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PFS

Prospera Financial Services Portfolio holdings

AUM $6.89B
1-Year Est. Return 37.41%
This Fund
S&P 500
This Quarter Est. Return
+10.09%
1 Year Est. Return
+37.41%
3 Year Est. Return
+97.4%
5 Year Est. Return
+116.36%
10 Year Est. Return
+359.89%
AUM
$3.02B
AUM Growth
+$434M
Cap. Flow
+$181M
Cap. Flow %
5.99%
Top 10 Hldgs %
18.87%
Holding
1,133
New
127
Increased
429
Reduced
454
Closed
82

Top Buys

Rank Stock Value
1
XOM icon
ExxonMobil
XOM
+$18.5M
2
BUFR icon
FT Vest Fund of Buffer ETFs
BUFR
+$13.2M
3
IVV icon
iShares Core S&P 500 ETF
IVV
+$12.7M
4
FTSM icon
First Trust Enhanced Short Maturity ETF
FTSM
+$11.7M
5
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$11.5M

Top Sells

Rank Stock Value
1
FV icon
First Trust Dorsey Wright Focus 5 ETF
FV
+$31.8M
2
SPIP icon
State Street SPDR Portfolio TIPS ETF
SPIP
+$12.2M
3
BIL icon
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
+$7.03M
4
PDP icon
Invesco Dorsey Wright Momentum ETF
PDP
+$6.99M
5
IYK icon
iShares US Consumer Staples ETF
IYK
+$6.65M

Sector Composition

Rank Sector Weight
1 Technology 13.49%
2 Financials 6.53%
3 Healthcare 4.81%
4 Industrials 4.22%
5 Energy 4.07%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
EBAY icon
976
eBay
EBAY
$51.8B
$214K 0.01%
4,911
-1,995
-29% -$82.6K
AOK icon
977
iShares Core Conservative Allocation ETF
AOK
$788M
$214K 0.01%
+5,924
New +$205K
FNB icon
978
FNB Corp
FNB
$6.8B
$214K 0.01%
15,526
-12,782
-45% -$151K
NXJ
979
DELISTED
Nuveen New Jersey Quality Municipal Income Fund
NXJ
$212K 0.01%
18,007
-12,205
-40% -$134K
SUB icon
980
iShares Short-Term National Muni Bond ETF
SUB
$11.4B
$212K 0.01%
2,010
-18
-0.9% -$1.87K
HIG icon
981
Hartford Financial Services
HIG
$39B
$212K 0.01%
+2,632
New +$198K
JPC icon
982
Nuveen Preferred & Income Opportunities Fund
JPC
$2.89B
$212K 0.01%
31,289
+17,659
+130% +$112K
HUBS icon
983
HubSpot
HUBS
$12.2B
$211K 0.01%
+364
New +$175K
GPC icon
984
Genuine Parts
GPC
$18B
$211K 0.01%
+1,523
New +$209K
EFR
985
Eaton Vance Senior Floating-Rate Fund
EFR
$313M
$211K 0.01%
16,649
+114
+0.7% +$1.39K
FUTY icon
986
Fidelity MSCI Utilities Index ETF
FUTY
$2.4B
$210K 0.01%
+5,146
New +$202K
WDFC icon
987
WD-40
WDFC
$3.18B
$210K 0.01%
+879
New +$196K
FXG icon
988
First Trust Consumer Staples AlphaDEX Fund
FXG
$237M
$210K 0.01%
3,330
-266
-7% -$16K
CREX icon
989
Creative Realities
CREX
$40.1M
$210K 0.01%
88,901
– –
GH icon
990
Guardant Health
GH
$19.4B
$210K 0.01%
+7,748
New +$203K
BKNG icon
991
Booking.com
BKNG
$152B
$209K 0.01%
1,475
-200
-12% -$24.9K
BN icon
992
Brookfield
BN
$104B
$208K 0.01%
+7,761
New +$176K
ISCG icon
993
iShares Morningstar Small-Cap Growth ETF
ISCG
$975M
$207K 0.01%
4,700
-11,859
-72% -$466K
MOMO
994
Hello Group
MOMO
$873M
$206K 0.01%
+29,707
New +$207K
FJUL icon
995
FT Vest US Equity Buffer ETF July
FJUL
$1.2B
$206K 0.01%
+4,960
New +$196K
JHMM icon
996
John Hancock Multifactor Mid Cap ETF
JHMM
$5.96B
$206K 0.01%
+3,915
New +$189K
PNQI icon
997
Invesco NASDAQ Internet ETF
PNQI
$526M
$206K 0.01%
+5,704
New +$188K
HBAN icon
998
Huntington Bancshares
HBAN
$34.9B
$206K 0.01%
16,171
+273
+2% +$2.99K
ADM icon
999
Archer Daniels Midland
ADM
$40.3B
$205K 0.01%
2,844
+69
+2% +$5.05K
GSL icon
1000
Global Ship Lease
GSL
$1.55B
$205K 0.01%
+10,350
New +$188K
38 39
40
41 42

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AG
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AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return
EDRH
Edmond de Rothschild Holding Chambesy, Switzerland $6.91B AUM 19.7% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
PS
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PFA
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RBI
Raiffeisen Bank International Vienna, Austria $6.97B AUM 29.39% 1-Year Est. Return

Prospera Financial Services's Q4 2023 Portfolio in Review

As of Q4 2023, Prospera Financial Services held 1,133 positions worth $3.02B, up 17% from $2.59B the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Prospera Financial Services deployed $181M of net new capital in Q4 2023, opening 127 new positions and adding to 429 existing holdings. Its largest new stake was FT Vest Fund of Nasdaq-100 Buffer ETFs: 295,108 shares worth $7.97M.

By sector, the portfolio is most concentrated in Technology at 13% of assets, down from 14% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was First Trust Dorsey Wright Focus 5 ETF, an estimated $31.8M trimmed.

  • Prospera Financial Services's largest Q4 2023 buy was FT Vest Fund of Nasdaq-100 Buffer ETFs: 295,108 shares worth $7.97M.
  • Prospera Financial Services added most to ExxonMobil in Q4 2023, an estimated $18.5M increase.
  • Prospera Financial Services's biggest Q4 2023 reduction was First Trust Dorsey Wright Focus 5 ETF, cutting an estimated $31.8M.
  • Prospera Financial Services fully exited State Street SPDR Portfolio TIPS ETF in Q4 2023, selling an estimated $12.2M.
  • Prospera Financial Services's ten largest holdings make up 19% of its $3.02B portfolio in Q4 2023.
  • Prospera Financial Services opened 127 new positions and closed 82 in Q4 2023.
  • Prospera Financial Services's portfolio value rose 17% quarter-over-quarter to $3.02B.

Based on Prospera Financial Services's 13F filing for Q4 2023, filed 14 Feb 2024.