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PFS

Prospera Financial Services Portfolio holdings

AUM $6.89B
1-Year Est. Return 37.41%
This Fund
S&P 500
This Quarter Est. Return
+6.67%
1 Year Est. Return
+37.41%
3 Year Est. Return
+97.4%
5 Year Est. Return
+116.36%
10 Year Est. Return
+359.89%
AUM
$2.43B
AUM Growth
+$437M
Cap. Flow
+$347M
Cap. Flow %
14.27%
Top 10 Hldgs %
19.03%
Holding
1,015
New
124
Increased
497
Reduced
296
Closed
58

Top Buys

Rank Stock Value
1
MDY icon
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
+$11.4M
2
MSFT icon
Microsoft
MSFT
+$11.3M
3
AAPL icon
Apple
AAPL
+$10.6M
4
VUG icon
Vanguard Growth ETF
VUG
+$8.69M
5
IYJ icon
iShares US Industrials ETF
IYJ
+$8.05M

Top Sells

Rank Stock Value
1
XBI icon
State Street SPDR S&P Biotech ETF
XBI
+$7.35M
2
SRLN icon
State Street Blackstone Senior Loan ETF
SRLN
+$7.23M
3
FV icon
First Trust Dorsey Wright Focus 5 ETF
FV
+$7.1M
4
IYM icon
iShares US Basic Materials ETF
IYM
+$6.93M
5
MS icon
Morgan Stanley
MS
+$6.37M

Sector Composition

Rank Sector Weight
1 Technology 13.49%
2 Financials 6.31%
3 Healthcare 5.94%
4 Consumer Discretionary 4.77%
5 Industrials 4.66%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
HALO icon
976
Halozyme
HALO
$9.91B
– –
-4,809
Closed -$274K
HCA icon
977
HCA Healthcare
HCA
$90.4B
– –
-859
Closed -$206K
HYS icon
978
PIMCO 0-5 Year High Yield Corporate Bond Index Exchange-Traded Fund
HYS
$1.75B
– –
-5,143
Closed -$459K
IQLT icon
979
iShares MSCI Intl Quality Factor ETF
IQLT
$13.7B
– –
-13,499
Closed -$437K
IYM icon
980
iShares US Basic Materials ETF
IYM
$1.15B
– –
-55,555
Closed -$6.93M
JMOM icon
981
JPMorgan US Momentum Factor ETF
JMOM
$2.47B
– –
-9,178
Closed -$346K
LITE icon
982
Lumentum
LITE
$50.3B
– –
-3,836
Closed -$200K
LVHD icon
983
Franklin US Low Volatility High Dividend Index ETF
LVHD
$644M
– –
-5,387
Closed -$205K
MBB icon
984
iShares MBS ETF
MBB
$39.3B
– –
-2,662
Closed -$247K
MCB icon
985
Metropolitan Bank Holding Corp
MCB
$1.14B
– –
-3,965
Closed -$233K
MDB icon
986
MongoDB
MDB
$25.1B
– –
-1,108
Closed -$218K
MSOS icon
987
AdvisorShares Pure US Cannabis ETF
MSOS
$846M
– –
-11,525
Closed -$80.6K
MTN icon
988
Vail Resorts
MTN
$5.48B
– –
-1,817
Closed -$433K
PARA
989
DELISTED
Paramount Global Class B
PARA
– –
-55,402
Closed -$935K
PBA icon
990
Pembina Pipeline
PBA
$28.9B
– –
-8,313
Closed -$282K
PXI icon
991
Invesco Dorsey Wright Energy Momentum ETF
PXI
$57.9M
– –
-25,688
Closed -$1.11M
QABA icon
992
First Trust NASDAQ ABA Community Bank Index Fund
QABA
$93.7M
– –
-5,864
Closed -$308K
QYLG icon
993
Global X Nasdaq 100 Covered Call & Growth ETF
QYLG
$153M
– –
-14,033
Closed -$310K
REGN icon
994
Regeneron Pharmaceuticals
REGN
$72.1B
– –
-600
Closed -$433K
RF icon
995
Regions Financial
RF
$26.5B
– –
-9,694
Closed -$209K
RWM icon
996
ProShares Short Russell2000
RWM
$132M
– –
-48,729
Closed -$1.2M
SHYG icon
997
iShares 0-5 Year High Yield Corporate Bond ETF
SHYG
$7.61B
– –
-13,262
Closed -$542K
SWK icon
998
Stanley Black & Decker
SWK
$14.7B
– –
-3,012
Closed -$226K
TAIL icon
999
Cambria Tail Risk ETF
TAIL
$149M
– –
-18,556
Closed -$284K
UGA icon
1000
United States Gasoline Fund
UGA
$142M
– –
-11,923
Closed -$715K
37 38 39
40
41

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AG
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AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return
EDRH
Edmond de Rothschild Holding Chambesy, Switzerland $6.91B AUM 19.7% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
PS
Principal Securities Des Moines, Iowa $6.82B AUM 17.15% 1-Year Est. Return
PFA
Pure Financial Advisors San Diego, California $6.97B AUM 16.14% 1-Year Est. Return
RBI
Raiffeisen Bank International Vienna, Austria $6.97B AUM 29.39% 1-Year Est. Return

Prospera Financial Services's Q1 2023 Portfolio in Review

As of Q1 2023, Prospera Financial Services held 1,015 positions worth $2.43B, up 22% from $2B the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Prospera Financial Services deployed $347M of net new capital in Q1 2023, opening 124 new positions and adding to 497 existing holdings. Its largest new stake was State Street SPDR Bloomberg Emerging Markets Local Bond ETF: 362,126 shares worth $7.68M.

By sector, the portfolio is most concentrated in Technology at 13% of assets, up from 11% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was State Street SPDR S&P Biotech ETF, an estimated $7.35M trimmed.

  • Prospera Financial Services's largest Q1 2023 buy was State Street SPDR Bloomberg Emerging Markets Local Bond ETF: 362,126 shares worth $7.68M.
  • Prospera Financial Services added most to State Street SPDR S&P MIDCAP 400 ETF Trust in Q1 2023, an estimated $11.4M increase.
  • Prospera Financial Services's biggest Q1 2023 reduction was State Street SPDR S&P Biotech ETF, cutting an estimated $7.35M.
  • Prospera Financial Services fully exited iShares US Basic Materials ETF in Q1 2023, selling an estimated $6.93M.
  • Prospera Financial Services's ten largest holdings make up 19% of its $2.43B portfolio in Q1 2023.
  • Prospera Financial Services opened 124 new positions and closed 58 in Q1 2023.
  • Prospera Financial Services's portfolio value rose 22% quarter-over-quarter to $2.43B.

Based on Prospera Financial Services's 13F filing for Q1 2023, filed 12 May 2023.