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PFS

Prospera Financial Services Portfolio holdings

AUM $6.89B
1-Year Est. Return 37.41%
This Fund
S&P 500
This Quarter Est. Return
+6.8%
1 Year Est. Return
+37.41%
3 Year Est. Return
+97.4%
5 Year Est. Return
+116.36%
10 Year Est. Return
+359.89%
AUM
$262M
AUM Growth
-$867M
Cap. Flow
-$932M
Cap. Flow %
-356.11%
Top 10 Hldgs %
21.54%
Holding
1,727
New
1,155
Increased
43
Reduced
426
Closed
90

Top Buys

Rank Stock Value
1
IYK icon
iShares US Consumer Staples ETF
IYK
+$2.05M
2
IYJ icon
iShares US Industrials ETF
IYJ
+$1.75M
3
EEM icon
iShares MSCI Emerging Markets ETF
EEM
+$1.38M
4
QQQH
NEOS Nasdaq-100 Hedged Equity Income ETF
QQQH
+$974K
5
GNMA icon
iShares GNMA Bond ETF
GNMA
+$899K

Top Sells

Rank Stock Value
1
DWFI
SPDR Dorsey Wright Fixed Income Allocation ETF
DWFI
+$63.8M
2
AAPL icon
Apple
AAPL
+$59.8M
3
FV icon
First Trust Dorsey Wright Focus 5 ETF
FV
+$49.9M
4
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$31.7M
5
QQQ icon
Invesco QQQ Trust
QQQ
+$25.6M

Sector Composition

Rank Sector Weight
1 Financials 10.9%
2 Industrials 9.98%
3 Technology 7.94%
4 Healthcare 6.42%
5 Consumer Discretionary 5%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
STOR
976
DELISTED
STORE Capital Corporation
STOR
$16K 0.01%
+600
New +$15.2K
ARW icon
977
Arrow Electronics
ARW
$10.9B
$15K 0.01%
+192
New +$14.2K
EIX icon
978
Edison International
EIX
$30.3B
$15K 0.01%
+301
New +$16K
HSIC icon
979
Henry Schein
HSIC
$9.7B
$15K 0.01%
+250
New +$16K
KBE icon
980
State Street SPDR S&P Bank ETF
KBE
$1.64B
$15K 0.01%
+500
New +$15.6K
KMX icon
981
CarMax
KMX
$8.33B
$15K 0.01%
+159
New +$15.9K
KRRO icon
982
Korro Bio
KRRO
$151M
$15K 0.01%
+16
New +$17.2K
LNT icon
983
Alliant Energy
LNT
$18.3B
$15K 0.01%
+300
New +$15.7K
LSTR icon
984
Landstar System
LSTR
$5.75B
$15K 0.01%
+122
New +$15.4K
MCK icon
985
McKesson
MCK
$101B
$15K 0.01%
103
-1,613
-94% -$245K
MLPA icon
986
Global X MLP ETF
MLPA
$2.28B
$15K 0.01%
666
-16,011
-96% -$407K
MYI icon
987
BlackRock MuniYield Quality Fund III
MYI
$714M
$15K 0.01%
+1,151
New +$15.5K
PPC icon
988
Pilgrim's Pride
PPC
$6.98B
$15K 0.01%
+1,000
New +$16K
SMG icon
989
ScottsMiracle-Gro
SMG
$3.97B
$15K 0.01%
99
-7,260
-99% -$1.12M
SPOT icon
990
Spotify
SPOT
$107B
$15K 0.01%
61
-950
-94% -$245K
TFX icon
991
Teleflex
TFX
$5.86B
$15K 0.01%
+45
New +$16.7K
WPM icon
992
Wheaton Precious Metals
WPM
$51.5B
$15K 0.01%
+302
New +$15.4K
LUMO
993
DELISTED
Lumos Pharma, Inc. Common Stock
LUMO
$15K 0.01%
+1,088
New +$16.3K
AMJ
994
DELISTED
JP Morgan Alerian MLP Index ETN 5/24/24
AMJ
$15K 0.01%
1,374
-11,327
-89% -$142K
CTXS
995
DELISTED
Citrix Systems Inc
CTXS
$15K 0.01%
+111
New +$15.9K
ATH
996
DELISTED
Athene Holding Ltd. Class A Common Shares
ATH
$15K 0.01%
+440
New +$15.2K
ADI icon
997
Analog Devices
ADI
$179B
$14K 0.01%
123
-27,857
-100% -$3.26M
APO icon
998
Apollo Global Management
APO
$69.3B
$14K 0.01%
+314
New +$15.1K
APOG icon
999
Apogee Enterprises
APOG
$832M
$14K 0.01%
+639
New +$14K
AYTU icon
1000
AYTU BioPharma
AYTU
$23.1M
$14K 0.01%
+57
New +$14.7K
38 39
40
41 42

Similar funds

AG
AIA Group Hong Kong $6.88B AUM 20.97% 1-Year Est. Return
AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return
EDRH
Edmond de Rothschild Holding Chambesy, Switzerland $6.91B AUM 19.7% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
PS
Principal Securities Des Moines, Iowa $6.82B AUM 17.15% 1-Year Est. Return
PFA
Pure Financial Advisors San Diego, California $6.97B AUM 16.14% 1-Year Est. Return
RBI
Raiffeisen Bank International Vienna, Austria $6.97B AUM 29.39% 1-Year Est. Return

Prospera Financial Services's Q3 2020 Portfolio in Review

As of Q3 2020, Prospera Financial Services held 1,727 positions worth $262M, down 77% from $1.13B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Prospera Financial Services withdrew a net $932M in Q3 2020, closing 90 positions and reducing 426 holdings. Its most notable exit was Netflix, an estimated $6.67M position sold in full.

By sector, the portfolio is most concentrated in Financials at 11% of assets, up from 6.9% a quarter earlier, followed by Industrials and Technology.

Against the trend, Prospera Financial Services opened a new position in NEOS Nasdaq-100 Hedged Equity Income ETF worth $924K.

  • Prospera Financial Services's largest Q3 2020 buy was NEOS Nasdaq-100 Hedged Equity Income ETF: 17,898 shares worth $924K.
  • Prospera Financial Services added most to iShares US Consumer Staples ETF in Q3 2020, an estimated $2.05M increase.
  • Prospera Financial Services's biggest Q3 2020 reduction was SPDR Dorsey Wright Fixed Income Allocation ETF, cutting an estimated $63.8M.
  • Prospera Financial Services fully exited Netflix in Q3 2020, selling an estimated $6.67M.
  • Prospera Financial Services's ten largest holdings make up 22% of its $262M portfolio in Q3 2020.
  • Prospera Financial Services opened 1,155 new positions and closed 90 in Q3 2020.
  • Prospera Financial Services's portfolio value fell 77% quarter-over-quarter to $262M.

Based on Prospera Financial Services's 13F filing for Q3 2020, filed 4 Nov 2020.