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PFS

Prospera Financial Services Portfolio holdings

AUM $6.89B
1-Year Est. Return 37.41%
This Fund
S&P 500
This Quarter Est. Return
-2.85%
1 Year Est. Return
+37.41%
3 Year Est. Return
+97.4%
5 Year Est. Return
+116.36%
10 Year Est. Return
+359.89%
AUM
$2.59B
AUM Growth
-$26.7M
Cap. Flow
+$66.7M
Cap. Flow %
2.58%
Top 10 Hldgs %
19.41%
Holding
1,082
New
78
Increased
496
Reduced
373
Closed
76

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$9.66M
2
QQQ icon
Invesco QQQ Trust
QQQ
+$9.18M
3
FIXD icon
First Trust Smith Opportunistic Fixed Income ETF
FIXD
+$8.8M
4
FTSM icon
First Trust Enhanced Short Maturity ETF
FTSM
+$7.69M
5
BUFR icon
FT Vest Fund of Buffer ETFs
BUFR
+$6.11M

Top Sells

Rank Stock Value
1
IFV icon
First Trust Dorsey Wright International Focus 5 ETF
IFV
+$19.3M
2
STIP icon
iShares 0-5 Year TIPS Bond ETF
STIP
+$12.1M
3
PIZ icon
Invesco Dorsey Wright Developed Markets Momentum ETF
PIZ
+$9.54M
4
PIE icon
Invesco Dorsey Wright Emerging Markets Momentum ETF
PIE
+$9.45M
5
VTIP icon
Vanguard Short-Term Inflation-Protected Securities Index Fund
VTIP
+$7.73M

Sector Composition

Rank Sector Weight
1 Technology 13.76%
2 Financials 6.88%
3 Healthcare 5.36%
4 Industrials 4.66%
5 Consumer Staples 4.25%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
OTLY
1001
Oatly Group
OTLY
$449M
$13.4K ﹤0.01%
750
– –
SQFT icon
1002
Presidio Property Trust
SQFT
$2.97M
$8.78K ﹤0.01%
1,103
– –
WKHS icon
1003
Workhorse Group
WKHS
$30.3M
$8.44K ﹤0.01%
7
– –
WWR icon
1004
Westwater Resources
WWR
$50.4M
$8.01K ﹤0.01%
12,000
– –
SOLO
1005
DELISTED
Electrameccanica Vehicles Corp. Ltd.
SOLO
$6.68K ﹤0.01%
10,200
– –
SQFTW icon
1006
Presidio Property Trust Inc Series A Warrants
SQFTW
$208K
$374 ﹤0.01%
11,025
– –
AER icon
1007
AerCap
AER
$23.9B
– –
-3,215
Closed -$204K
AI icon
1008
C3.ai
AI
$1.38B
– –
-16,861
Closed -$614K
ANNX icon
1009
Annexon
ANNX
$867M
– –
-11,078
Closed -$39K
AOD
1010
abrdn Total Dynamic Dividend Fund
AOD
$1.1B
– –
-10,698
Closed -$88.4K
BSM icon
1011
Black Stone Minerals
BSM
$3.16B
– –
-130,647
Closed -$2.08M
BUG icon
1012
Global X Cybersecurity ETF
BUG
$1.28B
– –
-10,540
Closed -$256K
CGW icon
1013
Invesco S&P Global Water Index ETF
CGW
$1.05B
– –
-4,143
Closed -$213K
CMF icon
1014
iShares California Muni Bond ETF
CMF
$4.56B
– –
-5,304
Closed -$302K
CPNG icon
1015
Coupang
CPNG
$28.7B
– –
-23,263
Closed -$405K
CRL icon
1016
Charles River Laboratories
CRL
$10.8B
– –
-975
Closed -$205K
CTRA
1017
DELISTED
Coterra Energy
CTRA
– –
-8,272
Closed -$209K
CWST icon
1018
Casella Waste Systems
CWST
$5.67B
– –
-4,088
Closed -$370K
DHI icon
1019
D.R. Horton
DHI
$41.3B
– –
-1,803
Closed -$219K
DKS icon
1020
Dick's Sporting Goods
DKS
$18.3B
– –
-1,528
Closed -$202K
DOCU
1021
DocuSign
DOCU
$10.2B
– –
-5,148
Closed -$263K
EBND icon
1022
State Street SPDR Bloomberg Emerging Markets Local Bond ETF
EBND
$2.25B
– –
-282,837
Closed -$5.98M
EFX icon
1023
Equifax
EFX
$20.9B
– –
-926
Closed -$219K
ETSY icon
1024
Etsy
ETSY
$7.93B
– –
-2,795
Closed -$236K
EW icon
1025
Edwards Lifesciences
EW
$47.8B
– –
-22,070
Closed -$2.08M
39 40
41
42 43

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AG
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AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return
EDRH
Edmond de Rothschild Holding Chambesy, Switzerland $6.91B AUM 19.7% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
PS
Principal Securities Des Moines, Iowa $6.82B AUM 17.15% 1-Year Est. Return
PFA
Pure Financial Advisors San Diego, California $6.97B AUM 16.14% 1-Year Est. Return
RBI
Raiffeisen Bank International Vienna, Austria $6.97B AUM 29.39% 1-Year Est. Return

Prospera Financial Services's Q3 2023 Portfolio in Review

As of Q3 2023, Prospera Financial Services held 1,082 positions worth $2.59B, down 1% from $2.61B the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Prospera Financial Services's Q3 2023 filing shows 78 new, 496 increased, 373 reduced and 76 closed positions. Its largest new stake was Vale: 339,367 shares worth $4.55M. The largest sale was First Trust Dorsey Wright International Focus 5 ETF, an estimated $19.3M.

By sector, the portfolio is most concentrated in Technology at 14% of assets, down from 15% a quarter earlier, followed by Financials and Healthcare.

  • Prospera Financial Services's largest Q3 2023 buy was Vale: 339,367 shares worth $4.55M.
  • Prospera Financial Services added most to iShares Core S&P 500 ETF in Q3 2023, an estimated $9.66M increase.
  • Prospera Financial Services's biggest Q3 2023 reduction was First Trust Dorsey Wright International Focus 5 ETF, cutting an estimated $19.3M.
  • Prospera Financial Services fully exited State Street SPDR FTSE International Government Inflation-Protected Bond ETF in Q3 2023, selling an estimated $6.03M.
  • Prospera Financial Services's ten largest holdings make up 19% of its $2.59B portfolio in Q3 2023.
  • Prospera Financial Services opened 78 new positions and closed 76 in Q3 2023.
  • Prospera Financial Services's portfolio value fell 1% quarter-over-quarter to $2.59B.

Based on Prospera Financial Services's 13F filing for Q3 2023, filed 13 Nov 2023.