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PFS

Prospera Financial Services Portfolio holdings

AUM $6.89B
1-Year Est. Return 37.41%
This Fund
S&P 500
This Quarter Est. Return
-2.85%
1 Year Est. Return
+37.41%
3 Year Est. Return
+97.4%
5 Year Est. Return
+116.36%
10 Year Est. Return
+359.89%
AUM
$2.59B
AUM Growth
-$26.7M
Cap. Flow
+$66.7M
Cap. Flow %
2.58%
Top 10 Hldgs %
19.41%
Holding
1,082
New
78
Increased
496
Reduced
373
Closed
76

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$9.66M
2
QQQ icon
Invesco QQQ Trust
QQQ
+$9.18M
3
FIXD icon
First Trust Smith Opportunistic Fixed Income ETF
FIXD
+$8.8M
4
FTSM icon
First Trust Enhanced Short Maturity ETF
FTSM
+$7.69M
5
BUFR icon
FT Vest Fund of Buffer ETFs
BUFR
+$6.11M

Top Sells

Rank Stock Value
1
IFV icon
First Trust Dorsey Wright International Focus 5 ETF
IFV
+$19.3M
2
STIP icon
iShares 0-5 Year TIPS Bond ETF
STIP
+$12.1M
3
PIZ icon
Invesco Dorsey Wright Developed Markets Momentum ETF
PIZ
+$9.54M
4
PIE icon
Invesco Dorsey Wright Emerging Markets Momentum ETF
PIE
+$9.45M
5
VTIP icon
Vanguard Short-Term Inflation-Protected Securities Index Fund
VTIP
+$7.73M

Sector Composition

Rank Sector Weight
1 Technology 13.76%
2 Financials 6.88%
3 Healthcare 5.36%
4 Industrials 4.66%
5 Consumer Staples 4.25%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
JOBY icon
976
Joby Aviation
JOBY
$7.06B
$93.2K ﹤0.01%
+14,450
New +$114K
NUV icon
977
Nuveen Municipal Value Fund
NUV
$1.9B
$89K ﹤0.01%
10,773
-7,260
-40% -$61.8K
GLDD
978
DELISTED
Great Lakes Dredge & Dock
GLDD
$87.7K ﹤0.01%
+11,000
New +$91.2K
JPC icon
979
Nuveen Preferred & Income Opportunities Fund
JPC
$2.89B
$86.3K ﹤0.01%
+13,630
New +$88K
EXG icon
980
Eaton Vance Tax-Managed Global Diversified Equity Income Fund
EXG
$2.91B
$79.9K ﹤0.01%
+10,847
New +$84.5K
MPT
981
Medical Properties Trust
MPT
$2.91B
$78.2K ﹤0.01%
+14,342
New +$115K
LABU icon
982
Direxion Daily S&P Biotech Bull 3X ETF
LABU
$562M
$77.7K ﹤0.01%
+1,020
New +$105K
LCID icon
983
Lucid Motors
LCID
$2.52B
$71.4K ﹤0.01%
1,277
+41
+3% +$2.65K
SIRI icon
984
SiriusXM
SIRI
$10.5B
$70.4K ﹤0.01%
+1,558
New +$72.4K
MQ icon
985
Marqeta
MQ
$1.87B
$65K ﹤0.01%
2,717
+53
+2% +$1.2K
HYLN icon
986
Hyliion Holdings
HYLN
$665M
$64.3K ﹤0.01%
54,493
+2,825
+5% +$4.23K
AG icon
987
First Majestic Silver
AG
$7.91B
$62.3K ﹤0.01%
12,150
+2,053
+20% +$12.2K
NAT icon
988
Nordic American Tanker
NAT
$1.36B
$60.8K ﹤0.01%
14,749
-654
-4% -$2.61K
LYG icon
989
Lloyds Banking Group
LYG
$88.2B
$60.5K ﹤0.01%
28,403
+14,789
+109% +$32.1K
VTNR
990
DELISTED
Vertex Energy, Inc
VTNR
$57.9K ﹤0.01%
+13,000
New +$66.8K
LAZR
991
DELISTED
Luminar Technologies
LAZR
$55.6K ﹤0.01%
+815
New +$74.7K
LPSN icon
992
LivePerson
LPSN
$20.3M
$51.2K ﹤0.01%
+877
New +$57.7K
GSAT icon
993
Globalstar
GSAT
$10.2B
$47.8K ﹤0.01%
2,433
-67
-3% -$1.2K
ARR
994
Armour Residential REIT
ARR
$2.02B
$46.8K ﹤0.01%
2,200
– –
POWW icon
995
Outdoor Holding Co
POWW
$250M
$40.6K ﹤0.01%
20,105
+3,025
+18% +$6.35K
PPT
996
Franklin Premier Income Trust
PPT
$323M
$37.9K ﹤0.01%
11,315
+243
+2% +$857
LLAP
997
DELISTED
Terran Orbital Corporation
LLAP
$30.5K ﹤0.01%
36,655
– –
TELL
998
DELISTED
Tellurian Inc.
TELL
$29.1K ﹤0.01%
25,100
– –
OPEN icon
999
Opendoor
OPEN
$3.66B
$27.3K ﹤0.01%
10,677
– –
IAUX
1000
i-80 Gold Corp
IAUX
$1.14B
$16.1K ﹤0.01%
10,500
– –
38 39
40
41 42

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AG
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AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return
EDRH
Edmond de Rothschild Holding Chambesy, Switzerland $6.91B AUM 19.7% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
PS
Principal Securities Des Moines, Iowa $6.82B AUM 17.15% 1-Year Est. Return
PFA
Pure Financial Advisors San Diego, California $6.97B AUM 16.14% 1-Year Est. Return
RBI
Raiffeisen Bank International Vienna, Austria $6.97B AUM 29.39% 1-Year Est. Return

Prospera Financial Services's Q3 2023 Portfolio in Review

As of Q3 2023, Prospera Financial Services held 1,082 positions worth $2.59B, down 1% from $2.61B the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Prospera Financial Services's Q3 2023 filing shows 78 new, 496 increased, 373 reduced and 76 closed positions. Its largest new stake was Vale: 339,367 shares worth $4.55M. The largest sale was First Trust Dorsey Wright International Focus 5 ETF, an estimated $19.3M.

By sector, the portfolio is most concentrated in Technology at 14% of assets, down from 15% a quarter earlier, followed by Financials and Healthcare.

  • Prospera Financial Services's largest Q3 2023 buy was Vale: 339,367 shares worth $4.55M.
  • Prospera Financial Services added most to iShares Core S&P 500 ETF in Q3 2023, an estimated $9.66M increase.
  • Prospera Financial Services's biggest Q3 2023 reduction was First Trust Dorsey Wright International Focus 5 ETF, cutting an estimated $19.3M.
  • Prospera Financial Services fully exited State Street SPDR FTSE International Government Inflation-Protected Bond ETF in Q3 2023, selling an estimated $6.03M.
  • Prospera Financial Services's ten largest holdings make up 19% of its $2.59B portfolio in Q3 2023.
  • Prospera Financial Services opened 78 new positions and closed 76 in Q3 2023.
  • Prospera Financial Services's portfolio value fell 1% quarter-over-quarter to $2.59B.

Based on Prospera Financial Services's 13F filing for Q3 2023, filed 13 Nov 2023.