We are live on ! Find out more
PFS

Prospera Financial Services Portfolio holdings

AUM $6.89B
1-Year Est. Return 37.41%
This Fund
S&P 500
This Quarter Est. Return
-3.83%
1 Year Est. Return
+37.41%
3 Year Est. Return
+97.4%
5 Year Est. Return
+116.36%
10 Year Est. Return
+359.89%
AUM
$1.92B
AUM Growth
-$44.4M
Cap. Flow
+$64.1M
Cap. Flow %
3.35%
Top 10 Hldgs %
20.63%
Holding
1,691
New
67
Increased
511
Reduced
232
Closed
861

Top Buys

Rank Stock Value
1
FV icon
First Trust Dorsey Wright Focus 5 ETF
FV
+$24M
2
SSUS icon
Day Hagan/Ned Davis Research Smart Sector ETF
SSUS
+$19.5M
3
XBI icon
State Street SPDR S&P Biotech ETF
XBI
+$12.5M
4
AMD icon
Advanced Micro Devices
AMD
+$7.69M
5
PDP icon
Invesco Dorsey Wright Momentum ETF
PDP
+$7.06M

Top Sells

Rank Stock Value
1
FTSM icon
First Trust Enhanced Short Maturity ETF
FTSM
+$46.7M
2
COWZ icon
Pacer US Cash Cows 100 ETF
COWZ
+$13.1M
3
JEPI icon
JPMorgan Equity Premium Income ETF
JEPI
+$12.9M
4
SPIP icon
State Street SPDR Portfolio TIPS ETF
SPIP
+$6.17M
5
VALE icon
Vale
VALE
+$5.04M

Sector Composition

Rank Sector Weight
1 Technology 13.28%
2 Financials 7.3%
3 Healthcare 6.57%
4 Consumer Staples 4.86%
5 Consumer Discretionary 4.85%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CTSH icon
1001
Cognizant
CTSH
$23.8B
– –
-393
Closed -$27K
CUZ icon
1002
Cousins Properties
CUZ
$5.22B
– –
-5,342
Closed -$156K
CXSE icon
1003
WisdomTree Trust WisdomTree China ex-State-Owned Enterprises Fund
CXSE
$482M
– –
-498
Closed -$21K
CYBR
1004
DELISTED
CyberArk
CYBR
– –
-411
Closed -$53K
CZWI icon
1005
Citizens Community Bancorp
CZWI
$206M
– –
-400
Closed -$6K
CZR icon
1006
Caesars Entertainment
CZR
$6.1B
– –
-1,951
Closed -$75K
DBEM icon
1007
Xtrackers MSCI Emerging Markets Hedged Equity ETF
DBEM
$104M
– –
-630
Closed -$14K
DBX icon
1008
Dropbox
DBX
$7.48B
– –
-1,000
Closed -$21K
DCI icon
1009
Donaldson
DCI
$11.1B
– –
-732
Closed -$35K
DES icon
1010
WisdomTree US SmallCap Dividend Fund
DES
$2.21B
– –
-1,524
Closed -$43K
DFIV icon
1011
Dimensional International Value ETF
DFIV
$20.9B
– –
-4,415
Closed -$128K
DGX icon
1012
Quest Diagnostics
DGX
$26B
– –
-25
Closed -$4K
DHS icon
1013
WisdomTree US High Dividend Fund
DHS
$1.59B
– –
-270
Closed -$22K
DIM icon
1014
WisdomTree International MidCap Dividend Fund
DIM
$165M
– –
-685
Closed -$38K
DLB icon
1015
Dolby
DLB
$4.97B
– –
-717
Closed -$51K
DLN icon
1016
WisdomTree US LargeCap Dividend Fund
DLN
$6.29B
– –
-2,588
Closed -$153K
DLR icon
1017
Digital Realty Trust
DLR
$71.5B
– –
-1,003
Closed -$135K
DNA icon
1018
Ginkgo Bioworks
DNA
$503M
– –
-31
Closed -$3K
DNL icon
1019
WisdomTree Global ex-U.S. Quality Growth Fund
DNL
$472M
– –
-4,412
Closed -$140K
DOCN icon
1020
DigitalOcean
DOCN
$13.2B
– –
-620
Closed -$26K
DOCS icon
1021
Doximity
DOCS
$3.85B
– –
-114
Closed -$4K
DORM icon
1022
Dorman Products
DORM
$4.28B
– –
-72
Closed -$8K
DOV icon
1023
Dover
DOV
$27.4B
– –
-483
Closed -$59K
DPZ icon
1024
Domino's
DPZ
$11.6B
– –
-153
Closed -$60K
DRIV icon
1025
Global X Autonomous & Electric Vehicles ETF
DRIV
$370M
– –
-5,195
Closed -$112K
39 40
41
42 43

Similar funds

AG
AIA Group Hong Kong $6.88B AUM 20.97% 1-Year Est. Return
AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return
EDRH
Edmond de Rothschild Holding Chambesy, Switzerland $6.91B AUM 19.7% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
PS
Principal Securities Des Moines, Iowa $6.82B AUM 17.15% 1-Year Est. Return
PFA
Pure Financial Advisors San Diego, California $6.97B AUM 16.14% 1-Year Est. Return
RBI
Raiffeisen Bank International Vienna, Austria $6.97B AUM 29.39% 1-Year Est. Return

Prospera Financial Services's Q3 2022 Portfolio in Review

As of Q3 2022, Prospera Financial Services held 1,691 positions worth $1.92B, down 2.3% from $1.96B the previous quarter. Its ten largest holdings account for 21% of the portfolio.

Prospera Financial Services deployed $64.1M of net new capital in Q3 2022, opening 67 new positions and adding to 511 existing holdings. Its largest new stake was Day Hagan/Ned Davis Research Smart Sector ETF: 613,408 shares worth $17.7M.

By sector, the portfolio is most concentrated in Technology at 13% of assets, up from 13% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was First Trust Enhanced Short Maturity ETF, an estimated $46.7M trimmed.

  • Prospera Financial Services's largest Q3 2022 buy was Day Hagan/Ned Davis Research Smart Sector ETF: 613,408 shares worth $17.7M.
  • Prospera Financial Services added most to First Trust Dorsey Wright Focus 5 ETF in Q3 2022, an estimated $24M increase.
  • Prospera Financial Services's biggest Q3 2022 reduction was First Trust Enhanced Short Maturity ETF, cutting an estimated $46.7M.
  • Prospera Financial Services fully exited State Street SPDR Portfolio TIPS ETF in Q3 2022, selling an estimated $6.17M.
  • Prospera Financial Services's ten largest holdings make up 21% of its $1.92B portfolio in Q3 2022.
  • Prospera Financial Services opened 67 new positions and closed 861 in Q3 2022.
  • Prospera Financial Services's portfolio value fell 2.3% quarter-over-quarter to $1.92B.

Based on Prospera Financial Services's 13F filing for Q3 2022, filed 27 Oct 2022.