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PFS

Prospera Financial Services Portfolio holdings

AUM $6.89B
1-Year Est. Return 37.41%
This Fund
S&P 500
This Quarter Est. Return
+6.4%
1 Year Est. Return
+37.41%
3 Year Est. Return
+97.4%
5 Year Est. Return
+116.36%
10 Year Est. Return
+359.89%
AUM
$3.92B
AUM Growth
+$319M
Cap. Flow
+$117M
Cap. Flow %
2.98%
Top 10 Hldgs %
19.99%
Holding
1,207
New
73
Increased
556
Reduced
429
Closed
91

Top Buys

Rank Stock Value
1
SPYV icon
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
+$24.5M
2
CGGO icon
Capital Group Global Growth Equity ETF
CGGO
+$16.2M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$15.6M
4
AAPL icon
Apple
AAPL
+$11.8M
5
MSFT icon
Microsoft
MSFT
+$10.3M

Top Sells

Rank Stock Value
1
SPYG icon
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
+$27.3M
2
FTSM icon
First Trust Enhanced Short Maturity ETF
FTSM
+$13.4M
3
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$13M
4
FIXD icon
First Trust Smith Opportunistic Fixed Income ETF
FIXD
+$9.93M
5
BUFR icon
FT Vest Fund of Buffer ETFs
BUFR
+$9.7M

Sector Composition

Rank Sector Weight
1 Technology 16%
2 Financials 6.35%
3 Healthcare 5.3%
4 Industrials 4.86%
5 Consumer Discretionary 4.43%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DG icon
976
Dollar General
DG
$27.2B
$257K 0.01%
3,033
-87
-3% -$9.54K
SCHX icon
977
Schwab US Large- Cap ETF
SCHX
$71.1B
$256K 0.01%
+11,334
New +$247K
FAST icon
978
Fastenal
FAST
$54.7B
$256K 0.01%
7,168
+628
+10% +$21.3K
TSN icon
979
Tyson Foods
TSN
$21.4B
$256K 0.01%
4,298
+451
+12% +$27.5K
OXLC
980
Oxford Lane Capital
OXLC
$824M
$255K 0.01%
9,749
+179
+2% +$4.83K
AGNC icon
981
AGNC Investment
AGNC
$12.4B
$255K 0.01%
24,369
+12,776
+110% +$130K
DHI icon
982
D.R. Horton
DHI
$41.3B
$254K 0.01%
1,330
-736
-36% -$129K
LH icon
983
Labcorp
LH
$24.7B
$254K 0.01%
1,134
– –
CME icon
984
CME Group
CME
$92.3B
$253K 0.01%
1,147
-12
-1% -$2.48K
BINC icon
985
BlackRock Flexible Income ETF
BINC
$16.1B
$253K 0.01%
+4,726
New +$250K
ROKU icon
986
Roku
ROKU
$21.2B
$253K 0.01%
3,388
-879
-21% -$56.3K
ILCG icon
987
iShares Morningstar Growth ETF
ILCG
$3.09B
$253K 0.01%
3,007
-31,988
-91% -$2.59M
FMAR icon
988
FT Vest US Equity Buffer ETF March
FMAR
$1.13B
$253K 0.01%
5,977
-36,223
-86% -$1.49M
CGXU icon
989
Capital Group International Focus Equity ETF
CGXU
$6.22B
$252K 0.01%
9,357
+1,260
+16% +$32.9K
SHM icon
990
State Street SPDR Nuveen ICE Short Term Municipal Bond ETF
SHM
$3.46B
$252K 0.01%
5,228
+468
+10% +$22.3K
EOT
991
Eaton Vance National Municipal Opportunities Trust
EOT
$267M
$252K 0.01%
14,016
+237
+2% +$4.1K
JHMM icon
992
John Hancock Multifactor Mid Cap ETF
JHMM
$5.93B
$251K 0.01%
4,159
– –
INCY icon
993
Incyte
INCY
$23.7B
$250K 0.01%
3,788
-2,922
-44% -$186K
GFEB icon
994
FT Vest US Equity Moderate Buffer ETF February
GFEB
$378M
$250K 0.01%
6,835
– –
RPV icon
995
Invesco S&P 500 Pure Value ETF
RPV
$1.65B
$250K 0.01%
2,806
-75
-3% -$6.48K
P
996
Everpure Inc
P
$24.7B
$249K 0.01%
4,960
+925
+23% +$52.3K
RDDT icon
997
Reddit
RDDT
$34.5B
$248K 0.01%
+3,768
New +$233K
WBD icon
998
Warner Bros
WBD
$63.4B
$248K 0.01%
30,022
-1,305
-4% -$10.2K
VNLA icon
999
Janus Henderson Short Duration Income ETF
VNLA
$3.33B
$247K 0.01%
+5,033
New +$245K
VONV icon
1000
Vanguard Russell 1000 Value ETF
VONV
$20.5B
$247K 0.01%
2,958
-789
-21% -$63.1K
38 39
40
41 42

Similar funds

AG
AIA Group Hong Kong $6.88B AUM 20.97% 1-Year Est. Return
AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return
EDRH
Edmond de Rothschild Holding Chambesy, Switzerland $6.91B AUM 19.7% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
PS
Principal Securities Des Moines, Iowa $6.82B AUM 17.15% 1-Year Est. Return
PFA
Pure Financial Advisors San Diego, California $6.97B AUM 16.14% 1-Year Est. Return
RBI
Raiffeisen Bank International Vienna, Austria $6.97B AUM 29.39% 1-Year Est. Return

Prospera Financial Services's Q3 2024 Portfolio in Review

As of Q3 2024, Prospera Financial Services held 1,207 positions worth $3.92B, up 8.9% from $3.6B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

Prospera Financial Services's Q3 2024 filing shows 73 new, 556 increased, 429 reduced and 91 closed positions. Its largest new stake was iShares US Broker-Dealers & Securities Exchanges ETF: 48,843 shares worth $6.28M. The largest sale was State Street SPDR Portfolio S&P 500 Growth ETF, an estimated $27.3M.

By sector, the portfolio is most concentrated in Technology at 16% of assets, down from 16% a quarter earlier, followed by Financials and Healthcare.

  • Prospera Financial Services's largest Q3 2024 buy was iShares US Broker-Dealers & Securities Exchanges ETF: 48,843 shares worth $6.28M.
  • Prospera Financial Services added most to State Street SPDR Portfolio S&P 500 Value ETF in Q3 2024, an estimated $24.5M increase.
  • Prospera Financial Services's biggest Q3 2024 reduction was State Street SPDR Portfolio S&P 500 Growth ETF, cutting an estimated $27.3M.
  • Prospera Financial Services fully exited FT Vest US Equity Moderate Buffer ETF June in Q3 2024, selling an estimated $9.36M.
  • Prospera Financial Services's ten largest holdings make up 20% of its $3.92B portfolio in Q3 2024.
  • Prospera Financial Services opened 73 new positions and closed 91 in Q3 2024.
  • Prospera Financial Services's portfolio value rose 8.9% quarter-over-quarter to $3.92B.

Based on Prospera Financial Services's 13F filing for Q3 2024, filed 7 Nov 2024.