82K
WES icon
1023
Western Midstream Partners
WES
$19.3B
$234K 0.01%
6,123
– –
BNDX icon
1024
Vanguard Total International Bond ETF
BNDX
$82.2B
$233K 0.01%
4,627
-2,033
-31% -$101K
OVV icon
1025
Ovintiv
OVV
$16.6B
$233K 0.01%
6,082
-2,011
-25% -$86.9K
39 40
41
42 43

Similar funds

AG
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AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return
EDRH
Edmond de Rothschild Holding Chambesy, Switzerland $6.91B AUM 19.7% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
PS
Principal Securities Des Moines, Iowa $6.82B AUM 17.15% 1-Year Est. Return
PFA
Pure Financial Advisors San Diego, California $6.97B AUM 16.14% 1-Year Est. Return
RBI
Raiffeisen Bank International Vienna, Austria $6.97B AUM 29.39% 1-Year Est. Return

Prospera Financial Services's Q3 2024 Portfolio in Review

As of Q3 2024, Prospera Financial Services held 1,207 positions worth $3.92B, up 8.9% from $3.6B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

Prospera Financial Services's Q3 2024 filing shows 73 new, 556 increased, 429 reduced and 91 closed positions. Its largest new stake was iShares US Broker-Dealers & Securities Exchanges ETF: 48,843 shares worth $6.28M. The largest sale was State Street SPDR Portfolio S&P 500 Growth ETF, an estimated $27.3M.

By sector, the portfolio is most concentrated in Technology at 16% of assets, down from 16% a quarter earlier, followed by Financials and Healthcare.

  • Prospera Financial Services's largest Q3 2024 buy was iShares US Broker-Dealers & Securities Exchanges ETF: 48,843 shares worth $6.28M.
  • Prospera Financial Services added most to State Street SPDR Portfolio S&P 500 Value ETF in Q3 2024, an estimated $24.5M increase.
  • Prospera Financial Services's biggest Q3 2024 reduction was State Street SPDR Portfolio S&P 500 Growth ETF, cutting an estimated $27.3M.
  • Prospera Financial Services fully exited FT Vest US Equity Moderate Buffer ETF June in Q3 2024, selling an estimated $9.36M.
  • Prospera Financial Services's ten largest holdings make up 20% of its $3.92B portfolio in Q3 2024.
  • Prospera Financial Services opened 73 new positions and closed 91 in Q3 2024.
  • Prospera Financial Services's portfolio value rose 8.9% quarter-over-quarter to $3.92B.

Based on Prospera Financial Services's 13F filing for Q3 2024, filed 7 Nov 2024.