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PFS

Prospera Financial Services Portfolio holdings

AUM $6.89B
1-Year Est. Return 37.41%
This Fund
S&P 500
This Quarter Est. Return
+2.56%
1 Year Est. Return
+37.41%
3 Year Est. Return
+97.4%
5 Year Est. Return
+116.36%
10 Year Est. Return
+359.89%
AUM
$4.29B
AUM Growth
+$378M
Cap. Flow
+$351M
Cap. Flow %
8.16%
Top 10 Hldgs %
20.02%
Holding
1,195
New
79
Increased
633
Reduced
362
Closed
62

Top Buys

Rank Stock Value
1
SPYG icon
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
+$27M
2
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$14.6M
3
AXP icon
American Express
AXP
+$12.3M
4
FTCB icon
First Trust Core Investment Grade ETF
FTCB
+$12.1M
5
AAPL icon
Apple
AAPL
+$11.9M

Top Sells

Rank Stock Value
1
SPYV icon
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
+$25.2M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$8.13M
3
SLV icon
iShares Silver Trust
SLV
+$7.14M
4
MRK icon
Merck
MRK
+$6.33M
5
FIXD icon
First Trust Smith Opportunistic Fixed Income ETF
FIXD
+$6.27M

Sector Composition

Rank Sector Weight
1 Technology 16.94%
2 Financials 7.11%
3 Consumer Discretionary 4.84%
4 Industrials 4.77%
5 Healthcare 4.45%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DIA icon
76
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
$45.8B
$13M 0.3%
30,654
-925
-3% -$400K
JNJ icon
77
Johnson & Johnson
JNJ
$635B
$12.6M 0.29%
86,874
-23,391
-21% -$3.62M
ETN icon
78
Eaton
ETN
$157B
$12.6M 0.29%
37,852
+10,538
+39% +$3.7M
PNC icon
79
PNC Financial Services
PNC
$100B
$12.4M 0.29%
64,224
-23
-0% -$4.52K
ADBE icon
80
Adobe
ADBE
$89.5B
$12M 0.28%
26,986
+1,713
+7% +$848K
UCON icon
81
First Trust Smith Unconstrained Bond ETF
UCON
$3.26B
$11.9M 0.28%
483,656
+158,924
+49% +$3.94M
CMCSA icon
82
Comcast
CMCSA
$79.1B
$11.9M 0.28%
317,555
+9,729
+3% +$404K
FTCB icon
83
First Trust Core Investment Grade ETF
FTCB
$2.51B
$11.9M 0.28%
+576,054
New +$12.1M
IEF icon
84
iShares 7-10 Year Treasury Bond ETF
IEF
$47.1B
$11.9M 0.28%
128,353
+23,733
+23% +$2.24M
FVC icon
85
First Trust Dorsey Wright Dynamic Focus 5 ETF
FVC
$104M
$11.8M 0.28%
323,473
-4,044
-1% -$149K
TSM icon
86
TSMC
TSM
$2.09T
$11.8M 0.28%
59,783
-132
-0.2% -$25.5K
ACN icon
87
Accenture
ACN
$89.9B
$11.6M 0.27%
33,048
+718
+2% +$258K
WFC icon
88
Wells Fargo
WFC
$261B
$11.2M 0.26%
158,843
+20,411
+15% +$1.39M
FDL icon
89
First Trust Morningstar Dividend Leaders Index Fund
FDL
$7.72B
$11.1M 0.26%
274,693
+85,347
+45% +$3.58M
BND icon
90
Vanguard Total Bond Market
BND
$157B
$10.8M 0.25%
150,471
+73,231
+95% +$5.35M
RDVI icon
91
FT Vest Rising Dividend Achievers Target Income ETF
RDVI
$3.48B
$10.7M 0.25%
443,206
+51,779
+13% +$1.3M
AMD icon
92
Advanced Micro Devices
AMD
$851B
$10.6M 0.25%
87,515
-87
-0.1% -$12.5K
TCAF icon
93
T. Rowe Price Capital Appreciation Equity ETF
TCAF
$7.81B
$10.3M 0.24%
308,787
+72,456
+31% +$2.44M
IGV icon
94
iShares Expanded Tech-Software Sector ETF
IGV
$13B
$10.2M 0.24%
101,414
+26,702
+36% +$2.65M
IWM icon
95
iShares Russell 2000 ETF
IWM
$80.9B
$10.1M 0.24%
45,781
+6,437
+16% +$1.47M
AMLP icon
96
Alerian MLP ETF
AMLP
$13B
$9.74M 0.23%
202,201
-33,200
-14% -$1.6M
JEPQ icon
97
JPMorgan Nasdaq Equity Premium Income ETF
JEPQ
$38.9B
$9.71M 0.23%
172,137
+31,659
+23% +$1.78M
ISRG icon
98
Intuitive Surgical
ISRG
$121B
$9.58M 0.22%
18,364
+1,126
+7% +$586K
IJS icon
99
iShares S&P Small-Cap 600 Value ETF
IJS
$8.11B
$9.51M 0.22%
87,585
+854
+1% +$94.7K
DGRO icon
100
iShares Core Dividend Growth ETF
DGRO
$42.6B
$9.38M 0.22%
152,937
+380
+0.2% +$24K
2 3
4
5 6

Similar funds

AG
AIA Group Hong Kong $6.88B AUM 20.97% 1-Year Est. Return
AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return
EDRH
Edmond de Rothschild Holding Chambesy, Switzerland $6.91B AUM 19.7% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
PS
Principal Securities Des Moines, Iowa $6.82B AUM 17.15% 1-Year Est. Return
PFA
Pure Financial Advisors San Diego, California $6.97B AUM 16.14% 1-Year Est. Return
RBI
Raiffeisen Bank International Vienna, Austria $6.97B AUM 29.39% 1-Year Est. Return

Prospera Financial Services's Q4 2024 Portfolio in Review

As of Q4 2024, Prospera Financial Services held 1,195 positions worth $4.29B, up 9.6% from $3.92B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

Prospera Financial Services deployed $351M of net new capital in Q4 2024, opening 79 new positions and adding to 633 existing holdings. Its largest new stake was First Trust Core Investment Grade ETF: 576,054 shares worth $11.9M.

By sector, the portfolio is most concentrated in Technology at 17% of assets, up from 16% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was State Street SPDR Portfolio S&P 500 Value ETF, an estimated $25.2M trimmed.

  • Prospera Financial Services's largest Q4 2024 buy was First Trust Core Investment Grade ETF: 576,054 shares worth $11.9M.
  • Prospera Financial Services added most to State Street SPDR Portfolio S&P 500 Growth ETF in Q4 2024, an estimated $27M increase.
  • Prospera Financial Services's biggest Q4 2024 reduction was State Street SPDR Portfolio S&P 500 Value ETF, cutting an estimated $25.2M.
  • Prospera Financial Services fully exited VICI Properties in Q4 2024, selling an estimated $3.27M.
  • Prospera Financial Services's ten largest holdings make up 20% of its $4.29B portfolio in Q4 2024.
  • Prospera Financial Services opened 79 new positions and closed 62 in Q4 2024.
  • Prospera Financial Services's portfolio value rose 9.6% quarter-over-quarter to $4.29B.

Based on Prospera Financial Services's 13F filing for Q4 2024, filed 13 Feb 2025.