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PFS

Prospera Financial Services Portfolio holdings

AUM $6.89B
1-Year Est. Return 37.41%
This Fund
S&P 500
This Quarter Est. Return
+6.8%
1 Year Est. Return
+37.41%
3 Year Est. Return
+97.4%
5 Year Est. Return
+116.36%
10 Year Est. Return
+359.89%
AUM
$262M
AUM Growth
-$867M
Cap. Flow
-$932M
Cap. Flow %
-356.11%
Top 10 Hldgs %
21.54%
Holding
1,727
New
1,155
Increased
43
Reduced
426
Closed
90

Top Buys

Rank Stock Value
1
IYK icon
iShares US Consumer Staples ETF
IYK
+$2.05M
2
IYJ icon
iShares US Industrials ETF
IYJ
+$1.75M
3
EEM icon
iShares MSCI Emerging Markets ETF
EEM
+$1.38M
4
QQQH
NEOS Nasdaq-100 Hedged Equity Income ETF
QQQH
+$974K
5
GNMA icon
iShares GNMA Bond ETF
GNMA
+$899K

Top Sells

Rank Stock Value
1
DWFI
SPDR Dorsey Wright Fixed Income Allocation ETF
DWFI
+$63.8M
2
AAPL icon
Apple
AAPL
+$59.8M
3
FV icon
First Trust Dorsey Wright Focus 5 ETF
FV
+$49.9M
4
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$31.7M
5
QQQ icon
Invesco QQQ Trust
QQQ
+$25.6M

Sector Composition

Rank Sector Weight
1 Financials 10.9%
2 Industrials 9.98%
3 Technology 7.94%
4 Healthcare 6.42%
5 Consumer Discretionary 5%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AZO icon
1001
AutoZone
AZO
$49.1B
$14K 0.01%
+12
New +$14.2K
ENPH icon
1002
Enphase Energy
ENPH
$4.94B
$14K 0.01%
+170
New +$11.4K
ETR icon
1003
Entergy
ETR
$50.4B
$14K 0.01%
+274
New +$13.6K
FATE icon
1004
Fate Therapeutics
FATE
$293M
$14K 0.01%
+361
New +$12.6K
FCX icon
1005
Freeport-McMoran
FCX
$91.2B
$14K 0.01%
+895
New +$12.9K
GNTY
1006
DELISTED
Guaranty Bancshares
GNTY
$14K 0.01%
+613
New +$14.5K
IDEV icon
1007
iShares Core MSCI International Developed Markets ETF
IDEV
$31.9B
$14K 0.01%
+250
New +$13.5K
MEDP icon
1008
Medpace
MEDP
$16.1B
$14K 0.01%
+125
New +$14.5K
OGS icon
1009
ONE Gas
OGS
$4.9B
$14K 0.01%
+206
New +$15.2K
PNQI icon
1010
Invesco NASDAQ Internet ETF
PNQI
$525M
$14K 0.01%
+350
New +$13.8K
SCHH icon
1011
Schwab US REIT ETF
SCHH
$11.5B
$14K 0.01%
+770
New +$13.9K
SON icon
1012
Sonoco
SON
$5.62B
$14K 0.01%
275
-6,772
-96% -$358K
SQNS
1013
Sequans Communications SA
SQNS
$37.1M
$14K 0.01%
+92
New +$15.1K
VICR icon
1014
Vicor
VICR
$9.42B
$14K 0.01%
+181
New +$14.4K
VSS icon
1015
Vanguard FTSE All-World ex-US Small-Cap Index Fund
VSS
$11.3B
$14K 0.01%
+132
New +$13.8K
VST icon
1016
Vistra
VST
$50.1B
$14K 0.01%
+716
New +$13.5K
ASXC
1017
DELISTED
Asensus Surgical, Inc.
ASXC
$14K 0.01%
+40,231
New +$15.6K
INFO
1018
DELISTED
IHS Markit Ltd. Common Shares
INFO
$14K 0.01%
+181
New +$14.4K
CXP
1019
DELISTED
COLUMBIA PROPERTY TRUST, INC.
CXP
$14K 0.01%
+1,300
New +$15.5K
AB icon
1020
AllianceBernstein
AB
$3.43B
$13K 0.01%
+489
New +$13.7K
AEF
1021
abrdn Emerging Markets Equity Income Fund
AEF
$348M
$13K 0.01%
+2,042
New +$13.4K
AES icon
1022
AES
AES
$10.6B
$13K 0.01%
+691
New +$11.5K
ARE icon
1023
Alexandria Real Estate Equities
ARE
$9.15B
$13K 0.01%
+79
New +$13.2K
ARKG icon
1024
ARK Genomic Revolution ETF
ARKG
$1.6B
$13K 0.01%
+200
New +$11.7K
CNP icon
1025
CenterPoint Energy
CNP
$27.8B
$13K 0.01%
+696
New +$13.7K
39 40
41
42 43

Similar funds

AG
AIA Group Hong Kong $6.88B AUM 20.97% 1-Year Est. Return
AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return
EDRH
Edmond de Rothschild Holding Chambesy, Switzerland $6.91B AUM 19.7% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
PS
Principal Securities Des Moines, Iowa $6.82B AUM 17.15% 1-Year Est. Return
PFA
Pure Financial Advisors San Diego, California $6.97B AUM 16.14% 1-Year Est. Return
RBI
Raiffeisen Bank International Vienna, Austria $6.97B AUM 29.39% 1-Year Est. Return

Prospera Financial Services's Q3 2020 Portfolio in Review

As of Q3 2020, Prospera Financial Services held 1,727 positions worth $262M, down 77% from $1.13B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Prospera Financial Services withdrew a net $932M in Q3 2020, closing 90 positions and reducing 426 holdings. Its most notable exit was Netflix, an estimated $6.67M position sold in full.

By sector, the portfolio is most concentrated in Financials at 11% of assets, up from 6.9% a quarter earlier, followed by Industrials and Technology.

Against the trend, Prospera Financial Services opened a new position in NEOS Nasdaq-100 Hedged Equity Income ETF worth $924K.

  • Prospera Financial Services's largest Q3 2020 buy was NEOS Nasdaq-100 Hedged Equity Income ETF: 17,898 shares worth $924K.
  • Prospera Financial Services added most to iShares US Consumer Staples ETF in Q3 2020, an estimated $2.05M increase.
  • Prospera Financial Services's biggest Q3 2020 reduction was SPDR Dorsey Wright Fixed Income Allocation ETF, cutting an estimated $63.8M.
  • Prospera Financial Services fully exited Netflix in Q3 2020, selling an estimated $6.67M.
  • Prospera Financial Services's ten largest holdings make up 22% of its $262M portfolio in Q3 2020.
  • Prospera Financial Services opened 1,155 new positions and closed 90 in Q3 2020.
  • Prospera Financial Services's portfolio value fell 77% quarter-over-quarter to $262M.

Based on Prospera Financial Services's 13F filing for Q3 2020, filed 4 Nov 2020.